0001534424-16-001102.txt : 20161013 0001534424-16-001102.hdr.sgml : 20161013 20161013200524 ACCESSION NUMBER: 0001534424-16-001102 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell William James III CENTRAL INDEX KEY: 0001568046 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 161935757 MAIL ADDRESS: STREET 1: 20200 COTTAGEWOOD RD CITY: DEEPHAVEN STATE: MN ZIP: 55331 5 1 farrel.xml OWNERSHIP DOCUMENT X0306 5 2016-06-30 0 0 0 0000788920 PRO DEX INC PDEX 0001568046 Farrell William James III 422 SHORE ACRES ROAD LACRESCENT MN 55947 1 0 0 0 Common Stock 2015-12-09 5 L 0 L 1000 2.423 A 6200 D Common Stock 2015-12-10 5 L 0 L 1000 2.4059 A 6200 D /s/ Alisha Charlton as attorney-in-fact for William Farrell 2016-10-13