0001534424-16-000776.txt : 20160527 0001534424-16-000776.hdr.sgml : 20160527 20160527154946 ACCESSION NUMBER: 0001534424-16-000776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150801 FILED AS OF DATE: 20160527 DATE AS OF CHANGE: 20160527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr CENTRAL INDEX KEY: 0001575056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 161682274 MAIL ADDRESS: STREET 1: 34 DEER CREEK CITY: IRVINE STATE: CA ZIP: 92604 4 1 vankirk.xml OWNERSHIP DOCUMENT X0306 4 2015-08-01 0 0000788920 PRO DEX INC PDEX 0001575056 Van Kirk Richard Lee Jr 34 DEER CREEK IRVINE CA 92604 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock - ESPP 2015-08-01 5 J 0 E 490 1.99 A 16198 D Common Stock - ESPP 2016-01-30 5 J 0 E 496 1.9635 A 16694 D Common Stock 2016-05-26 5 L 0 E 1265 3.9064 A 17959 D These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3. /s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk 2016-05-27