0001534424-16-000776.txt : 20160527
0001534424-16-000776.hdr.sgml : 20160527
20160527154946
ACCESSION NUMBER: 0001534424-16-000776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150801
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr
CENTRAL INDEX KEY: 0001575056
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 161682274
MAIL ADDRESS:
STREET 1: 34 DEER CREEK
CITY: IRVINE
STATE: CA
ZIP: 92604
4
1
vankirk.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-01
0
0000788920
PRO DEX INC
PDEX
0001575056
Van Kirk Richard Lee Jr
34 DEER CREEK
IRVINE
CA
92604
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock - ESPP
2015-08-01
5
J
0
E
490
1.99
A
16198
D
Common Stock - ESPP
2016-01-30
5
J
0
E
496
1.9635
A
16694
D
Common Stock
2016-05-26
5
L
0
E
1265
3.9064
A
17959
D
These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3.
/s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk
2016-05-27