0001534424-16-000592.txt : 20160302
0001534424-16-000592.hdr.sgml : 20160302
20160302204937
ACCESSION NUMBER: 0001534424-16-000592
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160119
FILED AS OF DATE: 20160302
DATE AS OF CHANGE: 20160302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AO Partners I, LP
CENTRAL INDEX KEY: 0001542769
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 161479287
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD
STREET 2: SUITE 560
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-843-4301
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD
STREET 2: SUITE 560
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swenson Nicholas John
CENTRAL INDEX KEY: 0001478067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 161479288
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BOULEVARD
STREET 2: SUITE 560
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
4
1
swenson.xml
OWNERSHIP DOCUMENT
X0306
4
2016-01-19
0
0000788920
PRO DEX INC
PDEX
0001478067
Swenson Nicholas John
3033 EXCELSIOR BOULEVARD
SUITE 560
MINNEAPOLIS
MN
55416
1
0
0
0
0001542769
AO Partners I, LP
3033 EXCELSIOR BLVD
SUITE 560
MINNEAPOLIS
MN
55416
0
0
1
0
Common Stock
1037984
I
By AO Partners, LP
Common Stock
2016-01-19
4
L
0
100
2.25
A
75388
D
Common Stock
2016-01-21
4
L
0
100
2.25
A
75488
D
Common Stock
2016-03-01
4
P
0
17821
3.15
A
93309
D
Common Stock
2016-03-02
4
P
0
1281
3.15
A
94590
D
These purchases were made pursuant to a 10b5-1 stock purchase plan.
/s/ Alisha Charlton as attorney-in-fact for Nicholas John Swenson
2016-03-02
/s/ Alisha Charlton as attorney-in-fact for AO Partners, LP
2016-03-02