0001144204-14-060864.txt : 20141016 0001144204-14-060864.hdr.sgml : 20141016 20141014113736 ACCESSION NUMBER: 0001144204-14-060864 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141009 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-02783-S FILM NUMBER: 141154316 BUSINESS ADDRESS: STREET 1: 100 CIENEGA STREET, SUITE C CITY: SANTE FE STATE: NM ZIP: 87501 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 100 CIENEGA STREET, SUITE C CITY: SANTE FE STATE: NM ZIP: 87501 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 8-K 1 v391258_8k.htm FORM 8-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_________________________

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): October 9, 2014

 

SIGMA LABS, INC.

(Exact name of registrant as specified in its charter)

 

 

Nevada   33-2783-S   82-0404220
(State or other jurisdiction of incorporation or organization)   (Commission File Number)   (I.R.S. Employer
Identification No.)

 

3900 Paseo del Sol

Santa Fe, New Mexico 87507

_________________________

 

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (505) 438-2576

 

 

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 

 

ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

 

Annual Meeting of Stockholders

 

The Annual Meeting of Stockholders of Sigma Labs, Inc. (“our” or the “Company”) was held on October 9, 2014. Our stockholders acted upon the following proposals at the Annual Meeting:

 

·Proposal 1: to elect Mark Cola, Tom O’Mara, and Michael Thacker to our board of directors to serve as directors until the 2015 Annual Meeting of stockholders;

 

·Proposal 2: a proposal to approve the form of indemnification agreement between the Company and its directors and officers; and

 

·Proposal 3: a proposal to ratify the selection of Pritchett, Siler & Hardy, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2014.

 

Voting Results

 

Proposal 1: Mark Cola, Tom O’Mara and Michael Thacker were elected as directors on the following vote:

 

·Mark Cola was elected with 252,052,076 “FOR” votes, 1,246,122 “AGAINST” votes and 221,632 “ABSTAIN” votes;

 

·Tom O'Mara was elected with 252, 941,774 “FOR” votes, 356,424 “AGAINST” votes and 221,632 “ABSTAIN” votes; and

 

·Michael Thacker was elected with 251,933,264 “FOR” votes, 1,364,934 “AGAINST” votes and 221,632 “ABSTAIN” votes.

 

In addition, there were 198,467,069 broker non-votes in connection with this proposal.

 

Proposal 2: This proposal was not approved with 188,957,099 “FOR” votes, 58,471,606 “AGAINST” votes and 6,091,125 “ABSTAIN” votes. There were 198,467,069 broker non-votes in connection with this proposal.

 

Proposal 3: This proposal was approved with 448,336,896 “FOR” votes, 597,212 “AGAINST” votes and 3,052,791 “ABSTAIN” votes. There were no broker non-votes in connection with this proposal. 

 

 
 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: October 14, 2014 SIGMA LABS, INC.
       
       
  By:  /s/ Mark J. Cola
    Name:  Mark J. Cola
    Title: President and Chief Executive Officer