0001144204-13-055407.txt : 20131016 0001144204-13-055407.hdr.sgml : 20131016 20131016120310 ACCESSION NUMBER: 0001144204-13-055407 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131010 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS REPAIR SERVICES [7600] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-02783-S FILM NUMBER: 131153609 BUSINESS ADDRESS: STREET 1: 100 CIENEGA STREET, SUITE C CITY: SANTE FE STATE: NM ZIP: 87501 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 100 CIENEGA STREET, SUITE C CITY: SANTE FE STATE: NM ZIP: 87501 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 8-K 1 v357437_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_________________________

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): October 10, 2013

SIGMA LABS, INC.

(Exact name of registrant as specified in its charter)

Nevada		33-2783-S		82-0404220
(State or other jurisdiction of incorporation or organization)		(Commission File Number)		(I.R.S. Employer Identification No.)

100 Cienega Street, Suite C

Santa Fe, NM 87501

_________________________

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code:

(505) 438-2576

Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

Annual Meeting of Stockholders

The Annual Meeting of Stockholders of Sigma Labs, Inc. (“we,” “us,” “our” or the “Company”) was held on October 10, 2013. Our stockholders acted upon the following proposals at the Annual Meeting:

Proposal 1: to re-elect Mark Cola, Damon Giovanielli, Allen Mason and Michael Thacker to our board of directors to serve as directors until the 2014 Annual Meeting of stockholders;

Proposal 2: a proposal to approve the 2013 Equity Incentive Plan of the Company; and

Proposal 3: a proposal to ratify the selection of Pritchett, Siler & Hardy, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2013.

Voting Results

Proposal 1: Mark Cola, Damon Giovanielli, Allen Mason and Michael Thacker were re-elected as directors on the following vote:

	“FOR” votes		“WITHHELD” votes
Mark Cola		239,181,901		100,580
Damon Giovanielli		239,381,901		100,580
Allen Mason		234,280,901		100,580
Michael Thacker		239,381,901		100,580

In addition, there were 100,405,066 broker non-votes in connection with this proposal.

Proposal 2: This proposal was approved with 234,564,540 “FOR” votes, 1,860,230 “AGAINST” votes and 40,587,711 “ABSTAIN” votes. There were 100,405,066 broker non-votes in connection with this proposal.

Proposal 3: This proposal was approved with 371,517,626 “FOR” votes, 353,552 “AGAINST” votes and 5,546,369 “ABSTAIN” votes. There were no broker non-votes in connection with this proposal.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 15, 2013	SIGMA LABS, INC.


	By:	/s/ Mark Cola
		Name:	Mark Cola
		Title:	President and Chief Executive Officer