0001562180-21-001054.txt : 20210210 0001562180-21-001054.hdr.sgml : 20210210 20210210173523 ACCESSION NUMBER: 0001562180-21-001054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210209 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dies Jason CENTRAL INDEX KEY: 0001719216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03579 FILM NUMBER: 21615305 MAIL ADDRESS: STREET 1: 3001 SUMMER STREET CITY: STAMFORD, STATE: CT ZIP: 06926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PITNEY BOWES INC /DE/ CENTRAL INDEX KEY: 0000078814 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE MACHINES, NEC [3579] IRS NUMBER: 060495050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PITNEY BOWES INC STREET 2: 3001 SUMMER STREET CITY: STAMFORD STATE: CT ZIP: 06926-0700 BUSINESS PHONE: 203-356-5000 MAIL ADDRESS: STREET 1: 3001 SUMMER STREET CITY: STAMFORD STATE: CT ZIP: 06926-0700 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-09 false 0000078814 PITNEY BOWES INC /DE/ PBI 0001719216 Dies Jason 3001 SUMMER STREET STAMFORD CT 06926 false true false false EVP & Pres. of SMB Solutions Common Stock 2021-02-09 4 M false 64682.00 0.00 A 128835.0411 D Common Stock 2021-02-09 4 F false 21067.00 0.00 D 107768.0411 D Common Stock 11087.724 I DISP Restricted Stock Unit 2021-02-09 4 M false 5274.00 0.00 D 2021-02-09 Common Stock 5274.00 0.00 D Performance Stock Units 2021-02-09 4 M false 27531.00 0.00 D Common Stock 27531.00 0.00 D Restricted Stock Unit 2021-02-09 4 M false 10101.00 0.00 D 2021-02-09 Common Stock 10101.00 10101.00 D Restricted Stock Units 2021-02-09 4 M false 21776.00 0.00 D 2021-02-09 Common Stock 21776.00 43551.00 D Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. The third vesting of the three traunches vesting. Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors. The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant. The second vesting of the three traunches vesting. The first vesting of the three traunches vesting. /s/ George Brereton - POA for Jason C. Dies 2021-02-10