0001562180-18-001161.txt : 20180223 0001562180-18-001161.hdr.sgml : 20180223 20180223142016 ACCESSION NUMBER: 0001562180-18-001161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Daniel J CENTRAL INDEX KEY: 0001503137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03579 FILM NUMBER: 18635868 MAIL ADDRESS: STREET 1: 1 ELMCROFT ROAD CITY: STAMFORD STATE: CT ZIP: 06926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PITNEY BOWES INC /DE/ CENTRAL INDEX KEY: 0000078814 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE MACHINES, NEC [3579] IRS NUMBER: 060495050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PITNEY BOWES INC STREET 2: 3001 SUMMER STREET CITY: STAMFORD STATE: CT ZIP: 06926-0700 BUSINESS PHONE: 203-356-5000 MAIL ADDRESS: STREET 1: 3001 SUMMER STREET CITY: STAMFORD STATE: CT ZIP: 06926-0700 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-02-21 false 0000078814 PITNEY BOWES INC /DE/ PBI 0001503137 Goldstein Daniel J 3001 SUMMER STREET STAMFORD CT 06926 false true false false EVP/Chief Legal & Compliance Common Stock 2018-02-21 4 M false 590.00 0.00 A 56115.8606 D Common Stock 2018-02-21 4 F false 590.00 12.21 D 55525.8606 D Common Stock 2018-02-21 4 M false 106.00 0.00 A 55631.8606 D Common Stock 2018-02-21 4 F false 106.00 12.21 D 55525.8606 D Restricted Stock Units 2018-02-21 4 M false 590.00 0.00 D Common Stock 590.00 26325.00 D Performance Stock Units 2018-02-21 4 M false 106.00 0.00 D Common Stock 106.00 3005.00 D The vesting is to pay for Social Security and Medicare Taxes on the 2015, 2016 and 2017 Grants that were deferred. The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grant that was deferred. Each unit represents a contingent right to receive one share of Pitney Bowes common stock. Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments. Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors. The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant. /s/ George Brereton - POA for Daniel Goldstein 2018-02-23