FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2016 |
3. Issuer Name and Ticker or Trading Symbol
PITNEY BOWES INC /DE/ [ PBI ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) 01/04/2016 |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,571.4853(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Stock Units | (2) | 02/09/2024 | Common Stock | 11,151 | $0.00 | D | |
Restricted Stock Units | (3) | 02/10/2023 | Common Stock | 3,192 | $0.00 | D | |
Performance Stock Units | (4) | 02/08/2025 | Common Stock | 13,987 | $0.00 | D | |
Restricted Stock Units | (5) | 02/08/2025 | Common Stock | 5,632 | $0.00 | D | |
Stock Option | 02/12/2019(6) | 12/07/2025 | Common Stock | 200,000 | $24.79 | D |
Explanation of Responses: |
1. This Form 3 is being amended to report common stock the Reporting Person owns in a joint brokerage account totaling 3,570 shares that were omitted from the original Form 3 dated January 4, 2016. |
2. Each performance based restricted stock unit will vest subject to predetermined EBIT performance metrics on February 7, 2017. |
3. The restricted stock units expire upon vesting and vest in three equal annual installments. |
4. Each performance based restricted stock unit will vest subject to predetermined EBIT performance metrics on February 13, 2018. |
5. The restricted stock units expire upon vesting and vest in three annual installments. |
6. The stock option cliff vests 100% on February 12, 2019. |
Remarks: |
/s/ Laurie Bellocchio - POA for Lila Snyder | 01/19/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |