-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFQKuqfoQknd6Xnx69aNQiJGrmO97Zvgt3M+vhHk7DfQX/Dk0qVj3Iit5d6idgB4 gXvNnA5RHGFeZgo/LwG3Zw== 0001096633-99-000003.txt : 19991108 0001096633-99-000003.hdr.sgml : 19991108 ACCESSION NUMBER: 0001096633-99-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991105 GROUP MEMBERS: BARBARA R. EVANS GROUP MEMBERS: BEATRIX W. RICHARDSON GROUP MEMBERS: CENTER CREATIVE LEADERSHIP GROUP MEMBERS: CHARLES S. CHAPIN GROUP MEMBERS: CHESTER F. CHAPIN GROUP MEMBERS: ESTATE H. SMITH RICHARDSON, JR. GROUP MEMBERS: JAMES L. RICHARDSON GROUP MEMBERS: LAURINDA V.LOWENSTEIN DOUGLAS GROUP MEMBERS: LUNSFORD RICHARDSON, JR. GROUP MEMBERS: LYNN C. GUZENHAUSER GROUP MEMBERS: MARGARET W. GALLAGHER GROUP MEMBERS: NORRIS W. PREYER, JR. GROUP MEMBERS: PETER L. RICHARDSON GROUP MEMBERS: RICHARD G. SMITH, III GROUP MEMBERS: RICHARDSON STUART S GROUP MEMBERS: ROBERT RANDOLPH RICHARDSON GROUP MEMBERS: SION A. BONEY, III GROUP MEMBERS: STUART SMITH RICHARDSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRENWICK GROUP INC CENTRAL INDEX KEY: 0000787952 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 061152790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-37623 FILM NUMBER: 99742063 BUSINESS ADDRESS: STREET 1: ONE CANTERBURY GREEN CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033535500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON STUART S CENTRAL INDEX KEY: 0000900984 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PIEDMONT MANAGEMENT COMPANY STREET 2: 80 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 MAIL ADDRESS: STREET 1: 80 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 TRENWICK GROUP INC. (Name of Issuer) COMMON STOCK, PAR VALUE, $.01 PER SHARE (Title of Class of Securities) 895290104 (CUSIP Number) W.B. RODMAN DAVIS, ESQ. ADAMS KLEEMEIER HAGAN HANNAH & FOUTS PLLC 701 GREEN VALLEY ROAD, SUITE 100 P.O BOX 3463 GREENSBORO, NC 27402 (336) 373-1600 (Name, Address, and Telephone Number of Person Authorized To Receive Notice and Communications) OCTOBER 27, 1999 (Date of Event that Requires Filing of This Statement) CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stuart Smith Richardson - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 209,453 PERSON WITH 10 SHARED DISPOSITIVE POWER 332,504 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 541,957 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter L. Richardson - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 186 PERSON WITH 10 SHARED DISPOSITIVE POWER 249,110 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 249,296 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lunsford Richardson, Jr. - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 17,872 PERSON WITH 10 SHARED DISPOSITIVE POWER 55,532 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 73,404 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard G. Smith, III - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 27,787 PERSON WITH 10 SHARED DISPOSITIVE POWER 328,087 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 355,874 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.9% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert Randolph Richardson - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 6,205 PERSON WITH 10 SHARED DISPOSITIVE POWER 59,798 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,003 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barbara R. Evans - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 98,721 PERSON WITH 10 SHARED DISPOSITIVE POWER 244,180 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 342,901 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.9% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Norris W. Preyer, Jr. - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 1,145 PERSON WITH 10 SHARED DISPOSITIVE POWER 15,535 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,680 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Laurinda V. Lowenstein Douglas - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 2,136 PERSON WITH 10 SHARED DISPOSITIVE POWER 152,448 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 154,584 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Margaret W. Gallagher - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 31,302 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,302 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Estate of H. Smith Richardson, Jr. - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 285 PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 285 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 00 - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James L. Richardson - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 1,574 PERSON WITH 10 SHARED DISPOSITIVE POWER 18,170 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,744 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Chester F. Chapin - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 8,796 PERSON WITH 10 SHARED DISPOSITIVE POWER 2,613 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,409 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles S. Chapin - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 4,506 PERSON WITH 10 SHARED DISPOSITIVE POWER 2,613 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,119 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lynn C. Guzenhauser - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 8,796 PERSON WITH 10 SHARED DISPOSITIVE POWER 2,613 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,409 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Beatrix W. Richardson - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 9,254 PERSON WITH 10 SHARED DISPOSITIVE POWER 7,040 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,294 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sion A. Boney III - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 16,068 PERSON WITH 10 SHARED DISPOSITIVE POWER 134,303 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,371 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------- - ----------------------------------------------------------------- CUSIP No. 895290104 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Center for Creative Leadership - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) __X__ - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) - ----------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 1,181,002 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 196,663 - ----------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 196,663 - ----------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)EXCLUDES CERTAIN SHARES - ----------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% - ----------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ----------------------------------------------------------------- Item 1. SECURITY AND COMPANY The title of the class of equity securities to which this Schedule 13-D (the "Statement") relates is common stock, par value $.01 (the "Trenwick Common Stock"), of Trenwick Group Inc., a Delaware corporation ("Trenwick"). The principal executive offices of Trenwick are located at One Canterbury Green,Stamford, Connecticut 06901. Item 2. IDENTITY AND BACKGROUND (a) The names of the persons filing this Statement are Stuart Smith Richardson, Peter L. Richardson, Lunsford Richardson, Jr., Richard G. Smith, III, Robert Randolph Richardson, Barbra R. Evans, Norris W. Preyer, Laurinda V. Lowenstein Douglas, Margaret W. Gallagher, Estate of H. Smith Richardson, Jr., James L. Richardson, Chester F. Chapin, Charles S. Chapin, Lynn C. Guzenhauser, Beatrix W. Richardson, Sion A. Boney, III, and Center for Creative Leadership ("CCL") (collectively the "Reporting Persons"). (b) and (c) The principal occupation or employment and the residence or business address of each reporting Person is set forth on Schedule A. (d) During the last five years, no Reporting Person has been convicted in a criminal proceeding, excluding traffic violations or similar misdemeanors. (e) During the last five years, no Reporting Person has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which has had the result of subjecting such person to a judgment, decree, or final order enjoining future violations of , or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Chartwell Re Corporation ("Chartwell") entered into an Agreement and Plan of Merger dated June 21, 1999 (the "Merger Agreement"), which was filed with the SEC as Appendix A to the S-4 Form filing dated September 7, 1999 and is incorporated herein by reference, pursuant to which Chartwell merged with and into Trenwick on October 27, 1999. Trenwick is the corporation surviving the Merger. In the Merger, each Reporting Person holding Chartwell common stock received, in exchange for each Chartwell share, 0.825 shares of newly-issued Trenwick Common Stock. In connection with the merger of Piedmont Management Company, Inc., with and into Chartwell, the Reporting Persons entered into a Stockholders Agreement, dated December 13, 1995 (the "Stockholders Agreement"),which was filed as Exhibit 2 in connection with the Reporting Persons 13-D filing dated December 26, 1995 (the "1995 Filing") as an exhibit thereto, and which is incorporated herein by reference. The Stockholders Agreement is described more fully in item 6. Item 4. PURPOSE OF THE TRANSACTION. The Trenwick Common Stock acquired by the Reporting Persons served as merger consideration and thereby facilitated the Merger of Chartwell and Trenwick. Each of the Reporting Persons, alone or with other Reporting Persons, intend to review from time to time Trenwick's business affairs and financial position. Based on such evaluation and review, as well as general economic and industry conditions existing at the time, the Reporting Persons may consider, individually or collectively, from time to time various alternative courses of action. Such actions may include the acquisition of additional shares of Trenwick Common Stock through open market purchases, privately negotiated transactions, a public offering, or otherwise. Except as set forth above, the Reporting Persons share no plan or proposals which relate to or would result in any of the transactions described in subparagraphs (a) through (j) of the General Instructions of Information to be included in Statement Filed Pursuant to Item 4 of Schedule 13-D. Item 5. INTEREST IN SECURITIES OF THE COMPANY (a) The number and percentage of shares of Trenwick Common Stock controlled by each Reporting Person is set forth in Schedule B. As a result of the Stockholders Agreement, the parties signing such agreement may be deemed to constitute a "group" within the meaning of Rule 13d-3 under the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), and thus each member of such group would be deemed to beneficially own the shares of Trenwick Common Stock held by all group members. This group may be deemed to beneficially own an aggregate of 1,181,002 shares of Trenwick Common Stock or 6.4 % of the Trenwick Common Stock outstanding. Pursuant to Rule 13d-4 of the Exchange Act, each Reporting Person disclaims beneficial ownership of the shares of Trenwick Common Stock covered by this Statement other than those shares controlled by such Reporting Person as listed on Schedule B hereto under the heading "Total Number of Shares of Trenwick Common Stock." (b) Schedule B sets forth the number of shares of Trenwick Common Stock which each Reporting Person has sole or shared power to dispose of, including shares held as trustee or executor. Schedule C sets forth the trustees and executors with whom dispositive power is shared if applicable with respect to trust or estate shares. Because of the Stockholders Agreement, no Reporting Person is considered to have sole power to vote shares of Trenwick Common Stock, but each may be deemed to share power to vote 1,181,002 shares of Trenwick Common Stock. CCL, a North Carolina non-profit corporation, owns 196,663 shares of Trenwick Common Stock. Stuart S. Richardson, and Peter L. Richardson are CCL members and are also reporting persons in their individual capacity. These individuals' beneficial ownership of shares of Trenwick Common Stock is set forth in Schedule B to this Statement. General Instruction C of Schedule 13-D requires that Trenwick share information be given with respect to other CCL members ( W. Winburne King, III, L. Richardson Preyer, Jr., Haynes Griffin, Eric R. Calhoun, Ingar Skaag, Tom Hearn, Linda Lorimer, and John W. Red, Jr.) because of their corporate relationship with CCL, such members have no interest in Trenwick Common Stock other than the interest held by CCL. Therefore the CCL members, excluding Stuart Smith Richardson and Peter L. Richardson have an interest only in the 196,663 shares of Trenwick Common Stock held by CCL. (c) There have been no transactions effected in the shares of Trenwick Common Stock by any Reporting Person since August 22, 1999. (d) Because certain Reporting Persons "beneficially own" shares of Trenwick Common Stock by virtue of trustee or executor status in the Trusts or Estate, other individuals, specifically the trust beneficiaries or prospective estate beneficiaries, may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of Trenwick Common Stock. To the best knowledge of each Reporting Person, no single trust beneficiary or prospective estate beneficiary has the right or power with respect to more than 5% of the Trenwick Common Stock. (e) Inapplicable. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIP WITH RESPECT TO SECURITIES OF THE ISSUER. In connection with the merger of Piedmont Management, Inc., and Chartwell, Chartwell entered into a Stockholders Agreement, dated as of December 13, 1995, with the Reporting Persons and certain Chartwell stockholders, specifically Virginia Retirement Systems, Brinson Trust Company, as trustee of the Institutional Venture Capital Fund II, Michigan Mutual Insurance Company, FIMA Finance Management Inc., and Wand/Chartwell Investments L.P. Among other things, the Stockholders Agreement entitles the Reporting Persons to designate up to four persons for election to Chartwell's Board of Directors. The Stockholders Agreement further obligates Chartwell's nominating committee to recommend to Chartwell's Board of Directors those persons designated by the Reporting Persons for election to Chartwell's Board of Directors be included in the slate of nominees recommended by such Board of Directors to Chartwell's shareholders for election. The Stockholders Agreement also obligates each signing stockholder to vote all Chartwell Common Stock that such stockholder beneficially owns to elect or appoint all designees of the Reporting Persons included in Chartwell's slate for directors. In a Letter Agreement dated as of December 13, 1995 (the "Letter Agreement"), such Letter Agreement was reported as Exhibit 3 in the 1995 Filing, and which is incorporated herein by reference, among the Reporting Persons, Mr. Stuart Smith Richardson was appointed to exercise the right of the Reporting Persons to designate the relevant Chartwell directors under the Stockholders Agreement. In connection with the merger between Piedmont Management, Inc., and Chartwell, the Reporting Persons entered into a Registration Rights Agreement dated as of December 13, 1995 (the "Registration Rights Agreement") with Chartwell and certain substantial Chartwell stockholders, such Registration Rights Agreement was reported as Exhibit 6 in the 1995 Filing, and which is incorporated herein by reference. Pursuant to the Registration Rights Agreement, upon the request of stockholders holding at least 400,000 shares of Chartwell Common Stock or any security convertible into 400,000 shares of Chartwell Common Stock, Chartwell must, subject to certain limited exceptions, use its best efforts to register such shares under the Securities Act of 1933, as amended. Upon the Merger, the Stockholders Agreement will continue in effect and remain legally binding upon the Reporting Persons and Trenwick will be legally bound as the successor in interest to Chartwell's interest under the Stockholders Agreement. The Reporting Persons have entered into a Joint Filing Agreement, dated as of October 29, 1999 (the "Joint Filing Agreement"), whereby each Reporting Person agreed to a joint filing of this Statement and subsequent amendments thereto. The descriptions contained herein of the Stockholders Agreement, the Letter Agreement, the Registration Rights Agreement, and the Joint Filing Agreement are qualified in their entirety by reference to such agreements, copies of which were previously filed as exhibits to the 1995 Filing and are incorporated herein by reference. Certain Reporting Persons may also be related to members of the "Richardson Family," which members hold additional shares of Trenwick Common Stock. The "Richardson Family" refers to descendants of Lunsford Richardson, Sr., their spouses, trusts, a corporation in which they have interests, and charitable organizations established by such descendants. As of October 27, 1999, after giving effect to the Merger, such descendants and spouses (numbering approximately 190 persons), trusts, a corporation in which they have interests, and charitable organizations established by them owned approximately 69,691 shares of Trenwick Common Stock, excluding the shares disclosed by the Reporting Persons in the Schedule 13-D. These individuals and institutions have differing interests and may or may not vote their shares of Trenwick Common Stock in the same manner. Except for the agreements and the relationships described above, to the best knowledge of the Reporting Persons, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) between the persons enumerated in Item 2, and any other person, with respect to any securities of Trenwick, including, but not limited to, transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. MATERIALS TO BE FILED AS EXHIBITS Exhibit A Joint Filing Agreement The Stockholders Agreement, the Letter Agreement, and Registration Rights Agreement are incorporated by reference to the respective exhibits of the 1995 filing as identified herein, rather than being set forth as exhibits. The Merger Agreement between Chartwell and Trenwick is incorporated by reference to Appendix A of the Trenwick Form S-4 filing dated September 4, 1999, rather than being set forth as an exhibit. After reasonable inquiry, and to the best knowledge and belief of, the undersigned certifies that the information set forth in this statement is true complete and accurate. Date: October 29, 1999 /s/ Sion A. Boney, III /s/ Laurinda V. Lowenstein Douglas - -------------------------- ---------------------------------- Sion A. Boney, III Laurinda V. Lowenstein Douglas /s/ Robert Randolph Richardson /s/ Margaret W. Gallagher - ------------------------------ -------------------------------- Robert Randolph Richardson Margaret W. Gallagher /s/ Stuart Smith Richardson /s/ James L. Richardson - --------------------------- ----------------------------- Stuart Smith Richardson James L. Richardson /s/ Peter L. Richardson /s/ Chester F. Chapin - --------------------------- ------------------------- Peter L. Richardson Chester F. Chapin /s/ Lunsford Richardson, Jr. /s/ Charles S. Chapin - ----------------------------- -------------------------- Lunsford Richardson, Jr. Charles S. Chapin /s/ Richard G. Smith, III /s/ Lynn C. Gunzenhauser - ----------------------------- ------------------------------- Richard G. Smith, III Lynn C. Gunzenhauser /s/ Barbara R. Evans /s/ Beatrix W. Richardson - ------------------------- ------------------------------- Barbara R. Evans Beatrix W. Richardson /s/ Norris W. Preyer, Jr. CENTER FOR CREATIVE LEADERSHIP - ---------------------------- By:/s/ John W. Red, Jr., Norris W. Preyer, Jr. ------------------------------ John W. Red, Jr., Attorney-in-fact ESTATE OF H. SMITH RICHARDSON, JR. By: /s/ Stuart Smith Richardson - --------------------------------- Stuart Smith Richardson, Executor SCHEDULE A Name and Residence Address Principal Occupation and Address - -------------------------- --------------------------------- Sion A. Boney, III Pharmaceutical Executive 132 Elm Road Nelson Communications Princeton, NJ 98540 41 Madison Avenue New York, NY 010010 Robert Randolph Richardson Retired PO Box 70 N/A Amagansett, NY 11937 Stuart Smith Richardson Executive 32 Bibbins Road Foot of Broad Street, Suite 201 Easton, CT 06615 Stratford, CT 06497 Peter L. Richardson Executive 1285 Mill Hill Road Smith Richardson Foundation Southport, CT 06490 60 Jessup Road Westport, CT 06880 Lunsford Richardson, Jr. Chairman of Board of Seven Indian Spring Road Richardson Corporation Rowayton, CT 06853 Six Butler Street Norwalk, CT 06850 Richard G. Smith, III Executive 2325 Cob Tail Way Executive Jet Aviation Blacklick, OH 43004 625 North Hamilton Road Columbus, OH 43219 Barbara R. Evans Private Investor Five Fernwood Road Summit, NJ 07901 Norris W. Preyer, Jr. Educator 701 Whispering Marsh Dept. of Physics & Astronomy Charleston, SC 29412 College of Charleston Charleston, SC 29424 Laurinda V. Lowenstein Douglas Private Investor 29 West 15th Street New York, NY 10011 Margaret W. Gallagher Marketing and Communications Executive 5618 Rock Hill Mill Road The Nature Conservancy's Center for The Plains, VA 20198-1854 Compatible Economic Development 7 E. Market Street, Suite 210 Leesburg, VA 22075 Center for Creative Non-Profit Educational Institution Leadership PO Box 26300 One Leadership Place Greensboro, NC 27438-6300 Greensboro, NC 27410-9427 Estate of H. Smith Stuart Smith Richardson, Executor Richardson, Jr. Foot of Broad Street c/o Piedmont Financial Suite 201 Company, Inc. Stratford, CT 06497 701 Green Valley Road, Suite 300 Greensboro, NC 27408 James L. Richardson Paramedic Hill Crest Estates 1056 E. 19th Ave. 1710 Sonegate Drive Denver, CO 80128 Estes Park, CO 80517 Chester F. Chapin Retired 141 Wellesley Crescent Circle Apt. 203 Redwood City, CA 94062 Charles S. Chapin Artist and Owner of 317 Water Street Boat Rental Business Apalachicola, FL 32320 317 Water Street Apalachicola, FL 32320 Lynn C. Gunzenhauser Writer 231 Wilson Road 231 Wilson Road Oneonta, NY 13820 Oneonta, NY 13820 Beatrix W. Richardson Private Investor Seven Indian Spring Road Rowayton, CT 06853 SCHEDULE B Total Number Total Percent Sole Shared of Share of of Chartwell Dispostive Dispostive Chartwell Common Stock Power Power Name Common Stock Outstanding - -------------- ------------ ------------ ------- ------- Sion A. Biony, III 150,371 0.8% 16,068 134,303 Robert Randolph Richardson 66,003 0.4% 6,205 59,798 Stuart Smith Richardson 541,957 2.9% 209,453 332,504 Peter L. Richardon 249,296 1.4% 186 249,110 Lunsford Richardson, Jr. 73,404 0.4% 17,872 55,532 Richard G. Smith, III 355,874 1.9% 27,787 328,087 Barbara R. Evans 342,901 1.9% 98,721 244,180 Norris W. Preyer, Jr. 16,680 0.1% 1,145 15,535 Laurinda V. Lowenstein Douglas 154,584 0.8% 2,136 152,448 Margaret W. Gallagher 31,302 0.2% 0 31,302 Estate of H. Smith Richardson, Jr. 285 0.0% 285 0 Center for Creative Leadership 196,663 1.1% 0 196,663 James L. Richardson 19,744 0.1% 1,574 18,170 Chester F. Chapin 11,409 0.1% 8,796 2,613 Charles S. Chapin 7,119 0.0% 4,506 2,613 Lynn C. Guzenhauser 11,409 0.1% 8,796 2,613 Beatrix W. Richardson 16,294 0.1% 9,254 7,040 SCHEDULE C Individuals with Whom Dispositive Power Is Shared (Item 2 Information - See Schedule A) Persons With Whom Dispositive Name or Reporting Person Power Is Shared (See 1 Below) - ------------------------ ----------------------------- Sion A. Boney, III RGS, III; NWP,, Jr.; LVLD; (SAB, III) BRE; SSR; LR, Jr.; MWG; BWR Robert Randolph Richardson LR, Jr.; PLR; BRE (RRR) Stuart Smith Richardson PLR; SAB, III; RGS, III (SSR) Peter L. Richardson SSR;LR, Jr.; RRR (PLR) Lunsford Richardson, Jr. RRR; PLR; RGS, III; SAB, III; (LR, Jr.) BRE; LVLD; MWG; BWR Richard G. Smith, III BRE; SAB, III; NWP, Jr.; LVLD (RGS, III) SSR; LR, Jr.; MWG; BWR Barbara R. Evans RGS, III; RRR; LVLD; JLR; (BRE) SAB, III; LR, Jr.; WMG; BWR Norris W. Preyer, Jr. RGS, III; SAB, III (NWP) Laurinda V. Lowenstein Douglas RGS, III; BRE; SAB, III; (LVLD) LR, Jr.; MWG; BWR Margaret W. Gallagher RGS, III; SAB, III; LR, Jr.; (MWG) BRE; LVLD; BWR Estate of H. Smith Richardson PLR(2); SSR(2)(See 2 below) James L. Richardson BRE (JLR) Chester F. Chapin CSC; LCG (CFC) Charles S. Chapin CFC; LCG (CSC) Lynn C. Gunzenhauser CFC; CSC Beatrix W. Richardson SAB, III; LR, Jr.; RGS, III; (BWR) BRE; LVLD; MWG (1) These individuals share dispositive power of Trenwick Common Stock as co-trustees, except as otherwise noted. (2) These individuals share dispositive power of Trenwick Common Stock as executors of the Estate of H. Smith Richardson, Jr. EXHIBIT A JOINT FILING AGREEMENT THIS JOINT FILING AGREEMENT (the "Agreement") is entered into this 29th day of October, 1999 between Sion A. Boney, III, Robert Randolph Richardson, Stuart Smith Richardson, Peter L. Richardson, Lunsford Richardson, Jr., Richard G. Smith, III, Barbara R. Evans, Norris W. Preyer, Jr., Laurinda V. Lowenstein Douglas, Margaret W. Gallagher, Center for Creative Leadership, James L. Richardson, Chester F. Chapin, Charles S. Chapin, Lynn C. Guzenhauser, Beatrix W. Richardson, and the Estate of H. Smith Richardson, Jr., (collectively the "Parties"). WHEREAS, a Statement on Schedule 13D (the "Schedule") for filing with the Securities Exchange Commission was prepared on behalf of the Parties with respect to beneficial ownership of shares in Trenwick Group, Inc.; and WHEREAS, the Parties wish to confirm that the Schedule is to be filed on behalf of each of the Parties. NOW THEREFORE, it is agreed that the Schedule is the statement of each of the undersigned, and that the information therein is true, complete, and correct to the best of their knowledge. /s/ Sion A. Boney, III /s/ Laurinda V. Lowenstein Douglas - -------------------------- ---------------------------------- Sion A. Boney, III Laurinda V. Lowenstein Douglas /s/ Robert Randolph Richardson /s/ Margaret W. Gallagher - ------------------------------ -------------------------------- Robert Randolph Richardson Margaret W. Gallagher /s/ Stuart Smith Richardson /s/ James L. Richardson - --------------------------- ----------------------------- Stuart Smith Richardson James L. Richardson /s/ Peter L. Richardson /s/ Chester F. Chapin - --------------------------- ------------------------- Peter L. Richardson Chester F. Chapin /s/ Lunsford Richardson, Jr. /s/ Charles S. Chapin - ----------------------------- -------------------------- Lunsford Richardson, Jr. Charles S. Chapin /s/ Richard G. Smith, III /s/ Lynn C. Gunzenhauser - ----------------------------- ------------------------------- Richard G. Smith, III Lynn C. Gunzenhauser /s/ Barbara R. Evans /s/ Beatrix W. Richardson - ------------------------- ------------------------------- Barbara R. Evans Beatrix W. Richardson /s/ Norris W. Preyer, Jr. CENTER FOR CREATIVE LEADERSHIP - ---------------------------- By:/s/ John W. Red, Jr., Norris W. Preyer, Jr. ------------------------------ John W. Red, Jr., Attorney-in-fact ESTATE OF H. SMITH RICHARDSON, JR. By: /s/ Stuart Smith Richardson - --------------------------------- Stuart Smith Richardson, Executor -----END PRIVACY-ENHANCED MESSAGE-----