-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R7KUECITXPMTFaQ1dAVEcSUSP0tGj7j2zb8GFU6AqQ6qiToqlBaUV9pCZvkZCUUB OFHOx8fl+gjROg2tbblJRw== 0001209191-06-042718.txt : 20060727 0001209191-06-042718.hdr.sgml : 20060727 20060727163807 ACCESSION NUMBER: 0001209191-06-042718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060725 FILED AS OF DATE: 20060727 DATE AS OF CHANGE: 20060727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RETIREMENT CORP CENTRAL INDEX KEY: 0000787784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621674303 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 202 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6152212250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUMSTEAD FRANK M CENTRAL INDEX KEY: 0001251136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13031 FILM NUMBER: 06984905 MAIL ADDRESS: STREET 1: 1700 HAYES STREET STREET 2: STE 304 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-07-25 1 0000787784 AMERICAN RETIREMENT CORP ACR 0001251136 BUMSTEAD FRANK M 1700 HAYES, SUITE 304 NASHVILLE TN 37212 1 0 0 0 Common Stock 2006-07-25 4 D 0 42100 33.00 D 0 D Stock Option (Right to Buy) 14.00 2006-07-25 4 D 0 9000 33.00 D 1998-06-02 2007-05-30 Common Stock 9000 0 D Stock Option (Right to Buy) 7.25 2006-07-25 4 D 0 3000 33.00 D 2001-05-12 2010-05-12 Common Stock 3000 0 D Stock Option (Right to Buy) 3.75 2006-07-25 4 D 0 3000 33.00 D 2002-05-03 2011-05-03 Common Stock 3000 0 D Stock Option (Right to Buy) 3.00 2006-07-25 4 D 0 3000 33.00 D 2003-05-30 2012-05-30 Common Stock 3000 0 D Stock Option (Right to Buy) 1.75 2006-07-25 4 D 0 3000 33.00 D 2004-05-20 2013-05-20 Common Stock 3000 0 D Stock Option (Right to Buy) 4.99 2006-07-25 4 D 0 3000 33.00 D 2005-05-19 2014-05-19 Common Stock 3000 0 D Stock Option (Right to Buy) 14.11 2006-07-25 4 D 0 3000 33.00 D 2006-05-18 2015-05-18 Common Stock 3000 0 D The option, which provided for vesting in three equal annual installments beginning June 2, 1998, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $171,000.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 12, 2001, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $77,250.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 3, 2002, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $87,750.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 30, 2003, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $90,000.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 20, 2004, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $93,750.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 19, 2005, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $84,030.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. The option, which vested on May 18, 2006, was cancelled upon consummation of the merger of a subsidiary of Brookdale Senior Living Inc. with and into American Retirement Corporation ("ACR") in exchange for a cash payment of $56,670.00, representing the difference between the exercise price of the option and the market value of the underlying ACR common stock on the effective date of the merger. /s/ Frank M. Bumstead 2006-07-27 -----END PRIVACY-ENHANCED MESSAGE-----