-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NdIfo+IH+0fywZjGhPLEzlNYMnfMinrlZVbK4anAcIh/IQZ/KTaq1aTiC3ZG8ZHQ f+Sp4qkFJmujjRAqq2hYww== 0001209191-06-042017.txt : 20060721 0001209191-06-042017.hdr.sgml : 20060721 20060721161333 ACCESSION NUMBER: 0001209191-06-042017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060719 FILED AS OF DATE: 20060721 DATE AS OF CHANGE: 20060721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RETIREMENT CORP CENTRAL INDEX KEY: 0000787784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621674303 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 202 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6152212250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBY TERRY L CENTRAL INDEX KEY: 0001251142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13031 FILM NUMBER: 06974358 MAIL ADDRESS: STREET 1: 111 WEST WOOD PLACE STREET 2: C/O AMERICAN RETIREMENT CORP CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-07-19 0 0000787784 AMERICAN RETIREMENT CORP ACR 0001251142 FRISBY TERRY L 111 WESTWOOD PLACE, SUITE 200 BRENTWOOD TN 37027 0 1 0 0 Senior Vice Pres. - Human Res. Common Stock 2006-07-19 4 F 0 6542 32.90 D 74800 D Common Stock 2006-07-21 4 M 0 1000 3.14 A 75800 D Common Stock 2006-07-21 4 M 0 30000 4.90 A 105800 D Employee Stock Option (Right to Buy) 3.14 2006-07-21 4 M 0 1000 0.00 D 2002-11-06 2011-11-06 Common Stock 1000 30000 D Employee Stock Option (Right to Buy) 4.90 2006-07-21 4 M 0 30000 0.00 D 2004-11-03 2014-05-03 Common Stock 30000 0 D On July 19, 2006, a tranche of restricted stock owned by the reporting person vested and the vesting provisions of additional tranches of restricted stock were accelerated due to the approval by American Retirement Corporation's ("the Company") shareholders of a plan of merger between the Company and Brookdale Senior Living, Inc. 6,542 shares were withheld from the shares delivered to the reporting person in order to satisfy the reporting person's tax withholding obligation. The option vested ratably in three annual installments beginning November 6, 2002. Pursuant to the provisions of the reporting person's stock option agreement, the option vests in one-third increments on November 3, 2004, May 3, 2006 and May 3, 2007. On July 19, 2006, the vesting with respect to the third vesting tranche of the stock option grant was accelerated by the Company's Board of Directors. /s/ Terry L. Frisby 2006-07-21 -----END PRIVACY-ENHANCED MESSAGE-----