-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLwiMPg/qdcohCibLV/rik/UF7W7M6FhsinlUnEGxEgZaa6NntVnOUJWLoFtD2FR PlCwgSYh7mNEmktjoFSKjQ== 0000950144-99-001615.txt : 19990215 0000950144-99-001615.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950144-99-001615 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RETIREMENT CORP CENTRAL INDEX KEY: 0000787784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621674303 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53347 FILM NUMBER: 99535444 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 402 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6152212250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRIST ROBERT A CENTRAL INDEX KEY: 0001055493 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1326 PAGE RD CITY: NASHVILLE STATE: TN ZIP: 37205 BUSINESS PHONE: 6152212259 MAIL ADDRESS: STREET 1: 1326 PAGE RD CITY: NASHVILLE STATE: TN ZIP: 37205 SC 13G/A 1 AMERICAN RETIREMENT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------ Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) American Retirement Corporation ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 028913 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) Page 1 of 5 Pages 2 CUSIP NO. 028913 10 1 13G PAGE 2 OF 5 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Robert A. Frist --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 588,038 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 3,800 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 588,038 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 3,800 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,838 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (a) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.5% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Page 3 of 5 Pages Item 1(a). Name of Issuer: American Retirement Corporation ("ARC") Item 1(b). Address of Issuer's 111 Westwood Place, Suite 402 Principal Executive Brentwood, Tennessee 37027 Offices: Item 2(a). Name of Person Filing: Robert A. Frist ("Frist") Item 2(b). Address of Principal 1326 Page Road Business Office: Nashville, Tennessee 37205 Item 2(c). Organization/Citizenship: United States citizen Item 2(d). Title of Class Common stock of Securities: ("Common Stock") Item 2(e). CUSIP Number: 028913 10 1 Item 3. Inapplicable. Item 4. Ownership.
Total Shares Shared of ARC Common Percent Sole Shared Sole Power Stock Beneficially of Voting Voting Power to to Person Owned Class(1) Power Power Dispose Dispose ------ ------------------- ---------- ---------- -------- --------- -------- Frist 591,838 3.5% 588,038(2) 3,800(3) 588,038(2) 3,800(3)
- ---------------- (1) Based on 17,117,553 shares of Common Stock outstanding as of December 31, 1998. (2) Includes 31,735 shares owned by Frist's wife, 4,166 of which she has the right to acquire pursuant to the conversion provisions of ARC's 5 3/4% Convertible Subordinated Debentures Due 2002. Does not include shares beneficially owned by Frist's children who are 18 years of age or older. (3) Includes 3,800 shares beneficially owned by a partnership of which Frist is a general partner. 4 Page 4 of 5 Pages Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of Group. Inapplicable. Item 10. Certification. Inapplicable. 5 Page 5 of 5 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Robert A. Frist /s/ Robert A. Frist ------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----