-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oe9xewgLlapCBCWMeTZZYSHzaaMBDPPuc0bnYkV94tB+1vOKefpJawgbiu4V+0M1 tj8WhAL/+IIBqwCk9L75ng== 0001104659-03-006691.txt : 20030417 0001104659-03-006691.hdr.sgml : 20030417 20030417140102 ACCESSION NUMBER: 0001104659-03-006691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030415 FILED AS OF DATE: 20030417 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BUTTERY DANNY L CENTRAL INDEX KEY: 0001198655 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: P O BOX 191 CITY: HARLINGEN STATE: TX ZIP: 78551-0191 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS REGIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000787648 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742294235 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14517 FILM NUMBER: 03653982 BUSINESS ADDRESS: STREET 1: 3700 N TENTH STE 301 STREET 2: PO BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501 BUSINESS PHONE: 9566315400 MAIL ADDRESS: STREET 1: P O BOX 5910 STREET 2: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501-5910 4 1 j9595_4.htm 4

FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . . 0.5

 

 1. Name and Address of Reporting Person *



Buttery          Danny                L.

(Last)            (First)              (Middle)


P. O. Box 191

(Street)


Harlingen      TX     78551-0191

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Texas Regional Bancshares, Inc.
TRBS

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

###-##-####

 4. Statement for
 (Month/Day/Year)

April 17, 2003

 



 5. If Amendment, Date of
   Original (Month/Day/Year)

 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

      Director

 

      10% Owner

 

  X Officer (give title below)

 

      Other (specify below)

Branch President

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

  X  Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Class A Common Stock

4/15/03

 

J

 

1,290

(A)

*

14,195

(D)

 

Class A Common Stock

4/15/03

 

J

 

4,012.0261

(A)

*

44,132.2863

(I)

By TTEE of ESOP

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*    Represents the 10% stock dividend declared by the Board of Directors on March 14, 2003 to shareholders of record on April 1, 2003 and distributed on April 15, 2003.

 

 

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Option (right to buy)

*18.6639

4/15/03

 

J

 

*122

 

1-Jul 1998

1-Jul 2003

Class A
Common Stock

1,340

(1)

 

 

 

Option (right to buy)

*18.6639

4/15/03

 

J

 

*122

 

1-Jul 1999

1-Jul 2003

Class A
Common Stock

1,340

(1)

 

 

 

Option (right to buy)

*18.6639

4/15/03

 

J

 

*122

 

1-Jul 2000

1-Jul 2003

Class A
Common Stock

1,340

(1)

 

 

 

Option (right to buy)

*18.6639

4/15/03

 

J

 

*122

 

1-Jul 2001

1-Jul 2003

Class A
Common Stock

1,340

(1)

 

 

 

Option (right to buy)

*20.07878

4/15/03

 

J

 

*181

 

1-Jul 2001

15-Apr 2011

Class A
Common Stock

1,996

(2)

 

 

 

Option (right to buy)

*20.07878

4/15/03

 

J

 

*182

 

1-Jul 2002

15-Apr 2011

Class A
Common Stock

1,997

(2)

 

 

 

Option (right to buy)

*20.07878

4/15/03

 

J

 

*181

 

1-Jul 2003

15-Apr 2011

Class A
Common Stock

1,996

(2)

 

 

 

Option (right to buy)

*20.07878

4/15/03

 

J

 

*182

 

1-Jul 2004

15-Apr 2011

Class A
Common Stock

1,997

(2)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2002

31-May 2012

Class A
Common Stock

825

(2)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2003

31-May 2012

Class A
Common Stock

825

(2)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2004

31-May 2012

Class A
Common Stock

825

(2)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2005

31-May 2012

Class A
Common Stock

825

(2)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2002

31-May 2012

Class A
Common Stock

825

(3)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2003

31-May 2012

Class A
Common Stock

825

(3)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2004

31-May 2012

Class A
Common Stock

825

(3)

 

 

 

Option (right to buy)

*28.27878

4/15/03

 

J

 

*75

 

1-Aug 2005

31-May 2012

Class A
Common Stock

825

(3)

19,946

(D)

 

 

Explanation of Responses:

(1)   Employee stock option granted under Texas Regional Bancshares, Inc. 1997 Incentive Stock Option Plan.

(2)   Employee stock option granted under Texas Regional Bancshares, Inc. 2000 Incentive Stock Option Plan.

(3)  Employee stock option granted under Texas Regional Bancshares, Inc. 2002 Nonstatutory Stock Option Plan.

* Adjusted for 10% stock dividend declared by the Board of Directors on March 14, 2003 to shareholders of record on April 1, 2003 and distributed on April 15, 2003.

 

 

/s/ Danny L. Buttery

** Signature of Reporting Person

April 17, 2003

Date

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

 

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002

 -----END PRIVACY-ENHANCED MESSAGE-----