-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MO3ipRd8dXpjbSwdgCF632edRy6Ir/pDwwuEGI0NZny8gD/1bNNJsW+sABL0qUBW UTOqe8PEbmExeg7p4XBmFg== 0001104659-03-001219.txt : 20030210 0001104659-03-001219.hdr.sgml : 20030210 20030207182556 ACCESSION NUMBER: 0001104659-03-001219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030131 FILED AS OF DATE: 20030210 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BREADY DOUGLAS G CENTRAL INDEX KEY: 0001198661 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: P O BOX 4797 CITY: MCALLEN STATE: TX ZIP: 78501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS REGIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000787648 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742294235 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14517 FILM NUMBER: 03545630 BUSINESS ADDRESS: STREET 1: 3700 N TENTH STE 301 STREET 2: PO BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501 BUSINESS PHONE: 9566315400 MAIL ADDRESS: STREET 1: P O BOX 5910 STREET 2: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501-5910 4 1 j7097_4.htm 4

FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . . 0.5

 

 1. Name and Address of Reporting Person *



Bready,    Douglas    G

(Last)            (First)              (Middle)


P.O. Box 4797

(Street)


McAllen, TX   78501

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Texas Regional Bancshares, Inc.   TRBS



 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

###-##-####

 

 4. Statement for
    Month/Day/Year

February 7, 2003





 5. If Amendment, Date of
    Original (Month/Day/Year)

 

 


 6. Relationship of Reporting Person(s) to Issuer

     (Check all applicable)

      Director

 

      10% Owner

 

   x   Officer (give title below)

 

      Other (specify below)

Banking Center President  


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

   x   Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Class A Voting Common

1/22/03

2/5/03

A

V

93.591

(A)

*

 

 

 

Class A Voting Common

2/7/03

 

A

V

1.331

(A)

*

 29,986.4832

(I)

By Trustee of ESOP

Class A Voting Common

2/5/03

 

M

 

9,980

(A)

20.5303

 15,717

(D)

 

Class A Voting Common

 

 

 

 

 

 

 

1,366

(I)

By Trust for self IRA

Class A Voting Common

 

 

 

 

 

 

 

1,068

(I)

By Trust for Wife's IRA

Class A Voting Common

 

 

 

 

 

 

 

150

(I)

By Son

Class A Voting Common

 

 

 

 

 

 

 

7,500

(I)

By Wife

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*The amount represents shares allocated to my account as a participant in the Texas Regional Bancshares, Inc. Amended and Restated Employee Stock Ownership Plan, (the "ESOP").

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Option (right to buy)

20.5303

2/05/03

 

M

 

 

2,495

1-Jul

1998

1-Jul

2003

Class A

Common Stock

0

(1)

 

 

 

Option (right to buy)

20.5303

2/05/03

 

M

 

 

2,495

1-Jul

1999

1-Jul

2003

Class A

Common Stock

0

(1)

 

 

 

Option (right to buy)

20.5303

2/05/03

 

M

 

 

2,495

1-Jul

2000

1-Jul

2003

Class A

Common Stock

0

(1)

 

 

 

Option (right to buy)

20.5303

2/05/03

 

M

 

 

2,495

1-Jul

2001

1-Jul

2003

Class A

Common Stock

0

(1)

 

 

 

Option (right to buy)

22.08666

 

 

 

 

 

 

1-Jul

2001

15-Apr

2011

Class A

Common Stock

2,475

(2)

 

 

 

Option (right to buy)

22.08666

 

 

 

 

 

 

1-Jul

2002

15-Apr

2011

Class A

Common Stock

2,475

(2)

 

 

 

Option (right to buy)

22.08666

 

 

 

 

 

 

1-Jul

2003

15-Apr

2011

Class A

Common Stock

2,475

(2)

 

 

 

Option (right to buy)

22.08666

 

 

 

 

 

 

1-Jul

2004

15-Apr

2011

Class A

Common Stock

2,475

(2)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2002

31-May

2012

Class A

Common Stock

900

(3)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2003

31-May

2012

Class A

Common Stock

900

(3)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2004

31-May

2012

Class A

Common Stock

900

(3)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2005

31-May

2012

Class A

Common Stock

900

(3)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2002

31-May

2012

Class A

Common Stock

900

(4)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2003

31-May

2012

Class A

Common Stock

900

(4)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2004

31-May

2012

Class A

Common Stock

900

(4)

 

 

 

Option (right to buy)

31.10666

 

 

 

 

 

 

1-Aug

2005

31-May

2012

Class A

Common Stock

900

(4)

17,100

(D)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 Explanation of Responses:

(1)   Employee stock option granted under Texas Regional Bancshares, Inc. 1997 Nonstatutory Stock Option Plan.

(2)   Employee stock option granted under Texas Regional Bancshares, Inc. 2000 Incentive Stock Option Plan.

(3)   Employee stock option granted under Texas Regional Bancshares, Inc. 1997 Incentive Stock Option Plan.

(4)   Employee stock option granted under Texas Regional Bancshares, Inc. 2002 Nonstatutory Stock Option Plan.

 

 

/s/ Douglas G. Bready

** Signature of Reporting Person

2/7/03

Date

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

Potential persons who are to respond to the collection  of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002

 -----END PRIVACY-ENHANCED MESSAGE-----