0001752724-23-218438.txt : 20230927 0001752724-23-218438.hdr.sgml : 20230927 20230927091401 ACCESSION NUMBER: 0001752724-23-218438 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230731 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 PERIOD START: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA FUNDS CENTRAL INDEX KEY: 0000787623 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04556 FILM NUMBER: 231282076 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-482-8836 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: TRANSAMERICA IDEX MUTUAL FUNDS DATE OF NAME CHANGE: 20040301 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FDS DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FUNDS / DATE OF NAME CHANGE: 20010423 0000787623 S000058129 Transamerica ClearTrack 2055 C000190359 Class R1 TCTOX C000190360 Class R6 TCTSX C000210416 R3 TCTVX NPORT-P 1 primary_doc.xml NPORT-P false 0000787623 XXXXXXXX S000058129 C000190360 C000190359 C000210416 TRANSAMERICA FUNDS 811-04556 0000787623 54930088ZHZE1VMYEY52 1801 CALIFORNIA STREET SUITE 5200 DENVER 80202 720-493-4256 Transamerica ClearTrack(R) 2055 S000058129 5493007C77FJIB61EB40 2023-10-31 2023-07-31 N 1725728.05 187201.80 1538526.25 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 15076.35000000 N Transamerica Mid Cap Growth 549300BVKN1RJS81UT94 Transamerica Mid Cap Growth 89356M773 5842.19000000 NS USD 50359.65000000 3.273239569360 Long EC RF US N 1 N N N Transamerica International Focus 5493009P69ULJNMMN265 Transamerica International Focus 89356L452 9933.29000000 NS USD 84432.97000000 5.487912214692 Long EC RF US N 1 N N N iShares Core U.S. Aggregate Bond ETF 549300F7VSXTKBGHJE47 iShares Core U.S. Aggregate Bond ETF 464287226 152.00000000 NS USD 14847.36000000 0.965037808097 Long EC RF US N 1 N N N State Street Global Advisors 5493008BJIBKQ5KTIF74 State Street Navigator Securities Lending Government Money Market Portfolio 857492706 92798.75000000 NS USD 92798.75000000 6.031665043089 Long STIV RF US N 1 N N iShares Global REIT ETF 549300254BKG04Y2B303 iShares Global REIT ETF 46434V647 2563.00000000 NS USD 60845.62000000 3.954798951269 Long EC RF US N 1 N N Transamerica Emerging Markets Opportunities 549300Q6NK6QLC610345 Transamerica Emerging Markets Opportunities 89360T160 5765.49000000 NS USD 46239.21000000 3.005422234427 Long EC RF US N 1 N N N Transamerica Small Cap Value 549300RKIQDFFOVG9875 Transamerica Small Cap Value 89356L593 6728.15000000 NS USD 39225.11000000 2.549524910608 Long EC RF US N 1 N N N Transamerica Capital Growth 549300OQTGOMBCM7FT39 Transamerica Capital Growth 89355X838 6827.02000000 NS USD 51885.31000000 3.372403298286 Long EC RF US N 1 N N N Transamerica Large Cap Value 549300NMC5GPLD2ULC77 Transamerica Large Cap Value 89354D312 10149.99000000 NS USD 134487.42000000 8.741314618453 Long EC RF US N 1 N N N Transamerica Mid Cap Value Opportunities 549300EBY5BMUT2S0673 Transamerica Mid Cap Value Opportunities 89356L627 4416.01000000 NS USD 49989.22000000 3.249162632096 Long EC RF US N 1 N N N Transamerica US Growth 549300CGBSDCLRHKAO38 Transamerica U.S. Growth 89356M765 3204.95000000 NS USD 84162.04000000 5.470302505400 Long EC RF US N 1 N N N Transamerica Small Cap Growth 549300CCDLPC22NHUA05 Transamerica Small Cap Growth 89356L619 5670.50000000 NS USD 38729.54000000 2.517314215470 Long EC RF US N 1 N N N Transamerica Emerging Markets Debt 549300UOGL5KQ4NPEX35 Transamerica Emerging Markets Debt Fund 89354D445 828.66000000 NS USD 7573.97000000 0.492287343163 Long EC RF US N 1 N N N iShares Core MSCI EAFE ETF 5493009FT582MI7Y3I36 iShares Core MSCI EAFE ETF 46432F842 3551.00000000 NS USD 246972.05000000 16.05250804138 Long EC RF US N 1 N N N iShares Core MSCI Emerging Markets ETF 5493007C24Z3ZDJ0VD06 iShares Core MSCI Emerging Markets ETF 46434G103 1195.00000000 NS USD 62414.85000000 4.056794611076 Long EC RF US N 1 N N N Transamerica International Stock 549300PMWLIX97VXH139 Transamerica International Stock 89360T319 7690.81000000 NS USD 84137.44000000 5.468703572655 Long EC RF US N 1 N N N iShares Core S&P 500 ETF 5493007M4YMN8XL48C14 iShares Core S&P 500 ETF 464287200 853.00000000 NS USD 392533.54000000 25.51360693390 Long EC RF US N 1 N N N Transamerica Bond 54930028OHE6MAPEQC05 Transamerica Bond 89354D429 3744.11000000 NS USD 29952.90000000 1.946856610343 Long EC RF US N 1 N N N iShares 0-5 Year TIPS Bond ETF 549300GIWSEGOQLZR212 iShares 0-5 Year TIPS Bond ETF 46429B747 308.00000000 NS USD 30039.24000000 1.952468474294 Long EC RF US N 1 N N Transamerica High Yield Bond 549300E2RRC6XIJ79123 Transamerica High Yield Bond 89354D353 1907.55000000 NS USD 15107.83000000 0.981967645985 Long EC RF US N 1 N N N 2023-08-29 TRANSAMERICA FUNDS Vincent Toner Vincent Toner Treasurer XXXX NPORT-EX 2 NPORT_I9CH_37417234_0723.htm HTML

Transamerica ClearTrack® 2055

 

SCHEDULE OF INVESTMENTS

At July 31, 2023

(unaudited)

 

     Shares      Value  
EXCHANGE-TRADED FUNDS - 52.5%  
International Equity Funds - 24.1%  

iShares Core MSCI EAFE ETF

      3,551        $  246,972  

iShares Core MSCI Emerging Markets ETF

      1,195        62,415  

iShares Global REIT ETF (A)

      2,563        60,845  
     

 

 

  
        370,232  
     

 

 

  
U.S. Equity Fund - 25.5%  

iShares Core S&P 500 ETF

      853        392,533  
     

 

 

  
U.S. Fixed Income Funds - 2.9%  

iShares 0-5 Year TIPS Bond ETF (A)

      308        30,039  

iShares Core U.S. Aggregate Bond ETF

      152        14,848  
     

 

 

  
        44,887  
     

 

 

  

Total Exchange-Traded Funds
(Cost $784,335)

 

      807,652  
  

 

 

  
INVESTMENT COMPANIES - 46.6%  
International Equity Funds - 14.0%  

Transamerica Emerging Markets Opportunities (B)

      5,765        46,239  

Transamerica International Focus (B)

      9,933        84,433  

Transamerica International Stock (B)

      7,691        84,138  
     

 

 

  
        214,810  
     

 

 

  
International Fixed Income Fund - 0.5%  

Transamerica Emerging Markets Debt (B)

      829        7,574  
     

 

 

  
U.S. Equity Funds - 29.2%  

Transamerica Capital Growth (B)

      6,827        51,885  

Transamerica Large Cap Value (B)

      10,150        134,487  
     Shares      Value  
INVESTMENT COMPANIES (continued)  
U.S. Equity Funds (continued)  

Transamerica Mid Cap Growth (B)

      5,842        $   50,360  

Transamerica Mid Cap Value Opportunities (B)

      4,416        49,989  

Transamerica Small Cap Growth (B)

      5,671        38,730  

Transamerica Small Cap Value (B)

      6,728        39,225  

Transamerica US Growth (B)

      3,205        84,162  
     

 

 

  
        448,838  
     

 

 

  
U.S. Fixed Income Funds - 2.9%  

Transamerica Bond (B)

      3,757        30,054  

Transamerica High Yield Bond (B)

      1,917        15,179  
     

 

 

  
        45,233  
     

 

 

  

Total Investment Companies
(Cost $679,820)

 

      716,455  
  

 

 

  
OTHER INVESTMENT COMPANY - 6.0%  
Securities Lending Collateral - 6.0%  

State Street Navigator Securities Lending Trust - Government Money Market Portfolio, 5.28% (C)

      92,799        92,799  
     

 

 

  

Total Other Investment Company
(Cost $92,799)

 

      92,799  
  

 

 

  

Total Investments
(Cost $1,556,954)

 

      1,616,906  

Net Other Assets (Liabilities) - (5.1)%

         (78,356 ) 
     

 

 

  

Net Assets - 100.0%

         $  1,538,550  
     

 

 

  
 

 

INVESTMENT VALUATION:

 

Valuation Inputs (D)

 

     Level 1 -
Unadjusted
Quoted
Prices		      Level 2 -
Other
Significant
Observable
Inputs		      Level 3 -
Significant
Unobservable
Inputs		      Value  

ASSETS

 

Investments

            

Exchange-Traded Funds

    $ 807,652      $ —        $ —        $ 807,652  

Investment Companies

      716,455        —          —          716,455  

Other Investment Company

      92,799        —          —          92,799  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total Investments

    $     1,616,906      $     —        $     —        $     1,616,906  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

Transamerica Funds

     Page    1         

Transamerica ClearTrack® 2055

 

SCHEDULE OF INVESTMENTS (continued)

At July 31, 2023

(unaudited)

 

FOOTNOTES TO SCHEDULE OF INVESTMENTS:

 

(A)      All or a portion of the securities are on loan. The total value of all securities on loan is $90,885, collateralized by cash collateral of $92,799. The amount of securities on loan indicated may not correspond with the securities on loan identified because securities with pending sales are in the process of recall from the brokers.
(B)      Affiliated investment in the Class R6 shares of Transamerica Funds. The Fund’s transactions and earnings are as follows:

 

Affiliated Investments

   Value
October 31,
2022		     Purchases
at Cost		     Proceeds
from Sales		     Net
Realized
Gain (Loss)		     Net Change in
Unrealized
Appreciation
(Depreciation)		     Value
July 31, 2023		     Shares as of
July 31, 2023		     Dividend
Income		     Net Capital
Gain
Distributions		  

Transamerica Bond

   $ 19,702     $ 13,477     $ (3,553 )    $ (674 )    $ 1,102     $ 30,054       3,757     $ 699     $ —    

Transamerica Capital Growth

     —         45,748       (5,523 )      556       11,104       51,885       6,827       —         —    

Transamerica Emerging Markets Debt

     —         7,714       (463 )      7       316       7,574       829       160       —    

Transamerica Emerging Markets Opportunities

     28,848       17,414       (6,359 )      (2,095 )      8,431       46,239       5,765       872       —    

Transamerica High Yield Bond

     9,945       6,823       (1,826 )      (316 )      553       15,179       1,917       508       —    

Transamerica International Focus

     53,204       31,728       (12,334 )      (3,329 )      15,164       84,433       9,933       1,049       —    

Transamerica International Stock

     53,132       28,608       (11,432 )      (1,581 )      15,411       84,138       7,691       1,492       —    

Transamerica Large Cap Value

     86,168       52,786       (9,307 )      (1,189 )      6,029       134,487       10,150       1,129       5,042  

Transamerica Large Growth

     85,117       23,373       (107,666 )      (14,976 )      14,152       —         —         —         1,276  

Transamerica Mid Cap Growth

     31,878       17,001       (7,275 )      (6,594 )      15,350       50,360       5,842       —         —    

Transamerica Mid Cap Value Opportunities

     32,016       20,165       (3,588 )      (1,379 )      2,775       49,989       4,416       396       1,880  

Transamerica Small Cap Growth

     24,592       14,907       (4,237 )      (2,347 )      5,815       38,730       5,671       —         1,069  

Transamerica Small Cap Value

     24,754       20,250       (3,450 )      (4,810 )      2,481       39,225       6,728       609       4,084  

Transamerica US Growth

     —         75,446       (7,212 )      846       15,082       84,162       3,205       —         —    
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

Total

   $   449,356     $   375,440     $   (184,225 )    $   (37,881 )    $   113,765     $   716,455             72,731     $   6,914     $   13,351  
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

 

(C)      Rate disclosed reflects the yield at July 31, 2023.
(D)      There were no transfers in or out of Level 3 during the period ended July 31, 2023. Please reference the Investment Valuation section of the Notes to Schedule of Investments for more information regarding investment valuation and pricing inputs.

PORTFOLIO ABBREVIATION:

 

REIT

    Real Estate Investment Trust

 

Transamerica Funds

     Page    2         

Transamerica ClearTrack® 2055

 

NOTES TO SCHEDULE OF INVESTMENTS

At July 31, 2023

(unaudited)

 

INVESTMENT VALUATION

Transamerica ClearTrack® 2055 (the “Fund”) is a series of the Transamerica Funds.

Transamerica Asset Management, Inc. (“TAM”) has been designated as the Fund’s valuation designee pursuant to Rule 2a-5 under the Investment Company Act of 1940, as amended, with responsibility for fair valuation subject to oversight by the Fund’s Board of Trustees. The net asset value of the Fund is computed as of the official close of the New York Stock Exchange (“NYSE”) each day the NYSE is open for business.

TAM utilizes various methods to measure the fair value of its investments on a recurring basis. Generally Accepted Accounting Principles in the United States of America establishes a hierarchy that prioritizes inputs to valuation methods. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The three levels (“Levels”) of inputs of the fair value hierarchy are defined as follows:

Level 1 — Unadjusted quoted prices in active markets for identical securities.

Level 2 — Inputs, other than quoted prices included in Level 1, which are observable, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates, and similar data.

Level 3 — Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available, which may include TAM’s own assumptions used in determining the fair value of the Fund’s investments.

The inputs used to measure fair value may fall into different Levels of the fair value hierarchy. In such cases, for disclosure purposes, the Level in the fair value hierarchy that is assigned to the fair value measurement of a security is determined based on the lowest Level input that is significant to the fair value measurement in its entirety. Certain investments that are measured at fair value using Net Asset Value (“NAV”) per share, or its equivalent, using the “practical expedient” have not been classified in the fair value Levels. The hierarchy classification of inputs used to value the Fund’s investments at July 31, 2023, is disclosed within the Investment Valuation section of the Schedule of Investments.

The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, but not limited to, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is generally greatest for instruments categorized in Level 3. Due to the inherent uncertainty of valuation, the determination of values may differ significantly from values that would have been realized had a ready market for investments existed, and the differences could be material.

Fair value measurements: Descriptions of the valuation techniques applied to the Fund’s significant categories of assets and liabilities measured at fair value on a recurring basis are as follows:

Exchange-traded funds (“ETF”): ETFs are stated at the last reported sale price or closing price on the day of valuation taken from the primary exchange where the ETF is principally traded. ETFs are generally categorized in Level 1 of the fair value hierarchy.

Investment companies: Certain investment companies are valued at the NAV as the practical expedient. These investment companies are not included within the fair value hierarchy. Certain other investment companies are valued at the actively traded NAV and no valuation adjustments are applied. These investment companies are categorized in Level 1 of the fair value hierarchy.

Securities lending collateral: Securities lending collateral is invested in a money market fund which is valued at the actively traded NAV and no valuation adjustments are applied. Securities lending collateral is categorized in Level 1 of the fair value hierarchy.

 

Transamerica Funds

     Page    3