0001752724-23-072448.txt : 20230329 0001752724-23-072448.hdr.sgml : 20230329 20230329153640 ACCESSION NUMBER: 0001752724-23-072448 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 PERIOD START: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA FUNDS CENTRAL INDEX KEY: 0000787623 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04556 FILM NUMBER: 23774902 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-482-8836 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: TRANSAMERICA IDEX MUTUAL FUNDS DATE OF NAME CHANGE: 20040301 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FDS DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FUNDS / DATE OF NAME CHANGE: 20010423 0000787623 S000048270 Transamerica ClearTrack 2020 C000152518 R1 TCHTX C000152519 R6 TCSUX C000210408 R3 TCTJX NPORT-P 1 primary_doc.xml NPORT-P false 0000787623 XXXXXXXX S000048270 C000210408 C000152518 C000152519 TRANSAMERICA FUNDS 811-04556 0000787623 54930088ZHZE1VMYEY52 1801 CALIFORNIA STREET SUITE 5200 DENVER 80202 720-493-4256 Transamerica ClearTrack(R) 2020 S000048270 549300M036R9Y10TIG80 2023-10-31 2023-01-31 N 27212681.19 8311.09 27204370.10 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Transamerica Mid Cap Growth 549300BVKN1RJS81UT94 Transamerica Mid Cap Growth 89356M773 55667.80300000 NS USD 425302.01000000 1.563359153094 Long EC RF US N 1 N N N Transamerica International Focus 5493009P69ULJNMMN265 Transamerica International Focus 89356L452 71322.05200000 NS USD 582701.16000000 2.141939540809 Long EC RF US N 1 N N N iShares Core U.S. Aggregate Bond ETF 549300F7VSXTKBGHJE47 iShares Core U.S. Aggregate Bond ETF 464287226 37860.00000000 NS USD 3794329.20000000 13.94749882483 Long EC RF US N 1 N N N iShares Global REIT ETF 549300254BKG04Y2B303 iShares Global REIT ETF 46434V647 34809.00000000 NS USD 865351.74000000 3.180929155202 Long EC RF US N 1 N N N Transamerica Emerging Markets Opportunities 549300Q6NK6QLC610345 Transamerica Emerging Markets Opportunities 89360T160 35739.43800000 NS USD 293063.39000000 1.077265854429 Long EC RF US N 1 N N N Transamerica Small Cap Value 549300RKIQDFFOVG9875 Transamerica Small Cap Value 89356L593 47106.95600000 NS USD 278873.18000000 1.025104345275 Long EC RF US N 1 N N N Transamerica Large Cap Value 549300NMC5GPLD2ULC77 Transamerica Large Cap Value 89354D312 91666.65900000 NS USD 1173333.24000000 4.313032191838 Long EC RF US N 1 N N N Transamerica Mid Cap Value Opportunities 549300EBY5BMUT2S0673 Transamerica Mid Cap Value Opportunities 89356L627 37844.04500000 NS USD 429151.47000000 1.577509306124 Long EC RF US N 1 N N N Transamerica Small Cap Growth 549300CCDLPC22NHUA05 Transamerica Small Cap Growth 89356L619 44168.05800000 NS USD 277375.40000000 1.019598685727 Long EC RF US N 1 N N N Transamerica Emerging Markets Debt 549300UOGL5KQ4NPEX35 Transamerica Emerging Markets Debt Fund 89354D445 153879.40200000 NS USD 1377220.65000000 5.062497844785 Long EC RF US N 1 N N N iShares Core MSCI EAFE ETF 5493009FT582MI7Y3I36 iShares Core MSCI EAFE ETF 46432F842 26382.00000000 NS USD 1769440.74000000 6.504251829745 Long EC RF US N 1 N N N iShares Core MSCI Emerging Markets ETF 5493007C24Z3ZDJ0VD06 iShares Core MSCI Emerging Markets ETF 46434G103 5720.00000000 NS USD 290976.40000000 1.069594329625 Long EC RF US N 1 N N N Transamerica International Stock 549300PMWLIX97VXH139 Transamerica International Stock 89360T319 58314.59400000 NS USD 597724.59000000 2.197163866698 Long EC RF US N 1 N N N Transamerica Large Growth 549300HE9YX22PXULY07 Transamerica Large Growth 89356M781 125298.59200000 NS USD 1160264.96000000 4.264994762734 Long EC RF US N 1 N N N iShares Core S&P 500 ETF 5493007M4YMN8XL48C14 iShares Core S&P 500 ETF 464287200 8320.00000000 NS USD 3397139.20000000 12.48747604709 Long EC RF US N 1 N N N Transamerica Bond 54930028OHE6MAPEQC05 Transamerica Bond 89354D429 755023.77300000 NS USD 6198745.18000000 22.78584344064 Long EC RF US N 1 N N N iShares 0-5 Year TIPS Bond ETF 549300GIWSEGOQLZR212 iShares 0-5 Year TIPS Bond ETF 46429B747 24236.00000000 NS USD 2369069.00000000 8.708413358925 Long EC RF US N 1 N N N Transamerica High Yield Bond 549300E2RRC6XIJ79123 Transamerica High Yield Bond 89354D353 237123.11300000 NS USD 1901727.37000000 6.990521607408 Long EC RF US N 1 N N N 2023-02-28 TRANSAMERICA FUNDS Vincent Toner Vincent Toner Treasurer XXXX NPORT-EX 2 NPORT_I6C1_37281546_0123.htm FOR VALIDATION PURPOSES ONLY - [447377.I6C1]

Transamerica ClearTrack® 2020

 

SCHEDULE OF INVESTMENTS

At January 31, 2023

(unaudited)

 

     Shares      Value  
EXCHANGE-TRADED FUNDS - 45.2%  
International Equity Funds - 10.1%  

iShares Core MSCI EAFE ETF

      24,508        $  1,643,751  

iShares Core MSCI Emerging Markets ETF

      5,425        275,970  

iShares Global REIT ETF

      33,230        826,098  
     

 

 

  
        2,745,819  
     

 

 

  
U.S. Equity Fund - 12.5%  

iShares Core S&P 500 ETF

      8,320        3,397,139  
     

 

 

  
U.S. Fixed Income Funds - 22.6%  

iShares 0-5 Year TIPS Bond ETF

      24,236        2,369,069  

iShares Core U.S. Aggregate Bond ETF

      37,860        3,794,330  
     

 

 

  
        6,163,399  
     

 

 

  

Total Exchange-Traded Funds
(Cost $14,051,553)

 

      12,306,357  
     

 

 

  
INVESTMENT COMPANIES - 53.8%  
International Equity Funds - 5.1%  

Transamerica Emerging Markets Opportunities (A)

      33,253        272,675  

Transamerica International Focus (A)

      67,600        552,296  

Transamerica International Stock (A)

      53,890        552,371  
     

 

 

  
        1,377,342  
     

 

 

  
International Fixed Income Fund - 5.0%  

Transamerica Emerging Markets Debt (A)

      153,879        1,377,221  
     

 

 

  
     Shares      Value  
INVESTMENT COMPANIES (continued)  
U.S. Equity Funds - 13.8%  

Transamerica Large Cap Value (A)

      91,667        $   1,173,333  

Transamerica Large Growth (A)

      125,299        1,160,265  

Transamerica Mid Cap Growth (A)

      55,668        425,302  

Transamerica Mid Cap Value Opportunities (A)

      37,844        429,152  

Transamerica Small Cap Growth (A)

      44,168        277,375  

Transamerica Small Cap Value (A)

      47,107        278,873  
     

 

 

  
        3,744,300  
     

 

 

  
U.S. Fixed Income Funds - 29.9%  

Transamerica Bond (A)

      757,488        6,218,976  

Transamerica High Yield Bond (A)

      238,282        1,911,025  
     

 

 

  
        8,130,001  
     

 

 

  

Total Investment Companies
(Cost $17,939,447)

 

      14,628,864  
     

 

 

  

Total Investments
(Cost $31,991,000)

 

      26,935,221  

Net Other Assets (Liabilities) - 1.0%

         267,281  
     

 

 

  

Net Assets - 100.0%

         $  27,202,502  
     

 

 

  
 

 

INVESTMENT VALUATION:

 

Valuation Inputs (B)

 

     Level 1 -
Unadjusted
Quoted
Prices		      Level 2 -
Other
Significant
Observable
Inputs		      Level 3 -
Significant
Unobservable
Inputs		      Value  

ASSETS

 

Investments

 

Exchange-Traded Funds

    $     12,306,357      $ —        $ —        $ 12,306,357  

Investment Companies

      14,628,864        —          —          14,628,864  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total Investments

    $     26,935,221      $     —        $     —        $     26,935,221  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

Transamerica Funds

     Page    1         

Transamerica ClearTrack® 2020

 

SCHEDULE OF INVESTMENTS (continued)

At January 31, 2023

(unaudited)

 

FOOTNOTES TO SCHEDULE OF INVESTMENTS:

 

(A)      Affiliated investment in the Class R6 shares of Transamerica Funds. The Fund’s transactions and earnings are as follows:

 

Affiliated Investments

   Value
October 31,
2022		     Purchases
at Cost		     Proceeds
from Sales		     Net
Realized
Gain (Loss)		     Net Change in
Unrealized
Appreciation
(Depreciation)		     Value
January 31,
2023		     Shares as of
January 31,
2023		     Dividend
Income		     Net Capital
Gain
Distributions		  

Transamerica Bond

   $ 6,045,599     $ 58,659     $ (208,000 )    $ (38,681 )    $ 361,399     $ 6,218,976       757,488     $ 58,659     $ —    

Transamerica Emerging Markets Debt

     1,320,435       17,782       (115,500 )      (25,129 )      179,633       1,377,221       153,879       17,782       —    

Transamerica Emerging Markets Opportunities

     230,789       7,376       (20,388 )      (7,683 )      62,581       272,675       33,253       7,376       —    

Transamerica High Yield Bond

     1,872,142       27,192       (50,000 )      (8,953 )      70,644       1,911,025       238,282       27,192       —    

Transamerica International Focus

     519,623       9,862       (60,405 )      (14,788 )      98,004       552,296       67,600       9,862       —    

Transamerica International Stock

     545,161       14,185       (95,353 )      (17,263 )      105,641       552,371       53,890       14,185       —    

Transamerica Large Cap Value

     1,182,977       64,380       (70,000 )      (6,843 )      2,819       1,173,333       91,667       3,881       60,499  

Transamerica Large Growth

     1,129,935       14,239       (15,000 )      (18,053 )      49,144       1,160,265       125,299       —         14,239  

Transamerica Mid Cap Growth

     389,674       —         —         —         35,628       425,302       55,668       —         —    

Transamerica Mid Cap Value Opportunities

     412,120       25,892       (17,500 )      (5,922 )      14,562       429,152       37,844       4,511       21,379  

Transamerica Small Cap Growth

     263,354       10,190       —         —         3,831       277,375       44,168       —         10,191  

Transamerica Small Cap Value

     279,412       45,034       (17,500 )      (16,674 )      (11,399 )      278,873       47,107       5,841       39,194  
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

Total

   $   14,191,221     $   294,791     $   (669,646 )    $   (159,989 )    $   972,487     $   14,628,864         1,706,145     $   149,289     $   145,502  
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

 

(B)      There were no transfers in or out of Level 3 during the period ended January 31, 2023. Please reference the Investment Valuation section of the Notes to Schedule of Investments for more information regarding investment valuation and pricing inputs.

PORTFOLIO ABBREVIATION:

 

REIT

    Real Estate Investment Trust

 

Transamerica Funds

     Page    2         

Transamerica ClearTrack® 2020

 

NOTES TO SCHEDULE OF INVESTMENTS

At January 31, 2023

(unaudited)

 

INVESTMENT VALUATION

Transamerica ClearTrack® 2020 (the “Fund”) is a series of the Transamerica Funds.

Effective September 8, 2022, TAM has been designated as the Fund’s valuation designee pursuant to Rule 2a-5 under the 1940 Act with responsibility for fair valuation subject to oversight by the Fund’s Board of Trustees. The net asset value of the Fund is computed as of the official close of the New York Stock Exchange (“NYSE”) each day the NYSE is open for business.

TAM utilizes various methods to measure the fair value of its investments on a recurring basis. Generally Accepted Accounting Principles in the United States of America establishes a hierarchy that prioritizes inputs to valuation methods. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The three levels (“Levels”) of inputs of the fair value hierarchy are defined as follows:

Level 1 — Unadjusted quoted prices in active markets for identical securities.

Level 2 — Inputs, other than quoted prices included in Level 1, which are observable, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates, and similar data.

Level 3 — Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available, which may include TAM’s own assumptions used in determining the fair value of the Fund’s investments.

The inputs used to measure fair value may fall into different Levels of the fair value hierarchy. In such cases, for disclosure purposes, the Level in the fair value hierarchy that is assigned to the fair value measurement of a security is determined based on the lowest Level input that is significant to the fair value measurement in its entirety. Certain investments that are measured at fair value using Net Asset Value (“NAV”) per share, or its equivalent, using the “practical expedient” have not been classified in the fair value Levels. The hierarchy classification of inputs used to value the Fund’s investments at January 31, 2023, is disclosed within the Investment Valuation section of the Schedule of Investments.

The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, but not limited to, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is generally greatest for instruments categorized in Level 3. Due to the inherent uncertainty of valuation, the determination of values may differ significantly from values that would have been realized had a ready market for investments existed, and the differences could be material.

Fair value measurements: Descriptions of the valuation techniques applied to the Fund’s significant categories of assets and liabilities measured at fair value on a recurring basis are as follows:

Exchange-traded funds (“ETF”): ETFs are stated at the last reported sale price or closing price on the day of valuation taken from the primary exchange where the ETF is principally traded. ETFs are generally categorized in Level 1 of the fair value hierarchy.

Investment companies: Certain investment companies are valued at the NAV as the practical expedient. These investment companies are not included within the fair value hierarchy. Certain other investment companies are valued at the actively traded NAV and no valuation adjustments are applied. These investment companies are categorized in Level 1 of the fair value hierarchy.

 

Transamerica Funds

     Page    3