0001752724-22-213380.txt : 20220923 0001752724-22-213380.hdr.sgml : 20220923 20220923090645 ACCESSION NUMBER: 0001752724-22-213380 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220731 FILED AS OF DATE: 20220923 DATE AS OF CHANGE: 20220923 PERIOD START: 20221031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA FUNDS CENTRAL INDEX KEY: 0000787623 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04556 FILM NUMBER: 221260764 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-482-8836 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 5200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: TRANSAMERICA IDEX MUTUAL FUNDS DATE OF NAME CHANGE: 20040301 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FDS DATE OF NAME CHANGE: 20010504 FORMER COMPANY: FORMER CONFORMED NAME: IDEX MUTUAL FUNDS / DATE OF NAME CHANGE: 20010423 0000787623 S000058129 Transamerica ClearTrack 2055 C000190359 Class R1 TCTOX C000190360 Class R6 TCTSX C000210416 R3 TCTVX NPORT-P 1 primary_doc.xml NPORT-P false 0000787623 XXXXXXXX S000058129 C000190360 C000190359 C000210416 TRANSAMERICA FUNDS 811-04556 0000787623 54930088ZHZE1VMYEY52 1801 CALIFORNIA STREET SUITE 5200 DENVER 80202 720-493-4256 Transamerica ClearTrack(R) 2055 S000058129 5493007C77FJIB61EB40 2022-10-31 2022-07-31 N 972047.00 38057.25 933989.75 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 8286.23000000 N Transamerica Mid Cap Growth 549300BVKN1RJS81UT94 Transamerica Mid Cap Growth 89356M773 4270.37700000 NS USD 31857.01000000 3.410852206889 Long EC RF US N 1 N N N Transamerica International Focus 5493009P69ULJNMMN265 Transamerica International Focus 89356L452 6720.97800000 NS USD 52154.79000000 5.584085906724 Long EC RF US N 1 N N N iShares Core U.S. Aggregate Bond ETF 549300F7VSXTKBGHJE47 iShares Core U.S. Aggregate Bond ETF 464287226 90.00000000 NS USD 9366.30000000 1.002826851151 Long EC RF US N 1 N N N State Street Global Advisors 5493008BJIBKQ5KTIF74 State Street Navigator Securities Lending Government Money Market Portfolio 857492706 18959.75000000 NS USD 18959.75000000 2.029974097681 Long STIV RF US N 1 N N iShares Global REIT ETF 549300254BKG04Y2B303 iShares Global REIT ETF 46434V647 1464.00000000 NS USD 38386.08000000 4.109903775710 Long EC RF US N 1 N N N Transamerica Emerging Markets Opportunities 549300Q6NK6QLC610345 Transamerica Emerging Markets Opportunities 89360T160 3504.41600000 NS USD 27684.89000000 2.964153514532 Long EC RF US N 1 N N N Transamerica Small Cap Value 549300RKIQDFFOVG9875 Transamerica Small Cap Value 89356L593 3468.49800000 NS USD 24036.69000000 2.573549656192 Long EC RF US N 1 N N N Transamerica Large Cap Value 549300NMC5GPLD2ULC77 Transamerica Large Cap Value 89354D312 6360.83100000 NS USD 82499.98000000 8.833071240878 Long EC RF US N 1 N N N Transamerica Mid Cap Value Opportunities 549300EBY5BMUT2S0673 Transamerica Mid Cap Value Opportunities 89356L627 2605.56000000 NS USD 30823.77000000 3.300225725175 Long EC RF US N 1 N N N Transamerica Small Cap Growth 549300CCDLPC22NHUA05 Transamerica Small Cap Growth 89356L619 3634.24200000 NS USD 23986.00000000 2.568122401771 Long EC RF US N 1 N N N iShares Core MSCI EAFE ETF 5493009FT582MI7Y3I36 iShares Core MSCI EAFE ETF 46432F842 2424.00000000 NS USD 150409.20000000 16.10394546621 Long EC RF US N 1 N N N iShares Core MSCI Emerging Markets ETF 5493007C24Z3ZDJ0VD06 iShares Core MSCI Emerging Markets ETF 46434G103 755.00000000 NS USD 37040.30000000 3.965814399997 Long EC RF US N 1 N N N Transamerica International Stock 549300PMWLIX97VXH139 Transamerica International Stock 89360T319 5380.19600000 NS USD 51865.09000000 5.553068435708 Long EC RF US N 1 N N N Transamerica Large Growth 549300HE9YX22PXULY07 Transamerica Large Growth 89356M781 8336.79100000 NS USD 81367.08000000 8.711774406517 Long EC RF US N 1 N N N iShares Core S&P 500 ETF 5493007M4YMN8XL48C14 iShares Core S&P 500 ETF 464287200 592.00000000 NS USD 245142.07000000 26.24676234401 Long EC RF US N 1 N N N Transamerica Bond 54930028OHE6MAPEQC05 Transamerica Bond 89354D429 2152.65400000 NS USD 18232.98000000 1.952160609899 Long EC RF US N 1 N N N iShares 0-5 Year TIPS Bond ETF 549300GIWSEGOQLZR212 iShares 0-5 Year TIPS Bond ETF 46429B747 181.00000000 NS USD 18615.85000000 1.993153565122 Long EC RF US N 1 N N Transamerica High Yield Bond 549300E2RRC6XIJ79123 Transamerica High Yield Bond 89354D353 1150.33900000 NS USD 9432.78000000 1.009944702283 Long EC RF US N 1 N N N 2022-08-30 TRANSAMERICA FUNDS Vincent Toner Vincent Toner Treasurer XXXX NPORT-EX 2 NPORT_I9CH_67123980_0722.htm FOR VALIDATION PURPOSES ONLY - [397013.I9CH]

Transamerica ClearTrack® 2055

 

SCHEDULE OF INVESTMENTS

At July 31, 2022

(unaudited)

 

     Shares      Value  
EXCHANGE-TRADED FUNDS - 53.4%  
International Equity Funds - 24.2%  

iShares Core MSCI EAFE ETF

      2,424        $  150,409  

iShares Core MSCI Emerging Markets ETF

      755        37,041  

iShares Global REIT ETF

      1,464        38,386  
     

 

 

  
        225,836  
     

 

 

  
U.S. Equity Fund - 26.2%  

iShares Core S&P 500 ETF

      592        245,142  
     

 

 

  
U.S. Fixed Income Funds - 3.0%  

iShares 0-5 Year TIPS Bond ETF (A)

      181        18,616  

iShares Core U.S. Aggregate Bond ETF

      90        9,366  
     

 

 

  
        27,982  
     

 

 

  

Total Exchange-Traded Funds
(Cost $561,000)

 

      498,960  
  

 

 

  
INVESTMENT COMPANIES - 46.5%  
International Equity Funds - 14.1%  

Transamerica Emerging Markets Opportunities (B)

      3,504        27,685  

Transamerica International Focus (B)

      6,721        52,155  

Transamerica International Stock (B)

      5,380        51,865  
     

 

 

  
        131,705  
     

 

 

  
U.S. Equity Funds - 29.4%  

Transamerica Large Cap Value (B)

      6,361        82,500  

Transamerica Large Growth (B)

      8,337        81,367  
     Shares      Value  
INVESTMENT COMPANIES (continued)  
U.S. Equity Funds (continued)  

Transamerica Mid Cap Growth (B)

      4,270        $   31,857  

Transamerica Mid Cap Value Opportunities (B)

      2,606        30,824  

Transamerica Small Cap Growth (B)

      3,634        23,986  

Transamerica Small Cap Value (B)

      3,468        24,036  
     

 

 

  
        274,570  
     

 

 

  
U.S. Fixed Income Funds - 3.0%  

Transamerica Bond (B)

      2,158        18,280  

Transamerica High Yield Bond (B)

      1,155        9,472  
     

 

 

  
        27,752  
     

 

 

  

Total Investment Companies
(Cost $487,787)

 

      434,027  
  

 

 

  
OTHER INVESTMENT COMPANY - 2.0%  
Securities Lending Collateral - 2.0%  

State Street Navigator Securities Lending Trust - Government Money Market Portfolio, 2.27% (C)

      19,005        19,005  
     

 

 

  

Total Other Investment Company
(Cost $19,005)

 

      19,005  
  

 

 

  

Total Investments
(Cost $1,067,792)

 

      951,992  

Net Other Assets (Liabilities) - (1.9)%

         (17,829 ) 
     

 

 

  

Net Assets - 100.0%

         $  934,163  
     

 

 

  
 

 

INVESTMENT VALUATION:

 

Valuation Inputs (D)

 

     Level 1 -
Unadjusted
Quoted
Prices		      Level 2 -
Other
Significant
Observable
Inputs		      Level 3 -
Significant
Unobservable
Inputs		      Value  

ASSETS

 

Investments

            

Exchange-Traded Funds

    $ 498,960      $ —        $ —        $ 498,960  

Investment Companies

      434,027        —          —          434,027  

Other Investment Company

      19,005        —          —          19,005  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total Investments

    $     951,992      $     —        $     —        $     951,992  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

Transamerica Funds

     Page    1         

Transamerica ClearTrack® 2055

 

SCHEDULE OF INVESTMENTS (continued)

At July 31, 2022

(unaudited)

 

FOOTNOTES TO SCHEDULE OF INVESTMENTS:

 

(A)      All or a portion of the security is on loan. The value of the security on loan is $18,616, collateralized by cash collateral of $19,005. The amount on loan indicated may not correspond with the security on loan identified because a security with pending sales are in the process of recall from the brokers.
(B)      Affiliated investment in the Class R6 shares of Transamerica Funds. The Fund’s transactions and earnings are as follows:

 

Affiliated Investments

   Value
October 31,
2021		     Purchases
at Cost		     Proceeds
from Sales		     Net
Realized
Gain (Loss)
     Net Change in
Unrealized
Appreciation
(Depreciation)		     Value
July 31, 2022		     Shares as of
July 31, 2022		     Dividend
Income		     Net Capital
Gain
Distributions		  

Transamerica Bond

   $ —       $ 34,104     $ (13,455 )    $ (1,383 )    $ (986 )    $ 18,280       2,158     $ 368     $ 105  

Transamerica Emerging Markets Opportunities

     —         59,867       (21,921 )      (7,307 )      (2,954 )      27,685       3,504       2,201       794  

Transamerica High Yield Bond

     —         14,941       (4,363 )      (359 )      (747 )      9,472       1,155       315       —    

Transamerica International Focus

     —         100,899       (35,446 )      (7,404 )      (5,894 )      52,155       6,721       1,663       1,655  

Transamerica International Stock

     —         102,254       (41,271 )      (5,457 )      (3,661 )      51,865       5,380       1,760       2,938  

Transamerica Large Cap Value

     —         149,418       (60,100 )      (3,536 )      (3,282 )      82,500       6,361       2,227       —    

Transamerica Large Growth

     —         190,973       (53,577 )      (46,201 )      (9,828 )      81,367       8,337       1,478       15,959  

Transamerica Mid Cap Growth

     —         58,914       (8,150 )      (7,288 )      (11,619 )      31,857       4,270       3,527       6,633  

Transamerica Mid Cap Value Opportunities

     —         49,149       (11,606 )      (2,909 )      (3,810 )      30,824       2,606       2,927       4,523  

Transamerica Small Cap Growth

     —         39,193       (6,502 )      (2,973 )      (5,732 )      23,986       3,634       472       2,156  

Transamerica Small Cap Value

     —         44,829       (8,197 )      (7,350 )      (5,246 )      24,036       3,468       7,669       3,528  
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

Total

   $   —       $   844,541     $   (264,588 )    $   (92,167 )    $   (53,759 )    $   434,027       47,594     $   24,607     $   38,291  
 

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

    

 

 

  

 

(C)      Rate disclosed reflects the yield at July 31, 2022.
(D)      There were no transfers in or out of Level 3 during the period ended July 31, 2022. Please reference the Investment Valuation section of the Notes to Schedule of Investments for more information regarding investment valuation and pricing inputs.

PORTFOLIO ABBREVIATION:

 

REIT

    Real Estate Investment Trust

 

Transamerica Funds

     Page    2         

Transamerica ClearTrack® 2055

 

NOTES TO SCHEDULE OF INVESTMENTS

At July 31, 2022

(unaudited)

 

INVESTMENT VALUATION

Transamerica ClearTrack® 2055 (the “Fund”) is a series of the Transamerica Funds.

All investments in securities are recorded at their estimated fair value. The Fund values its investments at the official close of the New York Stock Exchange (“NYSE”) each day the NYSE is open for business.

The Fund utilizes various methods to measure the fair value of its investments on a recurring basis. Generally Accepted Accounting Principles in the United States of America establishes a hierarchy that prioritizes inputs to valuation methods. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The three levels (“Levels”) of inputs of the fair value hierarchy are defined as follows:

Level 1 — Unadjusted quoted prices in active markets for identical securities.

Level 2 — Inputs, other than quoted prices included in Level 1, which are observable, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates, and similar data.

Level 3 — Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available, which may include the Fund’s own assumptions used in determining the fair value of investments.

The inputs used to measure fair value may fall into different Levels of the fair value hierarchy. In such cases, for disclosure purposes, the Level in the fair value hierarchy that is assigned to the fair value measurement of a security is determined based on the lowest Level input that is significant to the fair value measurement in its entirety. Certain investments that are measured at fair value using Net Asset Value (“NAV”) per share, or its equivalent, using the “practical expedient” have not been classified in the fair value Levels. The hierarchy classification of inputs used to value the Fund’s investments at July 31, 2022, is disclosed within the Investment Valuation section of the Schedule of Investments.

The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, but not limited to, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is generally greatest for instruments categorized in Level 3. Due to the inherent uncertainty of valuation, the determination of values may differ significantly from values that would have been realized had a ready market for investments existed, and the differences could be material.

Fair value measurements: Descriptions of the valuation techniques applied to the Fund’s significant categories of assets and liabilities measured at fair value on a recurring basis are as follows:

Exchange-traded funds (“ETF”): ETFs are stated at the last reported sale price or closing price on the day of valuation taken from the primary exchange where the ETF is principally traded. ETFs are generally categorized in Level 1 of the fair value hierarchy.

Investment companies: Certain investment companies are valued at the NAV as the practical expedient. These investment companies are not included within the fair value hierarchy. Certain other investment companies are valued at the actively traded NAV and no valuation adjustments are applied. These investment companies are categorized in Level 1 of the fair value hierarchy.

Securities lending collateral: Securities lending collateral is invested in a money market fund which is valued at the actively traded NAV and no valuation adjustments are applied. Securities lending collateral is categorized in Level 1 of the fair value hierarchy.

 

Transamerica Funds

     Page    3