0001752724-21-052625.txt : 20210315
0001752724-21-052625.hdr.sgml : 20210315
20210315142520
ACCESSION NUMBER: 0001752724-21-052625
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
EFFECTIVENESS DATE: 20210315
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSAMERICA FUNDS
CENTRAL INDEX KEY: 0000787623
IRS NUMBER: 000000000
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04556
FILM NUMBER: 21741091
BUSINESS ADDRESS:
STREET 1: 1801 CALIFORNIA STREET
STREET 2: SUITE 5200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-493-4256
MAIL ADDRESS:
STREET 1: 1801 CALIFORNIA STREET
STREET 2: SUITE 5200
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSAMERICA IDEX MUTUAL FUNDS
DATE OF NAME CHANGE: 20040301
FORMER COMPANY:
FORMER CONFORMED NAME: IDEX MUTUAL FDS
DATE OF NAME CHANGE: 20010504
FORMER COMPANY:
FORMER CONFORMED NAME: IDEX MUTUAL FUNDS /
DATE OF NAME CHANGE: 20010423
0000787623
S000054675
Transamerica Stock Index
C000171784
R
TSTRX
C000171785
R4
TSTFX
N-CEN
1
primary_doc.xml
X0303
N-CEN
LIVE
0000787623
XXXXXXXX
811-04556
false
false
false
N-1A
S000054675
C000171785
C000171784
TRANSAMERICA FUNDS
811-04556
0000787623
54930088ZHZE1VMYEY52
1801 CALIFORNIA STREET
SUITE 5200
DENVER
80202
US-CO
US
720-493-4256
DST Asset Manager Solutions, Inc.
2000 Crown Colony Dr.
Quincy
02169
617-482-8800
Sub-transfer Agent Records
BlackRock Fund Advisors
400 Howard Street
San Francisco
94105
415-670-2000
Sub-Adviser Records
Transamerica Fund Services, Inc.
1801 California Street
Suite 5200
Denver
80202
720-482-1500
Administration and Transfer Agent Records
Transamerica Capital, Inc.
1801 California Street
Suite 5200
Denver
80202
720-493-8055
Underwriter Records
Transamerica Asset Management, Inc.
1801 California Street
Suite 5200
Denver
80202
720-493-4256
Adviser Records
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Sub-administration, Custody and Accounting Records
N
N
N-1A
61
Y
Marijn P. Smit
000000000
Y
John E. Pelletier
000000000
N
Patricia L. Sawyer
000000000
N
John W. Waechter
000000000
N
David W. Jennings
000000000
N
Alan F. Warrick
000000000
Y
Fredric A. Nelson III
000000000
N
Sandra N. Bane
000000000
N
Leo J. Hill
000000000
N
Francine J. Rosenberger
006170363
1801 California Street
Suite 5200
Denver
80202
XXXXXX
N
N
N
N
N
N
Transamerica Capital, Inc.
8-24829
000008217
549300404NXDZDER4F48
Y
N
Ernst & Young LLP
42
00000000000000000000
N
N
N
N
N
N
N
Transamerica Stock Index
S000054675
5493002Z4Q5PBLUBXB94
N
2
0
0
N
N
Y
N
State Street Bank and Trust Company (Boston, MA, US, Branch)
571474TGEMMWANRLN572
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Transamerica Asset Management, Inc.
801-53319
000107376
549300DZA4ZCLQ8JE491
N
BlackRock Fund Advisors
801-22609
000105247
549300YOOGP0Y1M95C20
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
Y
Transamerica Fund Services, Inc.
084-06130
549300ZI1REXKDS0XX96
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
Transamerica Fund Services, Inc.
549300ZI1REXKDS0XX96
Y
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Transamerica Fund Services, Inc.
549300ZI1REXKDS0XX96
Y
N
N
Transamerica Financial Advisors, Inc.
8-33429
000016164
549300JW32XCZSHI0878
0.00000000
Transamerica Investors Securities Corporation
8-45671
000032205
549300FO5QGHCQB22X64
0.00000000
Transamerica Capital, Inc.
8-24829
000008217
549300404NXDZDER4F48
0.00000000
0.00000000
0.00000000
N
426526351.01000000
N
N
N
N
true
INTERNAL CONTROL RPT
2
NCEN_1146006410572523.txt
Report of Independent Registered Public Accounting
Firm
To the Board of Trustees and Shareholders of
Transamerica Funds:
In planning and performing our audits of the financial
statements of Transamerica Stock Index (the "Fund") (one
of the portfolios constituting Transamerica Funds) (the
"Trust") as of and for the year ended December 31, 2020,
in accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Trust's internal control over financial
reporting, including controls over safeguarding securities,
as a basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-
CEN, but not for the purpose of expressing an opinion on
the effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no such
opinion.
The management of the Trust is responsible for establishing
and maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the
expected benefits and related costs of controls. A
company's internal control over financial reporting is a
process designed to provide reasonable assurance regarding
the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance
with U.S. generally accepted accounting principles. A
company's internal control over financial reporting
includes those policies and procedures that (1) pertain to
the maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with U.S. generally accepted accounting
principles, and that receipts and expenditures of the
company are being made only in accordance with
authorizations of management and directors of the
company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition,
use or disposition of a company's assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
company's annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Trust's internal control over
financial reporting was for the limited purpose described in
the first paragraph and would not necessarily disclose all
deficiencies in internal control that might be material
weaknesses under standards established by the Public
Company Accounting Oversight Board (United States).
However, we noted no deficiencies in the Trust's internal
control over financial reporting and its operation, including
controls over safeguarding securities that we consider to be
a material weakness as defined above as of December 31,
2020.
This report is intended solely for the information and use of
management and the Board of Trustees of the Trust and the
Securities and Exchange Commission and is not intended to
be and should not be used by anyone other than these
specified parties.
/s/ Ernst & Young LLP
Boston, Massachusetts
February 26, 2021