0001019056-23-000427.txt : 20231215
0001019056-23-000427.hdr.sgml : 20231215
20231215175814
ACCESSION NUMBER: 0001019056-23-000427
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231128
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK Capital Fund LP
CENTRAL INDEX KEY: 0001426156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 231491644
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC
CENTRAL INDEX KEY: 0001385702
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 231491645
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3291
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MAK Capital
DATE OF NAME CHANGE: 20070109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK Capital Distressed Debt Fund I, LP
CENTRAL INDEX KEY: 0001760572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 231491643
BUSINESS ADDRESS:
STREET 1: MAK DDF-1 GP LLC
STREET 2: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: MAK DDF-1 GP LLC
STREET 2: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaufman Michael A
CENTRAL INDEX KEY: 0001426157
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 231491642
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AGILYSYS INC
CENTRAL INDEX KEY: 0000078749
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 340907152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1000 WINDWARD CONCOURSE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 7708107800
MAIL ADDRESS:
STREET 1: 1000 WINDWARD CONCOURSE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER STANDARD ELECTRONICS INC
DATE OF NAME CHANGE: 19920703
4/A
1
ownership.xml
FORM 4/A
X0508
4/A
2023-11-28
2023-11-30
0
0000078749
AGILYSYS INC
AGYS
0001385702
MAK CAPITAL ONE LLC
590 MADISON AVENUE
31ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001426156
MAK Capital Fund LP
C/O WAKEFIELD QUIN
VICTORIA PLACE, 31 VICTORIA STREET
HAMILTON
D0
HM10
BERMUDA
0
0
1
0
0001760572
MAK Capital Distressed Debt Fund I, LP
C/O MAK CAPITAL ONE LLC
590 MADISON AVENUE, 31ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001426157
Kaufman Michael A
C/O MAK CAPITAL ONE LLC
590 MADISON AVENUE, 31ST FLOOR
NEW YORK
NY
10022
1
0
1
0
1
Common Stock
2023-11-28
4
S
0
28907
86.2465
D
3767008
I
See footnote
Common Stock
2023-11-29
4
S
0
22434
84.9444
D
3744574
I
See footnote
Common Stock
2023-11-30
4
S
0
44427
84.9529
D
3700147
I
See footnote
Series A Convertible Preferred Stock
20.1676
2023-11-30
4
J
0
1735457
20.1676
D
2020-05-22
Common Stock
1735457
0
I
(5) See footnote
The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.
MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.
23,964 shares were sold by MAK Fund and 4,943 shares were sold by MAK CDD Fund.
18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund.
36,830 shares were sold by MAK Fund and 7,597 shares were sold by MAK CDD Fund.
*In Table I, the reported price is a weighted average price. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. In Table I, the amount of securities beneficially owned following the reported transaction on 11/28/23 includes the shares of common stock issued upon the mandatory conversion of the Series A Convertible Preferred Stock reported on Table II above. Of the 3,767,008 shares MAK Fund holds 3,474,444 shares and MAK CDD Fund holds 292,564 shares. In Table II, the transaction code refers to the mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into an equal number of shares of Common Stock exempt under SEC Rule 16b-6(b). MAK Fund received 1,437,950 shares of Common Stock and MAK CDD Fund received 297,507 shares of Common Stock as a result of the mandatory conversion. In Table II, there was no expiration date on the Series A Convertible Preferred Stock. In Table II, Item #11, MAK Fund held 1,437,950 shares of Series A Convertible Preferred Stock and MAK CDD Fund held 297,507 shares of Series A Convertible Preferred Stock.
s/ Michael A. Kaufman, individually, and as Managing Member of MAK Capital One LLC and Authorized Signatory of MAK Capital Fund LP and MAK Capital Distressed Debt Fund I, LP
2023-12-15