144: Filer Information
Filer CIK | 0001385702 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001385702 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | AGILYSYS, INC. |
SEC File Number | 000-05734 |
Address of Issuer | 3655 Brookside Parkway, Suite 300 Alpharetta GEORGIA 30022 |
Phone | 770-810-7800 |
Name of Person for Whose Account the Securities are To Be Sold | MAK CAPITAL ONE LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% Stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock | BTIG, LLC 600 Montgomery St., 6th Floor San Francisco CA 94111 | 867728 | 76568319.00 | 27108736 | 11/28/2023 | NASDAQ |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock | 05/22/2020 | Purchased 1,735,457 shares of Series A Convertible Preferred Stock which was mandatorily converted by the Issuer into an equal number of shares of Common Stock. | Issuer | 1735457 | 05/22/2020 | Cash |
Nothing to Report |
Remarks | Remark #1: Line 3(c) is based on the weekly average trading volume for the 4 weeks ending November 17, 2023. Remark #2: Line 3(d) is based on $88.24, the November 21, 2023 closing price. Remark #3: Line 3(e) represents 25,373,280 shares as of October 23, 2023, as reported by the Issuer on its Form 10-Q filed October 26, 2023 plus 1,735,456 shares issued upon the Issuer's mandatory conversion of its Series A Convertible Preferred Stock effective November 24, 2023 and settlement date November 28, 2023. |
Date of Notice | 11/22/2023 |
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 | 08/01/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Michael A. Kaufman, Managing Member, MAK CAPITAL ONE LLC |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |