0001019056-20-000360.txt : 20200526
0001019056-20-000360.hdr.sgml : 20200526
20200526215133
ACCESSION NUMBER: 0001019056-20-000360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaufman Michael A
CENTRAL INDEX KEY: 0001426157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 20912622
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC
CENTRAL INDEX KEY: 0001385702
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 20912623
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3291
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MAK Capital
DATE OF NAME CHANGE: 20070109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK Capital Fund LP
CENTRAL INDEX KEY: 0001426156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 20912624
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAK Capital Distressed Debt Fund I, LP
CENTRAL INDEX KEY: 0001760572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05734
FILM NUMBER: 20912625
BUSINESS ADDRESS:
STREET 1: MAK DDF-1 GP LLC
STREET 2: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: MAK DDF-1 GP LLC
STREET 2: 590 MADISON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AGILYSYS INC
CENTRAL INDEX KEY: 0000078749
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 340907152
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1000 WINDWARD CONCOURSE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: 2Q
ZIP: 30005
BUSINESS PHONE: 7708107800
MAIL ADDRESS:
STREET 1: 1000 WINDWARD CONCOURSE
STREET 2: SUITE 250
CITY: ALPHARETTA
STATE: 2Q
ZIP: 30005
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER STANDARD ELECTRONICS INC
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2020-05-22
0
0000078749
AGILYSYS INC
AGYS
0001426157
Kaufman Michael A
C/O MAK CAPITAL ONE LLC
590 MADISON AVENUE, SUITE 2401
NEW YORK
NY
10022
1
0
1
0
0001385702
MAK CAPITAL ONE LLC
590 MADISON AVENUE, SUITE 2401
NEW YORK
NY
10022
0
0
1
0
0001426156
MAK Capital Fund LP
C/O WAKEFIELD QUIN
VICTORIA PLACE, 31 VICTORIA STREET
HAMILTON
D0
HM10
BERMUDA
0
0
1
0
0001760572
MAK Capital Distressed Debt Fund I, LP
C/O MAK CAPITAL ONE LLC
590 MADISON AVENUE, SUITE 2401
NEW YORK
NY
10022
0
0
1
0
Series A Convertible Preferred Stock
20.1676
2020-05-22
4
P
0
1437950
20.1676
A
Common Stock
1437950
3498408
I
See Footnote
Series A Convertible Preferred Stock
20.1676
2020-05-22
4
P
0
297507
20.1676
A
Common Stock
297507
297507
I
See Footnote
MAK Capital Fund LP ("MAK Fund") acquired 1,437,950 shares of Series A Serial Preferred Stock, without par value (the "Convertible Preferred Stock") pursuant to the Investment Agreement dated May 11, 2020 ("Investment Agreement") between Issuer and MAK Capital One LLC ("MAK Capital").
MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund") acquired 297,507 shares of Convertible Preferred Stock pursuant to the Investment Agreement.
The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.
MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Convertible Preferred Stock and the shares of Common Stock issuable upon conversion of the Convertible Preferred Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.
/s/ Michael A. Kaufman, individually, and as Managing Member of MAK Capital One LLC and Authorized Signatory of MAK Capital Fund LP and MAK Capital Distressed Debt Fund I, LP
2020-05-26