0001437749-21-012849.txt : 20210520 0001437749-21-012849.hdr.sgml : 20210520 20210520061021 ACCESSION NUMBER: 0001437749-21-012849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS JOE E CENTRAL INDEX KEY: 0001063480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15701 FILM NUMBER: 21942284 MAIL ADDRESS: STREET 1: 3436 CARIBETH DR CITY: ENCINO STATE: CA ZIP: 91436 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 4 1 rdgdoc.xml FORM 4 X0306 4 2021-05-18 0000787253 NATURAL ALTERNATIVES INTERNATIONAL INC NAII 0001063480 DAVIS JOE E 1535 FARADAY AVENUE CARLSBAD CA 92008 1 Common Stock 2021-05-18 4 M 0 10000 3.52 A 119296 D Common Stock 2021-05-18 4 S 0 2410 14.61 D 116886 D Stock Option 3.52 2021-05-18 4 M 0 10000 0 D 2012-06-13 2021-06-12 Common Stock 10000 0 D Represents the outside director's net exercise of an Option for 10,000 shares. A net exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this net exercise, the Reporting Person surrendered 2,410 shares underlying the option and acquired ownership of an additional 7590 shares of common stock. The exercise price of the stock option. The shares were valued for determination of the exercise consideration at the closing price of the shares on Nasdaq on the day before exercise. /s/ Joe E. Davis By Kenneth E. Wolf Attorney in Fact 2021-05-20