0001437749-18-017239.txt : 20180920 0001437749-18-017239.hdr.sgml : 20180920 20180920155907 ACCESSION NUMBER: 0001437749-18-017239 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180918 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20180920 DATE AS OF CHANGE: 20180920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15701 FILM NUMBER: 181079445 BUSINESS ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 8-K 1 naii20180920_8k.htm FORM 8-K naii20180920_8k.htm

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

  

Form 8-K

  

CURRENT REPORT 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 

  

Date of Report (Date of earliest event reported):  09/18/2018

  

NATURAL ALTERNATIVES INTERNATIONAL, INC. 

(Exact name of registrant as specified in its charter) 

  

Commission File Number:  000-15701

  

Delaware 

   

84-1007839 

(State or other jurisdiction of 

   

(IRS Employer 

incorporation) 

   

Identification No.) 

 

  

1535 Faraday Avenue, Carlsbad, CA 92008

(Address of principal executive offices, including zip code) 

  

760-736-7700

(Registrant’s telephone number, including area code)

  

(Former name or former address, if changed since last report) 

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company  [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [  ]

 

  

 
 

 

Item 5.02.     Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

  

On September 18, 2018, the Amended and Restated Employment Agreement dated October 1, 2015, by and between Natural Alternatives International, Inc., a Delaware corporation ("NAI"), and Mark A. LeDoux, NAI's Chief Executive Officer, was amended to reflect an increase in Mr. LeDoux's annual base salary in the amount of $25,000 commencing as of the beginning of the current fiscal year. Effective July 1, 2018, Mr. LeDoux's annual base salary is $425,000.

 

Also, on September 18, 2018, the Amended and Restated Employment Agreement dated October 1, 2015, by and between NAI and Kenneth E. Wolf, NAI's President, Chief Operating Officer, and Secretary, was amended to reflect an increase in Mr. Wolf's annual base salary in the amount of $25,000 commencing as of the beginning of the current fiscal year. Effective July 1, 2018, Mr. Wolf's annual base salary is $400,000.

 

Also, on September 18, 2018, the Employment Agreement dated October 1, 2015, as most recently amended September 1, 2016, by and between NAI and Michael E. Fortin, NAI’s Chief Financial Officer, was amended to reflect an increase in Mr. Fortin’s annual base salary in the amount of $25,000 commencing as of the beginning of the current fiscal year. Effective July 1, 2018, Mr. Fortin’s annual base salary is $225,000.

  

 
 

 

SIGNATURES 

  

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  

  

  

  

  

  

NATURAL ALTERNATIVES INTERNATIONAL, INC.

  

                

  

                

Date: September 20, 2018

  

  

  

By:

  

/s/    Ken Wolf 

  

  

  

  

  

  

  

  

Ken Wolf 

  

  

  

  

  

  

  

  

President