0001437749-16-042955.txt : 20161206 0001437749-16-042955.hdr.sgml : 20161206 20161205203744 ACCESSION NUMBER: 0001437749-16-042955 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15701 FILM NUMBER: 162035043 BUSINESS ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 8-K 1 naii20161205_8k.htm FORM 8-K naii20161205_8k.htm

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

DATE OF REPORT (Date of earliest event reported): December 2, 2016

 

000-15701

(Commission file number)

 

 

NATURAL ALTERNATIVES INTERNATIONAL, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

84-1007839

(State of incorporation)

 

(IRS Employer Identification No.)

     

1535 Faraday Avenue

Carlsbad, California 92008

 

(760) 744-7340

(Address of principal executive offices)

 

(Registrant’s telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 
 

  

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

Our Annual Meeting of Stockholders was held on December 2, 2016. The following table sets forth the matters voted upon at the meeting and the results of the voting on each matter voted upon:

 

Matter Voted Upon

  

Votes For

    

Withheld

    

Votes
Against

    

Abstentions

    

Broker
Non-Votes

  

Election of two Class II directors to serve until the next annual meeting of stockholders held to elect Class II directors and until such director’s successor is elected and qualified:

                                        

Alan G. Dunn

     3,485,584       110,471       —       —       2,470,124  

Lee G. Weldon

     3,411,631       184,424       —       —       2,470,124  

Ratification of the selection of Haskell & White LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2017

     6,046,791       —       12,546       6,842       —  

Approval, on an advisory basis, of the compensation of the Company’s named executive officers

     3,544,031       —       40,702       11,322       2,470,124  

 

The named directors and the other matter voted upon were each approved by the stockholders at the annual meeting.

 

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Natural Alternatives International, Inc.

   

 

     

Date: December 6, 2016

By:

/s/ Michael E. Fortin

   

Michael E. Fortin

   

Chief Financial Officer