-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoFbqXMAe4JHreR0NZTYECBrkbtaryb5w7AnBjm6epAu5cY51Ht8nyg/LJjC+ynQ bqFia+goLd0zhHQtTi6JFg== 0001181431-08-052499.txt : 20080910 0001181431-08-052499.hdr.sgml : 20080910 20080910205117 ACCESSION NUMBER: 0001181431-08-052499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080908 FILED AS OF DATE: 20080910 DATE AS OF CHANGE: 20080910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1185 LINDA VISTA DR CITY: SAN MARCOS STATE: CA ZIP: 92069 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1185 LINDA VISTA DRIVE CITY: SAN MARCOS STATE: CA ZIP: 92069 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDOUX MARK A CENTRAL INDEX KEY: 0001115556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15701 FILM NUMBER: 081066171 BUSINESS ADDRESS: BUSINESS PHONE: 8008482646 MAIL ADDRESS: STREET 1: 1185 LINDA VISTA DR CITY: SAN MARCOS STATE: CA ZIP: 92069 4 1 rrd218432.xml FORM 4 FOR MARK LEDOUX X0303 4 2008-09-08 0 0000787253 NATURAL ALTERNATIVES INTERNATIONAL INC NAII 0001115556 LEDOUX MARK A 1185 LINDA VISTA DR SAN MARCOS CA 92078 1 1 1 0 CEO/Chairman Common Stock 2008-09-08 4 F 0 22933 7.5 D 102243 D Common Stock 2008-09-08 4 M 0 30000 5.588 A 132243 D Common Stock 575851 I By LeDoux Family Limited Partnership Common Stock 800 I By self as Custodian for Jean-Marc Emile LeDoux Common Stock 40000 I By IRA Common Stock 28000 I By 401(k) Plan Common Stock 800 I By self as Custodian for Jeannette LeDoux Common Stock 171951 I By self as Trustee for Marie Altmann LeDoux Family Trust Common Stock 29459 I By self as Trustee for the LeDoux Family Trust, U/D/T December 21, 1992 Incentive Stock Option (right to buy) 5.588 2008-09-08 4 M 0 23630 D 2008-09-08 Common Stock 23630 26370 D Nonqualified Stock Option (right to buy) 5.588 2008-09-08 4 M 0 6370 D 2008-09-08 Common Stock 6370 20000 D Represents the exercise of incentive and nonqualified stock options. The exercise was accomplished using a form of cashless, net exercise whereby Mr. LeDoux provided an attestation to the Company as to his ownership of a sufficient number of shares of common stock of the Company to pay the aggregate exercise price and applicable federal and state tax withholdings based on the last reported sale price for the common stock as reported by Nasdaq on September 8, 2008, which shares were deemed to be "surrendered" to the Company as payment for the exercise price. The actual number of new shares issued to Mr. LeDoux was equal to the difference between the number of shares underlying the options exercised and the shares deemed to have been surrendered. The securities vested 34% on September 8, 2004 and 66% on April 27, 2005. /s/ Ken Wolf on behalf of Mr. LeDoux under a Power of Attorney 2008-09-10 -----END PRIVACY-ENHANCED MESSAGE-----