-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAymlD5JETlC11+3c/2x4dRMokR64XltGMEsrYMqmcLfYyoG0PFeYjyyQZqM0hCH Vl5Cwzib3AqKrkYQnf7+cA== 0000891554-02-002741.txt : 20020507 0000891554-02-002741.hdr.sgml : 20020507 ACCESSION NUMBER: 0000891554-02-002741 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020507 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37736 FILM NUMBER: 02637056 BUSINESS ADDRESS: STREET 1: 1185 LINDA VISTA DR CITY: SAN MARCOS STATE: CA ZIP: 92069 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1185 LINDA VISTA DRIVE CITY: SAN MARCOS STATE: CA ZIP: 92069 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TERRANOVA CARL J CENTRAL INDEX KEY: 0000940426 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 159 CHRYSTIE ST CITY: NEW YORK STATE: NY ZIP: 10002 BUSINESS PHONE: 9142686827 MAIL ADDRESS: STREET 1: 159 CHRYSTIE ST CITY: NEW YORK STATE: NY ZIP: 10002 SC 13D/A 1 d37273_sc13da.txt FORM SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2 )* Natural Alternatives International, Inc. (Name of Issuer) Common Stock $.001 Par Value (Title of Class of Securities) 638842302 (CUSIP Number) Robert Becht, P.O. Drawer H, Valley Cottage, New York 10989 (845) 268-6828 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 2, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 4 Pages) SCHEDULE 13D CUSIP No. 638842302 Page 2 of 4 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Carl J. Terranova - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |x| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 299,900 -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 299,900 -------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 299,900 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.18% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 2 (this "Amendment") amends the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on November 5, 2001, as amended by Amendment No. 1 filed on December 6, 2001, by the Trust U/W of Vincent Terranova, Carl J. Terranova and Thomas H. Hanson, relating to the common stock, $.001 par value (the "Common Stock"), of Natural Alternatives International, Inc., a Delaware corporation (the "Company"). Capitalized terms used and not defined herein shall have the meanings attributed to them in the Schedule 13D. Item 3: Source and Amount of Funds or Other Consideration. The information set forth in the second paragraph of Item 3 of the Schedule 13D is hereby amended by replacing said paragraph with the following information: An aggregate of $818,402.13, including commissions, was paid in a series of transactions pursuant to which Carl J. Terranova acquired the Common Stock owned by him. Said amount was paid out of the personal funds of Mr. Terranova. Item 5: Interest in Securities of the Issuer. The information set forth in the second sentence of each of subparagraphs (a) and (b) of Item 5 of the Schedule 13D is hereby amended by replacing said sentences with the following information: (a) Carl J. Terranova beneficially owns 299,900 shares of Common Stock, representing approximately 5.18% of the total Common Stock outstanding. (b) Carl J. Terranova has the sole power to vote and the sole power to dispose of 299,900 shares of Common Stock. The information set forth in subparagraph (c) of Item 5 of the Schedule 13D is hereby amended and supplemented with the following information: (c) Carl J. Terranova acquired a portion of the Common Stock owned by him in a series of open market transactions effected primarily with independent brokers between March 14, 2002 and May 2, 2002. See Supplemental Schedule 1 for disclosure of (1) the date, (2) the price and (3) the amount of shares purchased by Mr. Terranova during the past 60 days. After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. May 7, 2002 TRUST U/W OF VINCENT TERRANOVA By: /s/ Robert Becht ------------------------------------ Name: Robert Becht Title: Trustee /s/ Carl J. Terranova ------------------------------------ Carl J. Terranova /s/ Thomas H. Hanson ------------------------------------ Thomas H. Hanson Supplemental Schedule 1 Carl J. Terranova Trade Date No of Shares Price per Share Purchased (Excluding Commission) March 14, 2002 9,000 $1.862 March 18, 2002 1,000 $1.802 March 18, 2002 5,100 $1.86 April 5, 2002 1,000 $2.163 May 2, 2002 1,000 $2.1 May 2, 2002 1,000 $2.05 May 2, 2002 25,000 $2.21 May 2, 2002 10,000 $2.179 -----END PRIVACY-ENHANCED MESSAGE-----