-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkJhujLmZ33ezuPkE65FQpgkE0J7HBsWH8P4WfPJiR6wg0S2j3cYQQUrP6I02Jmx bKoOkxmsa/v7VcqcPw+BnA== 0001104659-09-025016.txt : 20090420 0001104659-09-025016.hdr.sgml : 20090420 20090420165543 ACCESSION NUMBER: 0001104659-09-025016 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090331 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090420 DATE AS OF CHANGE: 20090420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DPL INC CENTRAL INDEX KEY: 0000787250 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311163136 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09052 FILM NUMBER: 09759714 BUSINESS ADDRESS: STREET 1: 1065 WOODMAN DRIVE CITY: DAYTON STATE: OH ZIP: 45432 BUSINESS PHONE: 937 259 7142 MAIL ADDRESS: STREET 1: 1065 WOODMAN DRIVE CITY: DAYTON STATE: OH ZIP: 45432 8-K 1 a09-10522_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):   March 31, 2009

 

DPL Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Ohio

 

1-9052

 

31-1163136

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

 

1065 Woodman Drive, Dayton, Ohio

 

45432

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:   (937) 224-6000

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01               Regulation FD Disclosure.

 

On March 31, 2009, DPL Inc. (the “Company”) paid in full its $175 million 8.00% Senior Notes that became due on that date.

 

On April 15, 2009, the Company announced that it will release its earnings for the first quarter of 2009 on Wednesday, April 29, 2009, after the market closes.  On Thursday, April 30, 2009, at 9:00 A.M. Eastern Time, the Company will conduct a live webcast of its conference call with financial analysts.  Company executives will present an overview of the Company’s financial results, followed by a question and answer session.  The live webcast will be available on the Company’s website at www.dplinc.com.  Interested parties are encouraged to visit the site fifteen minutes prior to the start of the webcast in order to properly register.  A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

Item 8.01               Other Events.

 

On April 17, 2009, the Company announced that it was selected as one of Forbes’ “100 Most Trustworthy Companies.”  A copy of the press release is furnished as Exhibit 99.2 to this Current Report on Form 8-K.

 

Item 9.01               Financial Statements and Exhibits.

 

(d)           Exhibits.

 

99.1

Press Release of DPL Inc., dated April 15, 2009.

 

 

99.2

Press Release of DPL Inc., dated April 17, 2009.

 

2



 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DPL Inc.

 

 

Date:  April 20, 2009

 

 

Douglas C. Taylor

 

Name:

Douglas C. Taylor

 

Title:

Senior Vice President, General

 

 

Counsel and Corporate Development

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

Paper (P) or
Electronic (E)

 

 

 

 

 

99.1

 

Press Release of DPL Inc., dated April 15, 2009.

 

E

 

 

 

 

 

99.2

 

Press Release of DPL Inc., dated April 17, 2009.

 

E

 

4


EX-99.1 2 a09-10522_1ex99d1.htm EX-99.1

Exhibit 99.1

 

DPL Announces Timing of First Quarter 2009 Earnings Release and Webcast Conference Call

 

DAYTON, Ohio, April 15, 2009 — DPL Inc. (NYSE:DPL) will announce its first quarter 2009 earnings on Wednesday, April 29, 2009, after the market closes.

 

In conjunction with the earnings release, DPL will conduct a live webcast of its conference call with financial analysts on Thursday, April 30, 2009 at 9:00 a.m. Eastern time.  DPL executive management will present an overview of the company’s financial results followed by a question and answer session.

 

Financial analysts may participate in the call by using the domestic dial in number of 888-713-4211 or the international dial-in number of 617-213-4864.  The access code is 82112190.  Please dial into the call at least fifteen minutes prior to the call to register.

 

Participants may also pre-register for the conference call at https://www.theconferencingservice.com/prereg/key.process?key=PYB3UD6NU.  Pre-registrants will be issued a PIN to use when dialing into the live call which will provide quick access to the conference.

 

The live webcast will be available on the DPL Inc. website at www.dplinc.com.  Please go to the site at least 15 minutes prior to the start of the call to register, download and install any necessary software.  The conference call will be available for replay after the call on the DPL Inc. website in the investor relations section.

 

About DPL

DPL Inc. (NYSE:DPL) is a regional electric energy company.  DPL’s principal subsidiaries include The Dayton Power and Light Company (DP&L); DPL Energy, LLC (DPLE); and DPL Energy Resources, Inc. (DPLER).  DP&L, a regulated electric utility, provides service to over 513,000 retail customers in West Central Ohio; DPLE engages in the operation of peaking generation facilities; and DPLER is a competitive retail electric supplier in Ohio, selling to major industrial and commercial customers.  DPL, through its subsidiaries, owns and operates approximately 3,700 megawatts of generation capacity, of which 2,800 megawatts are low cost coal-fired units and 900 megawatts are natural gas and diesel peaking units.  Further information can be found at www.dplinc.com.

 

News Media Contact:

Investor Relations Contact:

DPL Medialine

Craig Jackson

(937) 224-5940

Assistant Treasurer

 

(937) 259-7033

 


EX-99.2 3 a09-10522_1ex99d2.htm EX-99.2

Exhibit 99.2

 

FOR IMMEDIATE RELEASE

 

DPL Inc. Named One of the 100 Most Trustworthy Companies by Forbes

 

DAYTON, Ohio, April 17, 2009 — DPL Inc. (NYSE: DPL) was selected this month as one of Forbes’ “100 Most Trustworthy Companies.”

 

The list highlights those companies that “have consistently shown transparent and conservative accounting practices and solid corporate governance and management,” according to Forbes.  DPL Inc., parent company of Dayton Power & Light, Inc. headquartered in Dayton, Ohio, was one of seven electric utilities that appeared on the list.  It was also one of 38 mid cap companies out of the 100.

 

“We are extremely proud to be acknowledged by Forbes and Audit Integrity as one of the top 100 most trustworthy companies,” said DPL president and CEO Paul Barbas.  “The board of directors, executive officers and employees have made values, integrity and trustworthiness a priority in all that we do at DPL, and it is great to have our efforts recognized.  We believe these core values are the foundation for our long term success.”

 

The list was compiled by an independent financial analytics firm based in Los Angeles, Audit Integrity, that assigns an accounting and governance risk score to more than 8,000 companies traded on U.S. exchanges.

 

According to Forbes, “To qualify for the roster, the 100 companies had to have market caps of $200 million or more at the time Audit Integrity prepared the list, AGR (Accounting and Governance Risk ) ratings of ‘conservative’ or ‘average’ over each of the last four quarters and no amended filings with the Securities and Exchange Commission or material restatements over the last year. They also had to rank high in Audit Integrity’s Equity Risk Ranking, which indicates a positive forecast for equity returns.”

 

Audit Integrity said in its news release, “Our risk scores are derived from statistical analysis which incorporates over 100 metrics that together provide a comprehensive view of management behavior and motivation.”

 

About DPL

DPL Inc. (NYSE:DPL) is a regional electric energy and utility company.  DPL’s principal subsidiaries include The Dayton Power and Light Company (DP&L); DPL Energy, LLC (DPLE); and DPL Energy Resources, Inc. (DPLER).  DP&L, a regulated electric utility, provides service to over 514,000 retail customers in West Central Ohio; DPLE engages in the operation of merchant peaking generation facilities; and DPLER is a competitive retail electric supplier in Ohio, selling to major industrial and commercial customers. DPL, through its subsidiaries, owns and operates approximately 3,700 megawatts of generation capacity, of which 2,800 megawatts are low cost coal-fired units and 900 megawatts are natural gas and diesel peaking units.  Further information can be found at www.dplinc.com.

 

News Media Contact:

Investor Relations Contact:

DPL Media Line

Craig Jackson

(937) 224-5940

Assistant Treasurer

 

(937) 259-7033

 


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