8-K 1 a06-23218_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported):   October 31, 2006

 

DPL Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Ohio

1-9052

31-1163136

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

 

 

1065 Woodman Drive, Dayton, Ohio

45432

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant’s telephone number, including area code:   (937) 224-6000

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

Item 2.02.              Results of Operations and Financial Conditions

 

On October 31, 2006, DPL Inc. (the “Company”) issued a press release announcing its earnings for third quarter 2006.  A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 7.01.              Regulation FD Disclosure

 

On November 1, 2006, at 9:00 A.M. Eastern Time, the Company held a webcast conference call to review its unaudited earnings press release issued on October 31, 2006.  A copy of the webcast conference call slides used during the webcast conference call on November 1, 2006, is furnished as Exhibit 99.2 to this report and incorporated by reference.

 

Item 9.01.              Financial Statements and Exhibits

 

(d)           Exhibits.

 

99.1

 

Press Release of DPL Inc., dated October 31, 2006.

 

 

 

99.2

 

Slides used in webcast conference call on November 1, 2006.

 

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Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DPL Inc.

Date:  November 3, 2006

 

 

 /s/ Miggie E. Cramblit

 

Name:

Miggie E. Cramblit

 

Title:

Vice President, General Counsel
and Corporate Secretary

 

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EXHIBIT INDEX

 

Exhibit No.

 

Description

 

Paper (P) or
Electronic (E)

99.1

 

Press Release of DPL Inc., dated October 31, 2006.

 

E

 

 

 

 

 

99.2

 

Slides used in webcast conference call on November 1, 2006.

 

E

 

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