-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GngtzHfZ5iPlzAfh8EME4K6x/44kfUajoGpeu/A35mpfs6fUSsUvrWe/udvdmHdZ 647MWXmY1LThvpEoCVNuWw== 0000078716-97-000007.txt : 19970326 0000078716-97-000007.hdr.sgml : 19970326 ACCESSION NUMBER: 0000078716-97-000007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970325 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER HI BRED INTERNATIONAL INC CENTRAL INDEX KEY: 0000078716 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 420470520 STATE OF INCORPORATION: IA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-16177 FILM NUMBER: 97562436 BUSINESS ADDRESS: STREET 1: 700 CAPITAL SQ STREET 2: 400 LOCUST ST CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 5152453500 MAIL ADDRESS: STREET 1: 6800 PIONEER PKWY STREET 2: PO BOX 316 CITY: JOHNSTON STATE: IA ZIP: 50131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER HI BRED INTERNATIONAL INC CENTRAL INDEX KEY: 0000078716 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 420470520 STATE OF INCORPORATION: IA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 700 CAPITAL SQ STREET 2: 400 LOCUST ST CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 5152453500 MAIL ADDRESS: STREET 1: 6800 PIONEER PKWY STREET 2: PO BOX 316 CITY: JOHNSTON STATE: IA ZIP: 50131 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* PIONEER HI-BRED INTERNATIONAL, INC. ----------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $1.00 ----------------------------------------------------- (Title of Class of Securities) 723686101 ----------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JEAN W. DOUGLAS SSN: ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. CITIZEN NUMBER OF 5. SOLE VOTING POWER SHARES 3,272,700 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 540,000 REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 3,272,700 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 540,000 -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,812,700 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.63% 12. TYPE OF REPORTING PERSON* INDIVIDUAL *SEE INSTRUCTIONS BEFORE FILLING OUT Jean W. Douglas SSN: ###-##-#### Attachment to 1996 Schedule 13G Item 1. Issuer (a) - (b). This Schedule 13G relates to securities of Pioneer Hi-Bred International, Inc. (the "Issuer"), 400 Locust Street, Suite 700, Des Moines, Iowa, 50309. Item 2. Filing Person and Security (a) - (e). This Schedule 13G is filed by Jean W. Douglas (the "Reporting Person", a United States Citizen whose business address is 725 - 15th St. N.W., Washington, D.C., 20005. This Schedule 13G relates to the beneficial ownership of the Issuer's (CUSIP No. 72368101) Common Stock, par value $1. Item 3. Filing Status Not Applicable. Item 4. Ownership (a) - (c). As of December 31, 1996, the Reporting Person beneficially owned 4,892,700 shares, or approximately 4.63%, of the Issuer's common stock. Of such shares, the Reporting Person had (i) and (iii) sole power to vote or to direct the vote or to dispose or to direct the disposition of 3,272,700 shares held in her own name, and (ii) and (iv) shares power to vote or to direct the vote and dispose or direct the disposition of 540,000 shares held by the Wallace Genetic Foundation, of which the Reporting Person is a director. The Reporting Person disclaims beneficial ownership of 366,750 shares of Common Stock held as of December 31, 1996 by the Reporting Person's spouse, W. Leslie Douglas. Reporting Person further disclaims beneficial ownership of 2,295,000 shares held in three trusts of which the Reporting Person is a beneficiary, but over which she holds no power to vote or dispose of said shares. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Only the Reporting Person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the shares held individually by her. The Reporting Person shares the power to direct the receipt of dividends from, or proceeds from the sale of, any of the shares held by the Wallace Genetic Foundation. Item 7. Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable. Item 8. Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification Not Applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 Signature Jean W. Douglas -----END PRIVACY-ENHANCED MESSAGE-----