0001209191-14-015475.txt : 20140228
0001209191-14-015475.hdr.sgml : 20140228
20140228201037
ACCESSION NUMBER: 0001209191-14-015475
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140226
FILED AS OF DATE: 20140228
DATE AS OF CHANGE: 20140228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACURA PHARMACEUTICALS, INC
CENTRAL INDEX KEY: 0000786947
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 110853640
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 616 N. NORTH COURT, SUITE 120
CITY: PALATINE
STATE: IL
ZIP: 60067
BUSINESS PHONE: 847-705-7709
MAIL ADDRESS:
STREET 1: 616 N. NORTH COURT, SUITE 120
STREET 2: .
CITY: PALATINE
STATE: IL
ZIP: 60067
FORMER COMPANY:
FORMER CONFORMED NAME: HALSEY DRUG CO INC/NEW
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN PARTNERS III L P
CENTRAL INDEX KEY: 0001034486
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 14657808
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVE
STREET 2: 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVE
STREET 2: 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Management, LLC
CENTRAL INDEX KEY: 0001421162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 14657809
BUSINESS ADDRESS:
BUSINESS PHONE: 203 654 6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN EMPLOYEE FUND III LP
CENTRAL INDEX KEY: 0001056642
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 14657810
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN PARTNERS INTERNATIONAL III L P
CENTRAL INDEX KEY: 0001034574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 14657811
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
STREET 2: C/O GALEN ASSOCIATES
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAUDIUS LLC
CENTRAL INDEX KEY: 0001056643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 14657812
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
STREET 2: C/O GALEN ASSOCIATES
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: C/O GALEN ASSOCIATES
STREET 2: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-26
0
0000786947
ACURA PHARMACEUTICALS, INC
ACUR
0001056643
CLAUDIUS LLC
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001034574
GALEN PARTNERS INTERNATIONAL III L P
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001056642
GALEN EMPLOYEE FUND III LP
C/O GALEN MANAGEMENT L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001421162
Galen Management, LLC
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001034486
GALEN PARTNERS III L P
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
Common Stock
2014-02-26
4
S
0
6301
1.9512
D
11476078
I
See FN
Common Stock
2014-02-26
4
S
0
5000
1.9545
D
11471078
I
See FN
Common Stock
2014-02-27
4
S
0
192479
2.0415
D
11278598
I
See FN
Common Stock
2014-02-28
4
S
0
147480
2.0054
D
11131118
I
See FN
The shares were sold as follows: 5,756 by Galen Partners III, L.P. ("Galen III"), 521 by Galen Partners International III, L.P. ("Galen International") and 24 by Galen Employee Fund III, L.P. ("Employee Fund").
The shares were sold at prices between $1.95 and $1.96. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 10,487,099 by Galen III, 945,782 by Galen International and 43,198 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
The shares were sold as follows: 4,568 by Galen III, 413 by Galen International and 19 by Employee Fund.
The shares are held as follows: 10,482,531 by Galen III, 945,369 by Galen International and 43,179 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
The shares were sold as follows: 175,841 by Galen III, 15,916 by Galen International and 722 by Employee Fund.
The shares were sold at prices between $2.042 and $2.11. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 10,306,690 by Galen III, 929,453 by Galen International and 42,457 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
The shares were sold as follows: 134,731 by Galen III, 12,194 by Galen International and 554 by Employee Fund.
The shares were sold at prices between $2.00 and $2.07. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 10,171,959 by Galen III, 917,259 by Galen International and 41,903 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
/s/ David W. Jahns, Member of Claudius, L.L.C.
2014-02-28
/s/ David W. Jahns, Member of Claudius L.L.C., the General Partner of Galen Partners International III, L.P.
2014-02-28
/s/ David W. Jahns, Member Galen Management, L.L.C., the General Partner of Galen Employee Fund III, L.P.
2014-02-28
/s/ David W. Jahns, Member
2014-02-28
/s/ David W. Jahns, Member of Claudius, L.L.C., the General Partner of Galen Partners III, L.P.
2014-02-28