0000786671-20-000013.txt : 20200127
0000786671-20-000013.hdr.sgml : 20200127
20200127090515
ACCESSION NUMBER: 0000786671-20-000013
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MCLAUGHLIN,JOSHUA,MICHAEL,
FILED AS OF DATE: 20200124
DATE AS OF CHANGE: 20200127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOK FINANCIAL SECURITIES, INC.
CENTRAL INDEX KEY: 0000786671
IRS NUMBER: 731275307
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03745
FILM NUMBER: 20547238
BUSINESS ADDRESS:
STREET 1: ONE WILLIAMS CENTER
STREET 2: PLAZA SOUTHEAST
CITY: TULSA
STATE: OK
ZIP: 74172
BUSINESS PHONE: 918-595-3037
MAIL ADDRESS:
STREET 1: P.O. BOX 2300
CITY: TULSA
STATE: OK
ZIP: 74192
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC, INC.
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC INC
DATE OF NAME CHANGE: 20001023
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC INC /BD
DATE OF NAME CHANGE: 20001023
MA-I/A
1
primary_doc.xml
MA-I/A
0000786671
XXXXXXXX
Kim Eggers
918-588-6685
keggers@bokf.com
jon.swanson@bokf.com
N
N
Joshua
Michael
McLaughlin
2958620
N
1
0000786671
BOK FINANCIAL SECURITIES, INC.
01-19-2009
N
867-01214
LOCATED
SUPERVISED
09-17-2010
333 W Campbell Rd., 3rd Fl.
Richardson
TX
75080
LOCATED
11-15-2018
1401 McKinney St., #1000
Houston
TX
77010
Josh
M
McLaughlin
01-2009
BOK Financial Securities, Inc.
Dallas
TX
75225
Y
Y
Investment Banker
08-1997
02-2009
RBC Capital Markets Corp
Dallas
TX
75204
Y
Y
Investment Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2020
Jon Swanson
SVP, Director of Compliance