0000786671-20-000009.txt : 20200219 0000786671-20-000009.hdr.sgml : 20200219 20200219133035 ACCESSION NUMBER: 0000786671-20-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LONG,ALISON,MABRY, FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOK FINANCIAL SECURITIES, INC. CENTRAL INDEX KEY: 0000786671 IRS NUMBER: 731275307 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03745 FILM NUMBER: 20628508 BUSINESS ADDRESS: STREET 1: ONE WILLIAMS CENTER STREET 2: PLAZA SOUTHEAST CITY: TULSA STATE: OK ZIP: 74172 BUSINESS PHONE: 918-595-3037 MAIL ADDRESS: STREET 1: P.O. BOX 2300 CITY: TULSA STATE: OK ZIP: 74192 FORMER COMPANY: FORMER CONFORMED NAME: BOSC, INC. DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: BOSC INC DATE OF NAME CHANGE: 20001023 FORMER COMPANY: FORMER CONFORMED NAME: BOSC INC /BD DATE OF NAME CHANGE: 20001023 MA-I/A 1 primary_doc.xml MA-I/A 0000786671 XXXXXXXX Kim Eggers 918-588-6685 keggers@bokf.com jon.swanson@bokf.com N N Alison Mabry Long 5701479 N 1 0000786671 BOK FINANCIAL SECURITIES, INC. 06-01-2009 N 867-01214 LOCATED SUPERVISED 06-01-2009 333 W Campbell Rd., Ste. 350 Richardson TX 75080 Alison K Mabry 06-2009 BOK Financial Securities, Inc. Richardson TX 75080 Y Y VP, Investment Banker 08-2005 05-2009 SMU Dallas TX 75225 N N Student 08-1999 05-2005 Vanguard College Prep Waco TX 76710 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-23-2020 Jon Swanson SVP, Director of Compliance