0000786671-20-000007.txt : 20200219
0000786671-20-000007.hdr.sgml : 20200219
20200219133055
ACCESSION NUMBER: 0000786671-20-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ROBUCK,JOHN,HARBIN,
FILED AS OF DATE: 20200123
DATE AS OF CHANGE: 20200219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOK FINANCIAL SECURITIES, INC.
CENTRAL INDEX KEY: 0000786671
IRS NUMBER: 731275307
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03745
FILM NUMBER: 20628511
BUSINESS ADDRESS:
STREET 1: ONE WILLIAMS CENTER
STREET 2: PLAZA SOUTHEAST
CITY: TULSA
STATE: OK
ZIP: 74172
BUSINESS PHONE: 918-595-3037
MAIL ADDRESS:
STREET 1: P.O. BOX 2300
CITY: TULSA
STATE: OK
ZIP: 74192
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC, INC.
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC INC
DATE OF NAME CHANGE: 20001023
FORMER COMPANY:
FORMER CONFORMED NAME: BOSC INC /BD
DATE OF NAME CHANGE: 20001023
MA-I/A
1
primary_doc.xml
MA-I/A
0000786671
XXXXXXXX
Kim Eggers
405-272-2229
keggers@bokf.com
jon.swanson@bokf.com
N
N
John
Harbin
Robuck
3198442
N
1
0000786671
BOK FINANCIAL SECURITIES, INC.
01-01-2012
N
867-01214
LOCATED
01-01-2012
1401 McKinney St., Ste. 1000
Houston
TX
77010
01-2012
BOK Financial Securities, Inc.
Houston
TX
77010
Y
Y
VP, Investment Banker
03-2008
01-2012
RBC Capital Markets
Houston
TX
77010
Y
Y
Vice President
06-2000
03-2008
Dain Rauscher Inc.
Dallas
TX
75204
Y
Y
Business Analyst
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-23-2020
Jon Swanson
SVP, Director of Compliance