0000786671-20-000007.txt : 20200219 0000786671-20-000007.hdr.sgml : 20200219 20200219133055 ACCESSION NUMBER: 0000786671-20-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ROBUCK,JOHN,HARBIN, FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOK FINANCIAL SECURITIES, INC. CENTRAL INDEX KEY: 0000786671 IRS NUMBER: 731275307 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03745 FILM NUMBER: 20628511 BUSINESS ADDRESS: STREET 1: ONE WILLIAMS CENTER STREET 2: PLAZA SOUTHEAST CITY: TULSA STATE: OK ZIP: 74172 BUSINESS PHONE: 918-595-3037 MAIL ADDRESS: STREET 1: P.O. BOX 2300 CITY: TULSA STATE: OK ZIP: 74192 FORMER COMPANY: FORMER CONFORMED NAME: BOSC, INC. DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: BOSC INC DATE OF NAME CHANGE: 20001023 FORMER COMPANY: FORMER CONFORMED NAME: BOSC INC /BD DATE OF NAME CHANGE: 20001023 MA-I/A 1 primary_doc.xml MA-I/A 0000786671 XXXXXXXX Kim Eggers 405-272-2229 keggers@bokf.com jon.swanson@bokf.com N N John Harbin Robuck 3198442 N 1 0000786671 BOK FINANCIAL SECURITIES, INC. 01-01-2012 N 867-01214 LOCATED 01-01-2012 1401 McKinney St., Ste. 1000 Houston TX 77010 01-2012 BOK Financial Securities, Inc. Houston TX 77010 Y Y VP, Investment Banker 03-2008 01-2012 RBC Capital Markets Houston TX 77010 Y Y Vice President 06-2000 03-2008 Dain Rauscher Inc. Dallas TX 75204 Y Y Business Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-23-2020 Jon Swanson SVP, Director of Compliance