-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZDclIMUVt7W06R+z0HqEQPCwrDtMq+qmyTb0cyhAOBCvoh+eqLq6a5STzl0P/er fNZxwpz3tFnrrnuRwMJ7KA== 0000950120-97-000053.txt : 19970227 0000950120-97-000053.hdr.sgml : 19970227 ACCESSION NUMBER: 0000950120-97-000053 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970224 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970226 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG COMMUNICATIONS INC CENTRAL INDEX KEY: 0001013240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841342022 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11965 FILM NUMBER: 97543952 BUSINESS ADDRESS: STREET 1: 9605 E MAROON CIRCLE STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155 BUSINESS PHONE: 3035735960 MAIL ADDRESS: STREET 1: 9605 E. MAROON CIRCLE STREET 2: P O OX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS CANADA INC CENTRAL INDEX KEY: 0000786343 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841128866 STATE OF INCORPORATION: A0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11052 FILM NUMBER: 97543953 BUSINESS ADDRESS: STREET 1: C/O INTELCOM GROUP (USA) INC STREET 2: 9605 EAST MAROON CIRCLE P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 BUSINESS PHONE: 3035725960 MAIL ADDRESS: STREET 1: C/O INTELCOM GROUP (USA) INC STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: INTERTEL COMMUNICATIONS INC DATE OF NAME CHANGE: 19930107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS INC CENTRAL INDEX KEY: 0001001131 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841128866 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-96540-01 FILM NUMBER: 97543954 BUSINESS ADDRESS: STREET 1: 9605 E MAROON CIRCLE STREET 2: P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 BUSINESS PHONE: 3035725984 MAIL ADDRESS: STREET 1: P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 24, 1997 ------------------------- ICG COMMUNICATIONS, INC. --------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 1-11965 84-1342022 --------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 --------------------------------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS (CANADA), INC. --------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Canada 1-11052 Not Applicable --------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 1710-1177 West Hastings Street, Vancouver, British Columbia V6E 2L3 --------------------------------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS, INC. --------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Colorado 33-96540 84-1158866 --------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 --------------------------------------------------------------------------- (Address of principal executive offices) Registrants' telephone numbers, including area codes (800) 650-5960 or (303) 572-5960 ------------------------------------------------------- N/A --------------------------------------------------------------------------- (Former name or former address, if changed since last report.) ITEM 5. OTHER EVENTS. ------ ------------ In a press release dated February 24, 1997, ICG Communications, Inc., a Delaware corporation, announced that its indirectly owned subsidiary, ICG Holdings, Inc., a Colorado corporation, is offering approximately $100 million of Senior Discount Notes and $100 million of Exchangeable Preferred Stock. ITEM 7. EXHIBITS. ------ -------- (c) Exhibits -------- 99.1 Press Release, dated February 24, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Dated: February 25, 1997 ICG COMMUNICATIONS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President, Chief Financial Officer and Treasurer ICG HOLDINGS (CANADA), INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President, Chief Financial Officer and Treasurer ICG HOLDINGS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President, Chief Financial Officer and Treasurer EXHIBIT INDEX ------------- Exhibit Number Description of Exhibit -------------- ---------------------- 99.1 Press Release, dated February 24, 1997. EX-99 2 EXHIBIT 99.1 EXHIBIT 99.1 [LOGO OF ICG COMMUNICATIONS, INC.] ICG Communications, Inc. Announces $200 Million Offering of Senior Discount Notes and Exchangeable Preferred Stock ENGLEWOOD, Colo., Feb. 24 /PRNewswire/ -- ICG Communications, Inc. (AMEX: ICG), today announced that ICG Holdings, Inc. ("Holdings"), a subsidiary of ICG, is offering approximately $100 million of Senior Discount Notes and $100 million of Exchangeable Preferred Stock. The Senior Discount Notes are ten-year notes maturing in the year 2007, will pay no interest in cash for the first five years, and are guaranteed on a senior unsecured basis by ICG. The Preferred Stock will be mandatorily redeemable in 2008, and is exchangeable prior to that time, at the option of Holdings, into Senior Subordinated Exchange Debentures which would be guaranteed on an unsecured basis by ICG. Dividends on the Preferred Stock will be cumulative from the date of issuance and payable in cash or, at the option of Holdings, in additional shares of Preferred Stock for the first five years. Proceeds from the offering will be used for general corporate purposes, including funding the expansion of ICG's networks, which may include acquisitions, and to further improve its operating and financial flexibility over the near term. The Senior Discount Notes and Preferred Stock being offered will not be, and have not been, registered under the Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. ICG is a leading national competitive local exchange carrier ("CLEC") publicly traded on the American Stock Exchange under the symbol "ICG." The operations of ICG Communications, Inc. consist of Telecom Services provided primarily through ICG Telecom Group, Inc., Network Services provided primarily through ICG Fiber Optic Technologies, Inc. ("FOTI"), and Satellite Communications Services provided primarily through ICG Satellite Services, Inc. ICG Telecom Group, Inc. is ICG's CLEC and enhanced services business. ICG Fiber Optic Technologies, Inc. provides network integration and support services. ICG Satellite Services, Inc., provides maritime telecommunications network and international end-to-end voice and data services, and operates VSAT (very small aperture terminal) private data networks. SOURCE ICG Communications, Inc. -0- 02/24/97 /CONTACT: Media: Tom Rafferty, 303-572-2094, or Investors: Steve Smith, 303-575-6595 of ICG Communications/ (ICG) -0- 9605 East Maroon Circle Englewood, Colorado 80112 P.O. Box 6742 Englewood, Colorado 80155-6742 303 572-5960 -----END PRIVACY-ENHANCED MESSAGE-----