-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NoXYaCdsh42fZvysTjHxMzlqKHic5Ma3caHTRwTmasBHjWL0ldWpZqM1ga2DG2sf d1K0xcD2q2g5uc649lohvQ== 0000950120-97-000262.txt : 19970923 0000950120-97-000262.hdr.sgml : 19970923 ACCESSION NUMBER: 0000950120-97-000262 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970911 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19970922 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG COMMUNICATIONS INC CENTRAL INDEX KEY: 0001013240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841342022 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11965 FILM NUMBER: 97683633 BUSINESS ADDRESS: STREET 1: 9605 E MAROON CIRCLE STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155 BUSINESS PHONE: 3035735960 MAIL ADDRESS: STREET 1: 9605 E. MAROON CIRCLE STREET 2: P O OX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS CANADA INC CENTRAL INDEX KEY: 0000786343 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841128866 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11052 FILM NUMBER: 97683634 BUSINESS ADDRESS: STREET 1: C/O INTELCOM GROUP (USA) INC STREET 2: 9605 EAST MAROON CIRCLE P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 BUSINESS PHONE: 3035725960 MAIL ADDRESS: STREET 1: C/O INTELCOM GROUP (USA) INC STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: INTERTEL COMMUNICATIONS INC DATE OF NAME CHANGE: 19930107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS INC CENTRAL INDEX KEY: 0001001131 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841128866 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 033-96540 FILM NUMBER: 97683635 BUSINESS ADDRESS: STREET 1: 9605 E MAROON CIRCLE STREET 2: P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80155-6742 BUSINESS PHONE: 3035725984 MAIL ADDRESS: STREET 1: P O BOX 6742 STREET 2: SUITE 1610 CITY: ENGLEWOOD STATE: CO ZIP: 80112 8-K 1 FORM 8-K OF ICG COMMUNICATIONS, INC. ET AL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported September 11, 1997 ------------------- ICG COMMUNICATIONS, INC. ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 1-11965 84-1342022 ----------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 --------------------------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS (CANADA), INC. --------------------------------------------------------------- (Exact name of registrant as specified in charter) Canada 1-11052 Not Applicable --------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 1710-1177 West Hastings Street, Vancouver, British Columbia V6E 2L3 ------------------------------------------------------------------ (Address of principal executive offices) ICG HOLDINGS, INC. --------------------------------------------------------------- (Exact name of registrant as specified in charter) Colorado 33-96540 84-1158866 --------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 ---------------------------------------------------------------------- (Address of principal executive offices) Registrants' telephone numbers, including area codes (800) 650-5960 or (303) 572-5960 ----------------------- N/A ------------ (Former name or former address, if changed since last report.) ITEM 5. OTHER EVENTS. ------ ------------ In a press release dated September 11, 1997, ICG Communications, Inc., a Delaware corporation, announced that it will form a Delaware limited liability company subsidiary to be called ICG Funding, LLC ("Funding") and that Funding will offer approximately $100 million of Exchangeable Limited Liability Company Preferred Securities. ITEM 7. EXHIBITS. ------ -------- (c) Exhibits -------- 99.1 Press Release, dated September 11, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Dated: September 18, 1997 ICG COMMUNICATIONS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer ICG HOLDINGS (CANADA), INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer ICG HOLDINGS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer EXHIBIT INDEX ------------- Exhibit Number Description of Exhibit -------------- ---------------------- 99.1 Press Release, dated September 11, 1997. EX-99 2 EXHIBIT 99 - PRESS RELEASE EXHIBIT 99.1 ICG COMMUNICATIONS, INC. 9605 East Maroon Circle Englewood, CO 80112 NEWS RELEASE Contacts: Scott Chase (303) 626-3417 Steve Smith (303) 575-6595 ICG COMMUNICATIONS, INC. ANNOUNCES APPROXIMATELY $100 MILLION OFFERING OF EXCHANGEABLE PREFERRED SECURITIES ENGLEWOOD, COLORADO (September 11, 1997) -- ICG Communications, Inc. (NASDAQ: ICGX, "ICG"), today announced that a new wholly- owned subsidiary, ICG Funding, LLC, is offering approximately $100 million of Exchangeable Limited Liability Company Preferred Securities ("Preferred Securities"). The Preferred Securities will be exchangeable, at the option of the holder, into shares of common stock of ICG Communications, Inc. ICG Funding will offer two million shares of Preferred Securities which will be redeemable on November 15, 2009 at a liquidation preference of $50.00 per share. The Preferred Securities will not be redeemable by ICG Funding until November 18, 2000, and dividends will be payable quarterly beginning November 15, 1997. Proceeds from the offering will be used for general corporate purposes, including funding the expansion of ICG's network, which may include acquisitions, and to further improve its operating and financing flexibility over the near term. The Preferred Securities being offering will not be, and have not been, registered under the Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. ICG is a leading national competitive local exchange carrier ("CLEC") publicly traded on The Nasdaq National Market under the symbol "ICGX." The operations of ICG Communications, Inc. consist of Telecom Services provided primarily through ICG Telecom Group, Inc., Network Services provided primarily through ICG Fiber Optic Technologies, Inc. ("FOTI"), and Satellite Services provided primarily through ICG Satellite Services, Inc. ICG Telecom Group, Inc. is ICG's CLEC and enhanced services business. ICG Fiber Optic Technologies, Inc. provides network integration and support services. ICG Satellite Services, Inc. provides maritime telecommunications network and international end-to-end voice and data services, and operates VSAT (very small aperture terminal) private data networks. -----END PRIVACY-ENHANCED MESSAGE-----