-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdJMXBW0kmkxM5j/GIeitNFnVgJgvr6mLMNOk2vsnlOyqFXEdz+nSdp0SzD2X+JW Y7gTy4kMwsH0/7Fq+ePa0g== /in/edgar/work/0000927356-00-002140/0000927356-00-002140.txt : 20001116 0000927356-00-002140.hdr.sgml : 20001116 ACCESSION NUMBER: 0000927356-00-002140 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20001114 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG COMMUNICATIONS INC /DE/ CENTRAL INDEX KEY: 0001013240 STANDARD INDUSTRIAL CLASSIFICATION: [4813 ] IRS NUMBER: 841342022 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11965 FILM NUMBER: 768498 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145643 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: ICG HOLDINGS CANADA CO DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: ICG COMMUNICATIONS INC DATE OF NAME CHANGE: 19960430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS CANADA CO /CO/ CENTRAL INDEX KEY: 0000786343 STANDARD INDUSTRIAL CLASSIFICATION: [4813 ] IRS NUMBER: 841128866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11052 FILM NUMBER: 768499 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145431 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: ICG HOLDINGS CANADA INC DATE OF NAME CHANGE: 19970225 FORMER COMPANY: FORMER CONFORMED NAME: INTERTEL COMMUNICATIONS INC DATE OF NAME CHANGE: 19930107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG HOLDINGS INC CENTRAL INDEX KEY: 0001001131 STANDARD INDUSTRIAL CLASSIFICATION: [4813 ] IRS NUMBER: 841158866 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-16223 FILM NUMBER: 768500 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P O BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145643 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST CITY: ENGLEWOOD STATE: CO ZIP: 80112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICG FUNDING LLC CENTRAL INDEX KEY: 0001049902 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 841434980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-16227 FILM NUMBER: 768501 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P.O. BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145643 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P O BOX 6742 CITY: ENGELWOOD STATE: CO ZIP: 80155-6742 8-K 1 0001.txt ICG COMMUNICATION - 8-K - 11/14/2000 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2000 ---------------- (November 14, 2000) - ---------------- ICG COMMUNICATIONS, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 1-11965 84-1342022 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS (CANADA) CO. ---------------------------------------------------------------- (Exact name of registrant as specified in charter) Canada 1-11052 Not Applicable - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS, INC. ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Colorado 33-96540 84-1158866 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG FUNDING, LLC ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 333-40495 84-1434980 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) Registrants' telephone numbers, including area codes (888)424 1144 and ------------- (303) 414-5000 - -------------- Item 3. Bankruptcy or Receivership. ------ --------------------------- In a press release dated today, November 14, 2000, ICG Communications, Inc., a Delaware corporation (the "Company"), announced that the Company and most of its subsidiaries filed for voluntary bankruptcy protection under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court in the District of Delaware. A copy of a press release related to the Bankruptcy filing is attached. Item 7. Exhibit. ------ -------- (c) Exhibit ------- 99.1 Press Release, dated November 14, 2000. INDEX TO EXHIBIT Exhibit No. Description - ----------- ------------- 99.1 Press Release, dated November 14, 2000. EXHIBIT 99.1 Press Release, dated November 14, 2000. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Dated: November 14, 2000 ICG COMMUNICATIONS, INC. By: /s/ Harry R. Herbst ---------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG HOLDINGS (CANADA) CO. By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG HOLDINGS, INC. By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG FUNDING, LLC By: ICG Communications, Inc. Common Member and Manager By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) EX-99.1 PRESS RELEASE, DATED November 14, 2000 EX-99.1 2 0002.txt PRESS RELEASE [COMPANY LOGO] FOR IMMEDIATE RELEASE For more information, contact: Media Contact: Investor Contact: Susan Koehler (303) 414-5347 (303) 414-5634 investor_relations@icgcom.com susan_koehler@icgcom.com ICG COMMUNICATIONS FILES VOLUNTARY PETITIONS FOR CHAPTER 11 BANKRUPTCY PROTECTION ENGLEWOOD, Colo. (Nov. 14, 2000) - ICG Communications, Inc. (ICGX) and certain subsidiaries, announced today that it has filed voluntary petitions for Chapter 11 protection with the U.S. Bankruptcy Court for the District of Delaware. ICG is a telecommunications company and provider of network infrastructure, facilities and management. "This is a strategic step taken by the company as part of its on-going efforts to restructure and ultimately strengthen the company's balance sheet," said Randall E. Curran, chief executive officer, ICG. "We believe we'll be able to reposition ICG to be a profitable and competitive company well into the future." The company also announced it has secured a commitment for up to $350 million of new financing from Chase Manhattan Bank of which $200 million is available immediately. The remaining $150 million will be made available upon the satisfaction of certain conditions. ICG also has approximately $160 million cash on hand. "We believe that this liquidity is sufficient to continue to fund ICG's operations going forward to successfully complete our restructuring," said Curran. ICG will continue to maintain normal business operations for its nearly 10,000 customers nationwide providing all products and services in accordance with regulatory requirements. The company has taken this step with the full support of its major lenders and principal debt holders. "Our doors are open and it's business as usual," said William S. Beans Jr., chief operating officer and president of ICG. "Thanks to the diligent efforts of our employees and equipment vendors, we believe we have significantly improved our network performance related to our IRAS services and we are now focused on maintaining consistent high service levels for all our customers." ICG Files for Chapter 11 Bankruptcy Protection Page 2 of 2 About ICG Communications ICG Communications, Inc. is an Englewood, Colo.-based telecommunications company with a nationwide voice and data network. The company is a competitive local exchange carrier (CLEC) and broadband data communications company, as well as a provider of network infrastructure, facilities and management. ICG delivers products and services to its customer base of Internet service providers (ISPs), business customers, and interexchange carriers through its national network. For more information about ICG Communications (NASDAQ: ICGX), visit the company's Web site at http://www.icgcom.com. --------------------- Forward Looking Statement Disclosure Information and statements presented in this press release are intended to be, and are hereby identified as, "forward-looking statements" within the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements and information are subject to risks and uncertainties. Actual events or results may differ materially from the forward- looking statements set forth herein. # # # -----END PRIVACY-ENHANCED MESSAGE-----