-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LPznjpaVMt+2JKaS4fJPQH4glI22Cc54VSifCOf/fAhaayen8yfntBN5/HIaUaSG gk7x6KCRxGIsPL52jO39GA== 0000933259-96-000042.txt : 19960805 0000933259-96-000042.hdr.sgml : 19960805 ACCESSION NUMBER: 0000933259-96-000042 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960731 FILED AS OF DATE: 19960722 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRAIRIE PACIFIC ENERGY CORP CENTRAL INDEX KEY: 0000786283 STANDARD INDUSTRIAL CLASSIFICATION: 1311 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14107 FILM NUMBER: 96597423 BUSINESS ADDRESS: STREET 1: 302 1168 HAMILTON STREET CITY: VANCOUVER BC CANADA STATE: A1 BUSINESS PHONE: 6046842356 MAIL ADDRESS: STREET 1: 302 1168 HAMILTON STREET CITY: VANCOUVER BC CANADA STATE: A1 6-K 1 REPORT OF FOREIGN PRIVATE ISSUER FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July, 1996 PRAIRIE PACIFIC ENERGY CORPORATION (Translation of registrant's name into English) 302, 1168 Hamilton Street, Vancouver, British Columbia, Canada, V6B 2S2 (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.] Form 20-F X Form 40-F ____ [Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.] Yes No X [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-________________] SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PRAIRIE PACIFIC ENERGY CORPORATION (Registrant) Date: July 17, 1996 By /s/ Malcolm F.W. Todd Malcolm F.W. Todd, President (Signature)* *Print the name and title of the signing officer under his signature. Page 1 of 4 NOTICE TO THE ALBERTA STOCK EXCHANGE OF A PROPOSED PRIVATE PLACEMENT 1. Name of Issuer Prairie Pacific Energy Corporation 2. Description of Securities to be placed: (a) Class: Common Shares (b) Number: 200,000 Common Shares (c) Price: $1.10 per Common Share (d) Voting Rights: One vote per Common Share held (e) If there are tax credits attached to the securities, please describe: The securities will flow through shares as defined in subsection 66(15) of the Income Tax Act (Canada) (f) If convertible into another class of securities, the maximum number of securities issuable upon conversion: N/A (g) Description of any attached warrants including the number shares issuable upon exercise of the warrants, exercise price per warrant and expiry date: N/A 3. Number of currently issued and outstanding shares of each class of shares of the company, excluding non-voting preferred shares: 5,505,750 Common Shares. 4. Is the placement entirely or in part non-arm's length? No. 5. If the answer to 4 is yes, please explain relationship. N/A 6. Has the issuer completed any private placements within past six months? Yes. 7. (a) dates on which each private placement closed and the number and class of listed securities issued or issuable under each placement? February 15th, 1996 - 300,000 Common Shares (b) number of securities of each class issued and outstanding at the beginning of the six-month period, excluding non- voting preferred shares; 5,245,560 Page 2 of 4 8. Could the placement potentially result in a change of control? No. 9. What will be the use of proceeds? The proceeds will be applied to Canadian Development Expenses as defined in the Income Tax Act (Canada). 10. List the name, address and amount of purchase of each proposed purchaser. 1. Stephen D. Adams 403, 505 Canyon Meadows Drive Southwest Calgary, Alberta T2W 5V9 Amount: $110,000.00 100,000 Common Shares 2. Vicki L. Adams 403, 505 Canyon Meadows Drive Southwest Calgary, Alberta T2W 5V9 Amount: $110,000.00 100,000 Common Shares 11. State the exemption which the company is relying on to issue the securities. Section 31(2)(5) and Section 55(2)(4) of the Securities Act (British Columbia). Section 107(1)(d) of the Securities Act (Alberta) 12. State the hold period to which the issued shares will be subject to. The securities will be held for a period of twelve months from the date of issuance of the private placement transaction or as otherwise determined by The Alberta Stock Exchange. 13. State the maximum number of securities if any, which the company expects to issue in reliance upon ASC Notice 7. N/A 14. Any significant information regarding the proposed private placement, including any finders less, not disclosed above. N/A Page 3 of 4 15. Date of initial notice to Exchange regarding the private placement. 5th July, 1996 PRAIRIE PACIFIC ENERGY CORPORATION Per: /s/ Malcolm F. W. Todd Malcolm F. W. Todd President Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----