0001437749-15-003831.txt : 20150302 0001437749-15-003831.hdr.sgml : 20150302 20150302164514 ACCESSION NUMBER: 0001437749-15-003831 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150302 DATE AS OF CHANGE: 20150302 EFFECTIVENESS DATE: 20150302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN CHOCOLATE FACTORY INC CENTRAL INDEX KEY: 0000785815 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 840910696 STATE OF INCORPORATION: CO FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-14749 FILM NUMBER: 15665327 BUSINESS ADDRESS: STREET 1: 265 TURNER DR CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 3032590554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81301 15-12G 1 rmcf20150302_1512g.htm FORM 15-12G rmcf20150302_1512g.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 FORM 15

 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission file number: 000-14749

 

 

Rocky Mountain Chocolate Factory, Inc.

(Exact name of registrant as specified in its charter)

 

 265 Turner Drive

Durango, CO 81303

(949) 579-3000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock $0.03 par value per share

(including associated Preferred Share Purchase Rights)

(Title of each class of securities covered by this Form)

 

None

(Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) 

 Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

       

 

Rule 12g-4(a)(1)

    

☒

   

 

Rule 12g-4(a)(2)

    

☐

   

 

Rule 12h-3(b)(1)(i)

    

☒

   

 

Rule 12h-3(b)(1)(ii)

    

☐

   

 

Rule 15d-6

    

☐

 

Approximate number of holders of record as of the certification or notice date: 1

 

 
 
 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Rocky Mountain Chocolate Factory, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

 

Dated: March 2, 2015

 

ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Bryan J. Merryman

 

 

Name:

Bryan J. Merryman

 

 

Title:     

Chief Operating Officer, Chief Financial Officer and Treasurer