0001437749-14-004670.txt : 20140320 0001437749-14-004670.hdr.sgml : 20140320 20140320160741 ACCESSION NUMBER: 0001437749-14-004670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140319 FILED AS OF DATE: 20140320 DATE AS OF CHANGE: 20140320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN CHOCOLATE FACTORY INC CENTRAL INDEX KEY: 0000785815 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 840910696 STATE OF INCORPORATION: CO FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DR CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 3032590554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWS JAY B CENTRAL INDEX KEY: 0001258030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14749 FILM NUMBER: 14706898 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81303 4 1 rdgdoc.xml FORM 4 X0306 4 2014-03-19 0000785815 ROCKY MOUNTAIN CHOCOLATE FACTORY INC RMCF 0001258030 HAWS JAY B 265 TURNER DRIVE DURANGO CO 81303 1 VP Creative Services Common stock 2014-03-19 4 M 0 22050 7.4082 A 97590 D Common stock 2014-03-19 4 F 0 17253 11.88 D 80337 D Stock Options 7.4082 2014-03-19 4 M 0 22050 7.4082 D 2005-06-14 2014-06-14 Common stock 22050 0 D Represents shares withheld by the issuer to cover the exercise price and applicable taxes in connection with the exercise of the stock options. /s/ Jay B. Haws 2014-03-21