0001437749-13-001515.txt : 20130214 0001437749-13-001515.hdr.sgml : 20130214 20130214104539 ACCESSION NUMBER: 0001437749-13-001515 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130214 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN CHOCOLATE FACTORY INC CENTRAL INDEX KEY: 0000785815 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 840910696 STATE OF INCORPORATION: CO FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14749 FILM NUMBER: 13607592 BUSINESS ADDRESS: STREET 1: 265 TURNER DR CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 3032590554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81301 8-K 1 rmcf20130213_8k.htm FORM 8-K rmcf20130213_8k.htm

 



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): February 14, 2013

 

 

 

Rocky Mountain Chocolate Factory, Inc.

(Exact name of registrant as specified in is charter)

 

 

Colorado

 

0-14749

 

84-0910696

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

         

 

265 Turner Drive

Durango, Colorado 81303

(Address, including zip code, of principal executive offices)

 

Registrant's telephone number, including area code: (970) 259-0554

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 

 
 

 

 

  

Item 7.01 Regulation FD Disclosure

 

The Company has issued a press release announcing a cash dividend and has elected to furnish the press release as an exhibit to this form 8-K.

 

Item 9.01 Financial Statements and Exhibits

 

 

(c)

Exhibits

  

Item

Exhibit

 

99.1

Press Release, dated February 14, 2013

 

 
 

 

 

SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.  
       
Date: February 14, 2013 By: /s/ Bryan J. Merryman  
   

Bryan J. Merryman, Chief Operating Officer,
Chief Financial Officer, Treasurer and Director

 
       

 

 

 
 

 

 

 INDEX TO EXHIBITS

 

 

Item

Number

Exhibit

99.1

 

Press Release, dated February 14, 2013

   
         
         

 

 

EX-99 2 rmcf20130213_8kex99-1.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

 

For Immediate Release

 

ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. ANNOUNCES FOURTH

QUARTER CASH DIVIDEND OF $0.11 PER SHARE


DURANGO, Colorado (February 14, 2013) -- Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF), (the “Company”) which franchises gourmet chocolate and confection stores and manufactures premium chocolates and other confectionery products, today announced that its Board of Directors has declared a fourth quarter cash dividend of $0.11 per common share outstanding. The cash dividend will be payable March 15, 2013 to shareholders of record at the close of business March 1, 2013.


About Rocky Mountain Chocolate Factory, Inc.


Rocky Mountain Chocolate Factory, Inc. is an international franchisor of gourmet chocolate and confection stores and a manufacturer of an extensive line of premium chocolates and other confectionery products. The Company’s majority-owned subsidiary, U-Swirl, Inc. (OTCQB: SWRL), is a franchisor and operator of self-serve frozen yogurt stores. As of February 14, 2013, the Company, its subsidiary and its franchisees operated 459 Rocky Mountain Chocolate Factory and self-serve yogurt stores in 42 states, Canada, Japan and the United Arab Emirates.


The Company is headquartered in Durango, Colorado, and its common stock is listed on The Nasdaq Global Market under the symbol “RMCF.” The common stock of U-Swirl, Inc. trades on the OTCQB under the symbol “SWRL”.


Certain statements in the press release are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. This press release contains forward-looking information that involves risks and uncertainties, and the Company undertakes no obligation to update any forward-looking information. Risks and uncertainties that could cause actual results to differ materially include, without limitation, seasonality, consumer interest in the Company's products, general economic conditions, consumer trends, costs and availability of raw materials, competition, the effect of government regulations, and other risks. Readers are referred to the Company's periodic reports filed with the SEC, specifically the most recent reports which identify important risk factors that could cause actual results to differ from those contained in the forward-looking statements. The information contained in this press release is a statement of the Company's present intentions, beliefs or expectations and is based upon, among other things, the existing business environment, industry conditions, market conditions and prices, the economy in general and the Company's assumptions. The Company may change its intentions, beliefs or expectations at any time and without notice, based upon any changes in such factors, in its assumptions or otherwise. The cautionary statements contained or referred to in this press release should be considered in connection with any subsequent written or oral forward-looking statements that the Company or persons acting on its behalf may issue.


For Further Information, Contact Bryan J. Merryman COO/CFO (970) 259-0554