-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgcPT5w01CU5G4mPggzmpVnuGQjGoEjsjfC4BcpsMffJr+qr2G0wSqe5Pglk5zjV iPEloWF5JVSdaSbDkc9cWw== 0000912057-95-008221.txt : 19951003 0000912057-95-008221.hdr.sgml : 19951003 ACCESSION NUMBER: 0000912057-95-008221 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950920 FILED AS OF DATE: 19950929 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN CHOCOLATE FACTORY INC CENTRAL INDEX KEY: 0000785815 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 840910696 STATE OF INCORPORATION: CO FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-14749 FILM NUMBER: 95577733 BUSINESS ADDRESS: STREET 1: 265 TURNER DR CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 3032590554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81301 10-C 1 FORM 10-C SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. - ---------------------------------------------------------------- (Exact name of issuer as specified in charter) 265 Turner Drive, Durango, Colorado 81301 - ---------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code: (970) 247-4943 I. CHANGE IN NUMBER OF SHARES OUTSTANDING 1. Title of security: Common Stock, par value $.03 per share. ----------------- 2. Number of shares outstanding before the change: 2,657,499. ---------------------------------------------- 3. Number of shares outstanding after the change: 2,957,499. --------------------------------------------- 4. Effective date of change: September 20, 1995. ------------------------- 5. Method of change: Public Offering. ---------------- On September 20, 1995, upon the consummation of a public offering underwritten by Piper Jaffray Inc. ("Piper"), the Registrant issued 300,000 shares of its Common Stock, par value $.03 per share, in accordance with the terms and provisions of a Purchase Agreement among Piper, the Registrant and certain selling stockholders of the Registrant. /s/ Franklin E. Crail Date: September 29, 1995 ---------------------------- Franklin E. Crail, President -----END PRIVACY-ENHANCED MESSAGE-----