10-K405/A 1 c59595e10-k405a.txt AMEMENDMENT NO.1 TO FORM 10-K/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 (mark one) X ANNUAL REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES ----- EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2000 OR TRANSITION REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES ----- EXCHANGE ACT OF 1934 Commission file number 000-14824 PLEXUS CORP. (Exact Name of Registrant as Specified in its Charter) WISCONSIN 39-1344447 (State or other jurisdiction of (I.R.S. Employer Identification No.) Incorporation or Organization) 55 JEWELERS PARK DRIVE NEENAH, WISCONSIN 54957-0156 (920) 722-3451 (Address, including zip code, of principal executive offices and Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.01 par value Preferred Stock Purchase Rights (Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such report(s)) and (2) has been subject to such filing requirements for the past 90 days. Yes No ----- ----- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X} As of December 12, 2000, 40,600,189 shares of Common Stock were outstanding, and the aggregate market value of the shares of Common Stock (based upon the $48.6875 closing sale price on that date, as reported on the NASDAQ National Market) held by non-affiliates (excludes shares reported as beneficially owned by directors and officers - does not constitute an admission as to affiliate status) was approximately $1.9 billion. DOCUMENTS INCORPORATED BY REFERENCE Part of Form 10-K Into Which Document Portions of Documents are Incorporated Proxy Statement for 2001 Annual Part III Meeting of Shareholders 2 This Amendment is filed to include unaudited supplemental quarterly financial data for fiscal 2000 and 1999 which was inadvertently omitted from the original filing. Item 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA See "List of Financial Statements and Financial Statement Schedules," and accompanying reports, statements and schedules, which appear beginning on page 21 of the Report on Form 10-K. [This information is unchanged from the original filing, and therefore those pages are not repeated herein.] Unaudited supplementary quarterly financial data for fiscal 2000 and 1999 appear below. SUPPLEMENTAL QUARTERLY FINANCIAL DATA (UNAUDITED) Summarized quarterly financial data for fiscal 2000 and 1999 consists of (in thousands, except per share amounts):
First Second Third Fourth 2000 Quarter Quarter Quarter Quarter Total --------------------------------------------------------------------------------------------------------------------------- Net sales $147,094 $161,994 $193,187 $249,364 $751,639 Gross profit 20,549 23,103 28,019 35,493 107,164 Net income 8,254 9,352 10,418 12,172 40,196 Earnings per share Basic $ 0.23 $ 0.26 $ 0.28 $ 0.33 $ 1.12 Diluted $ 0.22 $ 0.25 $ 0.27 $ 0.31 $ 1.04
First Second Third Fourth 1999 Quarter Quarter Quarter Quarter Total --------------------------------------------------------------------------------------------------------------------------- Net sales $120,585 $119,165 $120,430 $132,234 $492,414 Gross profit 16,904 16,828 13,714 18,963 66,409 Net income 6,825 6,265 3,726 3,495 20,311 Earnings per share Basic $ 0.20 $ 0.18 $ 0.11 $ 0.10 $ 0.59 Diluted $ 0.19 $ 0.17 $ 0.10 $ 0.09 $ 0.55
Earnings per share is computed independently for each quarter. The annual per share amount may not equal the sum of the quarterly amounts due to rounding. -2- 3 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized. PLEXUS CORP. Dated: January 16, 2001 By: /s/ Joseph D. Kaufman ------------------------- Joseph D. Kaufman Vice President, General Counsel and Secretary, and attorney-in-fact -3-