-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Upb86KoxnqMLCpnn+eAPjHGAp/9sxXLeGQGDoLQiTpww7XJ/GTIjxRzW9GqrA/sh AmkeV8O7WusjfQ/LEtqegA== 0000784977-04-000023.txt : 20040714 0000784977-04-000023.hdr.sgml : 20040714 20040713184252 ACCESSION NUMBER: 0000784977-04-000023 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040714 EFFECTIVENESS DATE: 20040714 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PORTLAND GENERAL ELECTRIC CO /OR/ CENTRAL INDEX KEY: 0000784977 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 930256820 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00177 FILM NUMBER: 04912748 BUSINESS ADDRESS: STREET 1: 121 SW SALMON ST CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5034647439 MAIL ADDRESS: STREET 1: 121 SW SALMON STREET CITY: PORTLAND STATE: OR ZIP: 97204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PORTLAND GENERAL ELECTRIC CO /OR/ CENTRAL INDEX KEY: 0000784977 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 930256820 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 121 SW SALMON ST CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5034647439 MAIL ADDRESS: STREET 1: 121 SW SALMON STREET CITY: PORTLAND STATE: OR ZIP: 97204 U-12-IB 1 u12i713.htm Portland General Electric Company Form U12(I) Dated July 13, 2004

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.

FORM U-12(I)-B (THREE-YEAR STATEMENT)

For the period ending December 31, 2006

STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE 71(b)

 

1. Name and business address of person filing statement.

William D. Robertson

121 SW Salmon Street

Portland, OR 97204

2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71.

None.

3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained.

Portland General Electric Company, a subsidiary of Enron Corp.

4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in such position or relationship.

Portland General Electric Company employee as Director of Federal, Regional & State Government Policy.

5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.)

Salary or other compensations

   

Name of recipient

received

(a)

to be

(b)

 

Person or company form whom received or to be received

         

William D. Robertson

Not Applicable

See Exhibit A, submitted under confidential treatment pursuant to Rule 104(b)

 

Portland General Electric Company

(b) Basis for compensation if other than salary.

The undersigned employee of Portland General Electric Company may participate in certain employee benefit plans and may receive a bonus under an incentive compensation plan; however, the amount, if any, of such bonus and other benefits cannot presently be predicted.

6. (To be answered in supplementary statement only. See instructions). Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same.

(a) Total amount of routine expenses charged to client: $:

Not applicable

(b) Itemized list of all other expenses.

No other expenses

 

SIGNATURE

 

 

Portland General Electric Company employee

By:

/s/ William D. Robertson

Date:

July 13, 2004

William D. Robertson

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