-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMWrIzRUGHIhowDF7dodi452z2PGZKgCEv4nlf/MNtp97RkEBbQMJFVOd32+/PF8 q+MSAq/nu/hv+uDWGY7s/A== 0001010549-96-000160.txt : 19960805 0001010549-96-000160.hdr.sgml : 19960805 ACCESSION NUMBER: 0001010549-96-000160 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960802 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: SURETY CAPITAL CORP /DE/ CENTRAL INDEX KEY: 0000784932 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 752065607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12818 FILM NUMBER: 96603210 BUSINESS ADDRESS: STREET 1: 1845 PRECINCT LINE RD STE 100 CITY: HURST STATE: TX ZIP: 76054 BUSINESS PHONE: 8174988154 MAIL ADDRESS: STREET 1: 1845 PRECINCT LINE RD STE 100 CITY: HURST STATE: TX ZIP: 76054 FORMER COMPANY: FORMER CONFORMED NAME: K CAPITAL INC DATE OF NAME CHANGE: 19870407 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- FORM 10-K/A Amendment No. 1 Mark One [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 1995 --- Commission File Number 33-1983; OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From ___________________ ____________________ to ___________________. SURETY CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 75-2065607 - -------------------------------------------------------------------------------- (State of Incorporation) (IRS Employer Identification No.) 1845 Precinct Line Road, Suite 100, Hurst, Texas 76054 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (817) 498-8154 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which registered ------------------- ------------------- Common Stock, $0.01 par value American Stock Exchange Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.01 par value Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. The aggregate market value of Common Stock held by nonaffiliates of the Registrant, based on the quoted price of the Common Stock as reported on the American Stock Exchange on March 26, 1996, was $17,036,283.75. For purposes of this computation, all officers, directors and 5% beneficial owners of the Registrant are deemed to be affiliates. Such determination should not be deemed an admission that such officers, directors or 5% beneficial owners are, in fact, affiliates of the Registrant. As of March 26, 1996, 5,746,512 shares of Common Stock were outstanding. Documents Incorporated by Reference: Portions of the Company's Proxy Statement dated not later than 120 days after the end of the Company's most recent fiscal year, filed pursuant to Regulation 14A of the Securities Exchange Act of 1934 for the 1996 Annual Meeting of Stockholders of Surety Capital Corporation, are incorporated by reference into Part III. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SURETY CAPITAL CORPORATION Date: July 30, 1996 By: /s/ C. Jack Bean C. Jack Bean, Chairman of the Board and Chief Executive Officer Pursuant to the requirements of the Securities and Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant in the capacities indicated on this 30th day of July, 1996. SIGNATURE TITLE /s/ C. Jack Bean Chairman of the Board and Director (Principal C. Jack Bean Executive Officer) /s/ B. J. Curley Vice President, Chief Financial Officer and B. J. Curley Secretary (Principal Accounting Officer) * President and Director G. M. Heinzelmann, III * Senior Vice President, Chief Operating Officer Bobby W. Hackler and Director * Director William B. Byrd * Director Joseph S. Hardin * Director Michael L. Milam -2- * Director Garrett Morris * Director Cullen W. Turner *By: /s/ C. Jack Bean C. Jack Bean, as Attorney-in-Fact for each of the persons indicated -3- EX-23 2 EXHIBIT 23 CONSENT OF INDEPENDENT ACCOUNTANTS We consent to the incorporation by reference in the registration statements of Surety Capital Corporation on Form S-8 (File No. 33-35415), Form S-8 (File No. 33-63695), Form S-3 (File No. 33-89264) and Form S-3 (File No. 33-44893) of our report dated January 22, 1996, except for the first paragraph of Note 18, which the date is February 28, 1996, the second paragraph of Note 18, which the date is February 29, 1996, and the third paragraph of Note 18, which the date is March 15, 1996 on our audits of the consolidated financial statements of Surety Capital Corporation as of December 31, 1995 and 1994, and for the years ended December 31, 1995, 1994 and 1993, which report is included in the Annual Report on Form 10-K for the year ended December 31, 1995. We also consent to the reference to our firm under the caption "Experts." /s/ Coopers & Lybrand L.L.P. COOPERS & LYBRAND L.L.P. Fort Worth, Texas March 29, 1996 -----END PRIVACY-ENHANCED MESSAGE-----