-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCbR5/O4esCyS28GVV2YTKshn2atney+vUOZg08ZYZcflRaJjBn4hJO9jowxEy/1 aLzS8MzJcAC+GUnpWvn/Ug== 0000950144-96-001097.txt : 19960325 0000950144-96-001097.hdr.sgml : 19960325 ACCESSION NUMBER: 0000950144-96-001097 CONFORMED SUBMISSION TYPE: S-3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960322 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIEDMONT NATURAL GAS CO INC CENTRAL INDEX KEY: 0000078460 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 560556998 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: S-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-01855 FILM NUMBER: 96537173 BUSINESS ADDRESS: STREET 1: 1915 REXFORD RD CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 7043643120 MAIL ADDRESS: STREET 1: P.O. BOX 33068 CITY: CHARLOTTE STATE: NC ZIP: 28233 S-3/A 1 AMENDMENT NO. 1 TO S-3 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 21, 1996 REGISTRATION NO. POST-EFFECTIVE AMENDMENT NO. 3 TO REGISTRATION STATEMENT NO. 33-52639* - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- AMENDMENT NO. 1 FORM S-3 REGISTRATION STATEMENT AND POST-EFFECTIVE AMENDMENT NO. 3 UNDER THE SECURITIES ACT OF 1933 --------------------- PIEDMONT NATURAL GAS COMPANY, INC. (Exact name of registrant as specified in its charter) --------------------- NORTH CAROLINA 56-0556998 (State or other jurisdiction of incorporation or (I.R.S. Employer Identification No.) organization)
1915 REXFORD ROAD CHARLOTTE, NC 28211 (704) 364-3120 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) MARTIN C. RUEGSEGGER CORPORATE COUNSEL AND SECRETARY PIEDMONT NATURAL GAS COMPANY, INC. 1915 REXFORD ROAD CHARLOTTE, NC 28211 (704) 364-3120 (Name, address, including zip code, and telephone number, including area code, of agent for service) --------------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: From time to time after the effective date of the Registration Statement. If the only securities being registered on this Form S-3 are being offered pursuant to dividend or interest reinvestment plans, please check the following box. / / If any of the securities being registered on this Form S-3 are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. /X/ If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. / / ------------------- If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. / / ------------------ If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. / / ------------------ The Registrant hereby amends this Registration Statement and Post-Effective Amendment on such date or dates as may be necessary to delay their effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement and Post-Effective Amendment shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement and Post- Effective Amendment shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine. --------------------- CALCULATION OF REGISTRATION FEE
======================================================================================================== PROPOSED PROPOSED TITLE OF EACH CLASS AMOUNT MAXIMUM MAXIMUM AMOUNT OF OF SECURITIES TO BE OFFERING PRICE AGGREGATE REGISTRATION TO BE REGISTERED REGISTERED PER SHARE OFFERING PRICE FEE - -------------------------------------------------------------------------------------------------------- Common Stock, no par value per share............................. 2,000,000 ** ** $15,690 ========================================================================================================
* Pursuant to Rule 429 under the Securities Act of 1933, the Prospectus included in this registration statement also relates to the registrant's Registration Statement No. 33-52639, as amended by Post-Effective Amendment No. 1, and as of March 20, 1996, 157,503 shares of the registrant's Common Stock remain for sale thereunder. This registration statement and the registration statement amended hereby are collectively referred to herein as the "Registration Statement." ** The shares are to be offered at prices not presently determinable. The fee is calculated upon the basis of the closing sales price on the New York Stock Exchange on March 18, 1996, pursuant to Rule 457(c). The closing sales price on such date was $22.75. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3, and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Charlotte, State of North Carolina, on the 21st day of March, 1996. By: /s/ JOHN H. MAXHEIM ------------------------------------ John H. Maxheim Chairman of the Board, President and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this amended Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE - --------------------------------------------- ------------------------ --------------------- /s/ JOHN H. MAXHEIM Director, Chairman of March 21, 1996 - --------------------------------------------- the Board, President John H. Maxheim and Chief Executive Officer /s/ DAVID J. DZURICKY Senior Vice President -- March 21, 1996 - --------------------------------------------- Finance (Principal David J. Dzuricky Financial Officer) /s/ BARRY L. GUY Vice President and March 21, 1996 - --------------------------------------------- Controller (Principal Barry L. Guy Accounting Officer) JERRY W. AMOS* Director - --------------------------------------------- Jerry W. Amos C.M. BUTLER III* Director - --------------------------------------------- C.M. Butler III SAM J. DIGIOVANNI* Director - --------------------------------------------- Sam J. DiGiovanni JOHN F. MCNAIR III* Director - --------------------------------------------- John F. McNair III MURIEL W. HELMS* Director - --------------------------------------------- Muriel W. Helms NED R. McWHERTER* Director - --------------------------------------------- Ned R. McWherter WALTER S. MONTGOMERY, JR.* Director - --------------------------------------------- Walter S. Montgomery, Jr. DONALD S. RUSSELL, JR.* Director - --------------------------------------------- Donald S. Russell, Jr. JOHN E. SIMKINS, JR.* Director - --------------------------------------------- John E. Simkins, Jr. *By: /s/ DAVID J. DZURICKY March 21, 1996 - --------------------------------------------- David J. Dzuricky (Attorney-in-Fact)
II-7 -----END PRIVACY-ENHANCED MESSAGE-----