-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, i0OgFZDjlMmeQqYwhVrcOtoy7X0UZqcX9r4K/e7GsxEnaAtnUYKVGxAh9OEykemz czeZYrOtvdsFZeOar5nUiw== 0000784539-95-000005.txt : 199507190000784539-95-000005.hdr.sgml : 19950719 ACCESSION NUMBER: 0000784539-95-000005 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19950329 FILED AS OF DATE: 19950718 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: FAMILY STEAK HOUSES OF FLORIDA INC CENTRAL INDEX KEY: 0000784539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 592597349 STATE OF INCORPORATION: FL FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14311 FILM NUMBER: 95554527 BUSINESS ADDRESS: STREET 1: 2113 FLORIDA BLVD STREET 2: STE A CITY: NEPTUNE BEACH STATE: FL ZIP: 32266 BUSINESS PHONE: 9042494197 MAIL ADDRESS: STREET 2: 2113 FLORIDA BLVD STE A CITY: NEPTUNE BEACH STATE: FL ZIP: 32266 10-Q/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q / A Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended March 29, 1995 Commission File No. 0-14311 FAMILY STEAK HOUSES OF FLORIDA, INC. Incorporated under the laws offs IRS Employer Identification Florida No. 59-2597349 2113 FLORIDA BOULEVARD NEPTUNE BEACH, FLORIDA 32266 Registrant's Telephone No. (904) 249-4197 Indicate by check mark whether the registrant has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No_____ Title of each class Number of shares outstanding Common Stock 10,815,070 $.01 par value As of May 5, 1995 PART II. OTHER INFORMATION ITEM 1. LEGAL PROCEEDINGS None ITEM 2. CHANGES IN SECURITIES None ITEM 3. DEFAULTS UPON SENIOR SECURITIES Prior to the execution of The Travelers Agreement and the Bank Loan, the Company was in default of certain covenants associated with the previous debt agreements. Upon execution of the new debt agreements, the Company was no longer in default of any debt covenants. ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS None ITEM 5. OTHER INFORMATION None ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) The following exhibits are filed as part of this report on Form 10-Q, and this list comprises the Exhibit Index. No. Exhibit 4.01 Specimen Stock Certificate for shares of the Company's Common Stock (Exhibit 4.01 to the Company's Registration Statement on Form S-1, Registration No. 33-1887, is incorporated herein by reference.) 4.02 Amended and Restated Loan Agreement, dated March 14, 1995, by the Company and certain of its subsidiaries, as borrowers, in favor of The Daiwa Bank, Limited, and SouthTrust Bank of Alabama, National Association, as lenders. (Exhibit 10.04 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.03 Second Amended and Restated Renewal Mortgage and Security Agreement and Mortgage Spreading Agreement, dated March 14, 1995, by the Company as mortgagor, and The Daiwa Bank, Limited, and SouthTrust Bank of Alabama, National Association, as lenders. (Exhibit 10.05 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.04 Amended and Restated Senior Note Agreement, dated as of February 1, 1995, by the Company and certain of its subsidiaries, as maker, and The Phoenix Insurance Company, and The Travelers Insurance Company, as noteholders. (Exhibit 10.06 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.05 Amended and Restated Warrant to Purchase Shares of Common Stock, void after October 1, 2003, which represents warrants issued to The Phoenix Insurance Company, and The Travelers Indemnity Company, and the Travelers Insurance Company (Exhibit 10.07 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.06 Warrant to Purchase Shares of Common Stock, void after October 1, 2003, which represents warrants issued to The Phoenix Insurance Company, and The Travelers Indemnity Company, and the Travelers Insurance Company (Exhibit 10.08 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.07 Second Amended and Restated Renewal Promissory Note, dated March 14, 1995, by the Company and certain of its subsidiaries, as maker, in favor of SouthTrust Bank of Alabama, National Association. (Exhibit 10.18 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.08 Second Amended and Restated Renewal Promissory Note, dated March 14, 1995, by the Company and certain of its subsidiaries, as Maker, in favor of The Daiwa Bank, Limited. (Exhibit 10.19 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.09 Mortgage and Security Agreement, dated March 14, 1995, by the Company, as Mortgagor, in favor of The Travelers Insurance Company, as collateral agent. (Exhibit 10.20 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 4.10 Amended and Restated 9.0% Senior Notes, due June 1, 1998, by the Company, as maker, in favor of TRAL & CO., an affiliate of The Travelers Insurance Company, dated as of February 1, 1995. (Exhibit 10.21 to the Company's 1994 Annual Report on Form 10-K is incorporated herein by reference.) 27.01 Financial Data Schedule SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. FAMILY STEAK HOUSES OF FLORIDA, INC. (Registrant) /s/ Lewis E. Christman, Jr. Date: July 17, 1995 Lewis E. Christman, Jr. President (Chief Executive Officer) /s/ Edward B. Alexander Date: July 17, 1995 Edward B. Alexander Director of Finance (Principal Financial and Accounting Officer) /s/ Michael J. Walters Date: July 17, 1995 Michael J. Walters Controller EX-27 2
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE COMPANY'S, 1995 1ST QUARTER 10-Q, AND THE COMPANY'S ANNUAL REPORT ON FORM 10-K FOR 1994 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 0000784539 FAMILY STEAK HOUSES OF FLORIDA, INC 3-MOS 3-MOS YEAR JAN-03-1996 DEC-28-1994 DEC-28-1994 MAR-29-1995 MAR-30-1994 DEC-28-1994 2,137,600 2,699,200 1,603,100 710,700 305,000 710,700 419,000 506,100 469,600 0 0 0 313,500 349,800 324,800 3,777,400 4,089,000 3,583,700 39,036,200 41,282,400 39,544,100 (12,570,200) (12,121,200) (12,648,200) 32,801,300 35,861,500 32,808,600 5,987,200 23,432,600 6,257,000 0 0 0 8,203,700 8,088,600 8,109,600 0 0 0 0 0 0 0 0 0 32,801,300 35,861,500 32,808,600 11,342,100 12,042,500 44,848,800 11,342,100 12,042,500 44,848,800 4,443,800 4,866,300 18,173,900 10,327,800 11,213,000 44,496,100 25,000 25,000 86,200 0 0 465,000 449,700 485,700 1,980,100 680,600 341,500 (2,055,300) 102,000 127,800 (274,400) 578,600 213,700 (1,780,900) 0 0 0 0 0 0 0 0 0 578,600 213,700 (1,780,900) 0.05 0.02 (0.17) 0.05 0.02 (0.17)
-----END PRIVACY-ENHANCED MESSAGE-----