DEFA14A 1 cryolife8k52605.txt FORM 8-K -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------- FORM 8-K -------------------------------- CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): MAY 26, 2005 ----------------------- CRYOLIFE, INC. (Exact name of registrant as specified in its charter) -------------------------
FLORIDA 1-13165 59-2417093 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.)
1655 ROBERTS BOULEVARD N.W., KENNESAW, GA 30144 (Address of principal executive office) (zip code) Registrant's telephone number, including area code: (770) 419-3355 N/A (Former name or former address, if changed since last report) ------------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |X| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) -------------------------------------------------------------------------------- SECTION 3 SECURITIES AND TRADING MARKETS ITEM 3.01 NOTICE OF FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD. (b) On May 26, 2005, CryoLife, Inc. ("CryoLife") sent notice to the New York Stock Exchange (the "NYSE") that it had inadvertently omitted to state in the proxy statement for the 2005 Annual Meeting of Shareholders that its Corporate Governance Guidelines are available on its web site, and that those guidelines, together with its committee charters are available in print form to stockholders on request. Section 303A.09 of the listing standards of the NYSE requires that these statements be included in the annual proxy statement. CryoLife addressed this by including the omitted information in its press release dated May 26, 2005, and by filing it with the Securities Exchange Commission on this Form 8-K, indicating that the filing was also soliciting material under Rule 14a-12 under the Securities Exchange Act of 1934. The information has been and continues to be available on CryoLife's web site and in print form to stockholders upon request, and will be included in next year's proxy statement. The full text of the press release issued in connection with the announcement is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The NYSE has assured CryoLife that this noncompliance will not result in a delisting of CryoLife shares on the NYSE. SECTION 8 OTHER EVENTS ITEM 8.01 OTHER EVENTS. On May 26, 2005, CryoLife issued a press release announcing the results of a study of its SynerGraft(R) Model #100, a bovine ureter used for arteriovenous (AV) access in dialysis patients, which was presented at the Fourth International Congress of the Vascular Access Society in Berlin, Germany. SECTION 9 FINANCIAL STATEMENTS AND EXHIBITS ITEM 9.01 EXHIBITS. (a) Financial Statements (b) Pro Forma Financial Information (c) Exhibits Exhibit Number Description -------------- ----------- 99.1 Press Release dated May 26, 2005 -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, CryoLife, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CRYOLIFE, INC. Date: May 26, 2005 By: /s/ D.A. Lee ----------------------------------------- D. Ashley Lee, Executive Vice President, Chief Operating Officer and Chief Financial Officer -3- EXHIBIT INDEX Exhibit Number Description -------------- ----------- 99.1 Press Release dated May 26, 2005 -4-