-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGgHqOtkr0/n9ZkdGM5HnLul0aDAt8KBJxrvt9bjoBcl5NKxACreYAVOA5K3DfBT QlGuygU9TfwWaa3oAqwA0w== 0000914062-00-000167.txt : 20000426 0000914062-00-000167.hdr.sgml : 20000426 ACCESSION NUMBER: 0000914062-00-000167 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000418 FILED AS OF DATE: 20000425 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRYOLIFE INC CENTRAL INDEX KEY: 0000784199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 592417093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13165 FILM NUMBER: 608283 BUSINESS ADDRESS: STREET 1: 1655 ROBERTS BOULEVARD N W STREET 2: STE 142 CITY: KENNESAW STATE: GA ZIP: 30144 BUSINESS PHONE: 7704193355 MAIL ADDRESS: STREET 1: 1655 ROBERTS BOULEVARD N W STREET 2: STE 142 CITY: KENNESAW STATE: GA ZIP: 30144 COMPANY DATA: COMPANY CONFORMED NAME: LEE DAVID ASHLEY CENTRAL INDEX KEY: 0001112830 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O CRYOLIFE INC STREET 2: 1655 ROBERTS BLVD NW CITY: KENNESAW STATE: GA ZIP: 30144 MAIL ADDRESS: STREET 1: C/O CRYOLIFE INC STREET 2: 1655 ROBERTS BLVD NW CITY: KENNESAW STATE: GA ZIP: 30144 3 1 FORM 3 - 04/18/00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person LEE, DAVID ASHLEY 1655 Roberts Blvd, NW Kennesaw, GA 30144 2. Date of Event Requiring Statement (Month/Day/Year) 04/18/00 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol CryoLife, Inc. CRY 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President of Finance and Chief Financial Officer 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock | 1,887 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | 600 | I | Joint with Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | 1,600 (1) | I | by Parents ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Incentive Stock Option |(2) | 6/16/00 |Common Stock | 5,000 |$ 3.50 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option |(3) | 6/19/03 |Common Stock | 5,000 | 13.50 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option |(4) | 6/09/05 |Common Stock | 5,000 | 12.75 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option |(5) |10/18/05 |Common Stock | 20,000 | 19.375 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The reporting person has power of disposition only and disclaims beneficial ownership of these shares. This report shall not be deemed an admission that the reporting person is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. (2) Exercisable in five equal annual installments of 1,000 shares each beginning on 12/16/95. (3) Exercisable in five equal annual installments of 1,000 shares each beginning on 12/19/98. (4) Exercisable in five equal annual installments of 1,000 shares each beginning on 12/09/00. (5) Exercisable in five equal annual installments of 4,000 shares each beginning on 4/18/01. SIGNATURE OF REPORTING PERSON David Ashley Lee DATE April 25, 2000 -----END PRIVACY-ENHANCED MESSAGE-----