-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JH7nsV6RU8bvD2C34u8JFK7u5qIb/ALLnW91pGlBYh/r4Q3L/W4isOVioCqQlD58 df/8bt6K5zopXWyYotq+qA== 0000914062-96-000169.txt : 19961009 0000914062-96-000169.hdr.sgml : 19961009 ACCESSION NUMBER: 0000914062-96-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961008 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRYOLIFE INC CENTRAL INDEX KEY: 0000784199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 592417093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21104 FILM NUMBER: 96640781 BUSINESS ADDRESS: STREET 1: 2211 NEW MARKET PKWY STREET 2: STE 142 CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 4049521660 MAIL ADDRESS: STREET 1: 2211 NEW MARKET PKWY STREET 2: STE 142 CITY: MARIETTA STATE: GA ZIP: 30067 COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN H GRAY CENTRAL INDEX KEY: 0001016752 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: MASSEY BURCH CAPITAL CORP STREET 2: 310 25TH AVE NORTH, SUITE 103 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153299448 MAIL ADDRESS: STREET 1: BENJAMIN GRAY STREET 2: 310 25TH AVE NORTH, SUITE 103 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 FORM 4 - SEPTEMBER/1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person GRAY, BENJAMIN H. 2211 New Market Parkway Suite 142 Marietta, GA 30067 USA 2. Issuer Name and Ticker or Trading Symbol CryoLife, Inc. CRYL 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year September/1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |02/12/|S | |2,000 (1) |D |$ 8.50 (2)| | | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |09/06/|T | |2,000 |A |$ 2.25 | | | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |09/30/|S | |1,100 |D |$13.00 | | | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |09/30/|S | | 900 |D |$13.0625 |0 |D | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option |$2.25 |09/06|T | |2,000 |D |(3) |03/20|Common Stock|2,000 |N/A |9,000 (4) |D | | | |/96 | | | | | |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Total amount of Securities Disposed of reflects Issuer's 2-for-1 Stock-Split, effective June 28, 1996. (2) Price of Securities sold reflects Issuer's 2-for-1 Stock-Split, effective June 28, 1996. (3) Option vests over a five year period becoming exercisable in 20% increments, with the first 20% vesting on the date of Grant [March 20, 1992], the second 20% vesting on 3/20/93, the third 20% vesting on 3/20/94, the fourth 20% vesting on 3/20/95, and the final 20% vesting on 3/20/96. (4) Total number of Derivative Securities Beneficially Owned reflects Issuer's 2-for-1 Stock-Split, effective June 28, 1996. SIGNATURE OF REPORTING PERSON BENJAMIN H. GRAY DATE October 8, 1996 -----END PRIVACY-ENHANCED MESSAGE-----