0001209191-19-058904.txt : 20191203 0001209191-19-058904.hdr.sgml : 20191203 20191203195914 ACCESSION NUMBER: 0001209191-19-058904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAHL JAMES H CENTRAL INDEX KEY: 0000933422 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09035 FILM NUMBER: 191267032 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD SUITE 902 STREET 2: 1200 RIVERPLACE BLVD SUITE 902 CITY: JACKSONVILLE STATE: FL ZIP: 32207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAHL WILLIAM L. CENTRAL INDEX KEY: 0001542075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09035 FILM NUMBER: 191267033 MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPE RESOURCES LTD PARTNERSHIP CENTRAL INDEX KEY: 0000784011 STANDARD INDUSTRIAL CLASSIFICATION: FORESTRY [0800] IRS NUMBER: 911313292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19950 7TH AVENUE NE STREET 2: SUITE 200 CITY: POULSBO STATE: WA ZIP: 98370 BUSINESS PHONE: 360-697-6626 MAIL ADDRESS: STREET 1: 19950 7TH AVENUE NE STREET 2: SUITE 200 CITY: POULSBO STATE: WA ZIP: 98370 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-29 0 0000784011 POPE RESOURCES LTD PARTNERSHIP POPE 0000933422 DAHL JAMES H 4314 PABLO OAKS COURT JACKSONVILLE FL 32224 0 0 1 0 0001542075 DAHL WILLIAM L. 4314 PABLO OAKS COURT JACKSONVILLE FL 32224 0 0 1 0 Limited Partnership Units 2019-11-29 4 P 0 1723 87.98 A 1723 I By JHD Traditional IRA Limited Partnership Units 2019-11-29 4 P 0 80 88.85 A 186248 I By IRA Accounts Limited Partnership Units 2019-12-02 4 P 0 700 92.50 A 2423 I By JHD Traditional IRA Limited Partnership Units 2019-12-02 4 P 0 20 90.00 A 186268 I By IRA Accounts Limited Partnership Units 2019-12-02 4 P 0 1480 92.47 A 187748 I By IRA Accounts Limited Partnership Units 2019-12-03 4 P 0 300 97.00 A 188048 I By IRA Accounts Limited Partnership Units 2019-12-03 4 P 0 600 94.99 A 188648 I By IRA Accounts Limited Partnership Units 2019-12-03 4 P 0 2000 94.00 A 28411 I By KMD Trust Limited Partnership Units 6521 I By JHD Trust Limited Partnership Units 170 I TD IRA Limited Partnership Units 600 I WD IRAs Limited Partnership Units 0 I By Household Family Member Limited Partnership Units 147652 D Limited Partnership Units 102842 I By JHD Trust FBO KWD Limited Partnership Units 21879 I By JHD Trust FBO JAD Limited Partnership Units 29250 I By Dahl Family Foundation The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $87.00 to $88.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote. Units are held by IRA FBO James H. Dahl, Traditional IRA Account. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $88.85 to $89.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,314 units held by IRA FBO James H. Dahl (ROTH II Jefferies). The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.49 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,334 units held by IRA FBO James H. Dahl (ROTH II Jefferies). The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.30 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 133,814 units held by IRA FBO James H. Dahl (ROTH II Jefferies). Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies). Units are held in two IRA accounts as follows: 54,534 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies). Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl. Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee. Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl. Units are held by in IRA accounts for the benefit of William L. Dahl. In prior ownership reports, James H. Dahl included but disclaimed ownership of 2,525 units (the "Disclaimed Units") held by an adult member of his household (the "Adult"). The Disclaimed Units are no longer reportable by him because the Adult no longer lives in his household. Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl. Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl. Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc. Ivan A. Colao, as Attorney-in-Fact for James H. Dahl and William L. Dahl 2019-12-03